SEC 13F Intelligence

Managers / Q1 2021 · view latest →

BALLAST ADVISORS LLC

CIK 0001803415 · 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, 55125-1705 · 651-478-4644

Reported Value
$217M
Q1 2021
Positions
175
Filings on Record
28
2019–present window
Filed
Apr 26, 2021
original filing

Summary

Ballast Advisors LLC reported $217M in U.S.-listed holdings across 175 positions for Q1 2021.

Its largest position, Schwab Strategic Tr, represents 11.8% of the portfolio.

Compared with Q4 2020, the fund opened 7 new positions and exited 3.

Portfolio Metrics

Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+62.0%
share of reported value
Largest Position
+11.8%
Schwab Strategic Tr
New / Exited
7 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $136MQ4 ’19Q1 ’20: $117MQ2 ’20: $141MQ3 ’20: $160MQ4 ’20: $194MQ4 ’20Q1 ’21: $217MQ2 ’21: $236MQ3 ’21: $241MQ4 ’21: $261MQ4 ’21Q1 ’22: $256MQ2 ’22: $222MQ3 ’22: $214MQ4 ’22: $228MQ4 ’22Q1 ’23: $251MQ2 ’23: $266MQ3 ’23: $251MQ4 ’23: $268MQ4 ’23Q1 ’24: $297MQ2 ’24: $315MQ3 ’24: $324MQ4 ’24: $325MQ4 ’24Q1 ’25: $314MQ2 ’25: $339MQ3 ’25: $363MQ4 ’25: $363MQ4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 65.1%Common Stock: 28.9%MLP: 3.3%Other: 1.4%ADR: 1.1%Other: 0.1%
  • ETP · 65.1% · $141M
  • Common Stock · 28.9% · $63M
  • MLP · 3.3% · $7M
  • Other · 1.4% · $3M
  • ADR · 1.1% · $2M
  • Other · 0.1% · $301,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BACBK OF AMERICA CORPNEW+5.8K5.8K+$224,000$224,000
CMCSACOMCAST CORP NEWNEW+3.7K3.7K+$203,000$203,000
VANGUARD CHARLOTTE FDSNEW+3.5K3.5K+$202,000$202,000
4I1PHILIP MORRIS INTL INCNEW+2.3K2.3K+$202,000$202,000
ARK ETF TRNEW+506506+$75,000$75,000
ARK ETF TRNEW+778778+$69,000$69,000
ARK ETF TRNEW+513513+$62,000$62,000
ISHARES TRADDED+79.7K99.5K+$9M$11M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP VA ETF · US LRG CAP ETF · INTL EQTY ETF · US LCAP GR ETF · US BRD MKT ETF · EMRG MKTEQ ETF · SHT TM US TRES · US SML CAP ETF · US REIT ETF · US AGGREGATE B47.47%$103M1.61M
2ISHARES TRCORE US AGGBD ET · 1 3 YR TREAS BD · 20 YR TR BD ETF · RUSSELL 2000 ETF · CORE S&P500 ETF · CORE S&P SCP ETF · RUS 1000 GRW ETF10.12%$22M176.3K
3AAPLAPPLE INChistory →COM7.83%$17M139.0K
4JPMJPMORGAN CHASE & COhistory →COM3.50%$8M49.9K
5EPDENTERPRISE PRODS PARTNERS Lhistory →COM3.33%$7M327.9K
6MMM3M COhistory →COM1.39%$3M15.6K
7NTICNORTHERN TECHNOLOGIES INTL Chistory →COM1.34%$3M191.0K
8BXBLACKSTONE GROUP INChistory →COM1.31%$3M38.1K
9BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.15%$2M11.0K
10MSFTMICROSOFT CORPhistory →COM1.14%$2M10.5K
11BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.09%$2M9.3K
12SPDR S&P 500 ETF TRTR UNIT1.03%$2M5.6K
13AMZNAMAZON COM INChistory →COM1.02%$2M713
14GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.97%$2M1.0K
15JNJJOHNSON & JOHNSONCOM0.70%$2M9.2K
16VANGUARD WHITEHALL FDSEMERG MKT BD ETF0.67%$1M18.7K
17VVISA INCCOM CL A0.65%$1M6.6K
18MEDTRONIC PLCSHS0.54%$1M9.9K
19SPDR SER TRS&P 600 SML CAP · PRTFLO S&P500 GW0.53%$1M15.9K
20CANADIAN PAC RY LTDCOM0.42%$904,0002.4K
21CATCATERPILLAR INCCOM0.41%$885,0003.8K
22SPDR INDEX SHS FDSPORTFOLIO DEVLPD0.40%$873,00024.7K
23SELECT SECTOR SPDR TRRL EST SEL SEC0.35%$764,00019.4K
24BACVERIZON COMMUNICATIONS INCCOM0.33%$719,00012.4K
25UNHUNITEDHEALTH GROUP INCCOM0.30%$657,0001.8K
26CHVCHEVRON CORP NEWCOM0.30%$650,0006.2K
27HONGBPHONEYWELL INTL INCCOM0.29%$629,0002.9K
28HDHOME DEPOT INCCOM0.27%$593,0001.9K
29VUGVANGUARD INDEX FDSGROWTH ETF0.27%$591,0002.3K
30CVSCVS HEALTH CORPCOM0.26%$574,0007.6K
31VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.25%$536,00010.9K
32SBUXSTARBUCKS CORPCOM0.24%$529,0004.8K
33TAT&T INCCOM0.23%$498,00016.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026Under review401Jun 23, 2026RESTATEMENTchanges · EDGAR ↗
Q1 2026Under review394May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$363M175Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$363M180Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M168Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$314M164May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$325M161Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$324M163Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$315M163Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$297M172May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$268M169Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M178Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$266M180Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$251M185May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$228M179Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$214M177Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M182Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$256M186Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$261M182Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$241M178Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$236M179Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$217M175Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$194M171Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M169Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$141M160Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$117M518Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$136M163Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.