SEC 13F Intelligence

Managers / Q1 2020 · view latest →

BALLAST ADVISORS LLC

CIK 0001803415 · 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, 55125-1705 · 651-478-4644

Reported Value
$117M
Q1 2020
Positions
518
Filings on Record
28
2019–present window
Filed
Apr 16, 2020
original filing

Summary

Ballast Advisors LLC reported $117M in U.S.-listed holdings across 518 positions for Q1 2020.

Its largest position, Schwab Strategic Tr, represents 12.4% of the portfolio.

Compared with Q4 2019, the fund opened 354 new positions and exited 1.

Portfolio Metrics

Turnover
+8.0%
vs prior filed quarter
Top-10 Concentration
+55.9%
share of reported value
Largest Position
+12.4%
Schwab Strategic Tr
New / Exited
354 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $136MQ4 ’19Q1 ’20: $117MQ2 ’20: $141MQ3 ’20: $160MQ4 ’20: $194MQ4 ’20Q1 ’21: $217MQ2 ’21: $236MQ3 ’21: $241MQ4 ’21: $261MQ4 ’21Q1 ’22: $256MQ2 ’22: $222MQ3 ’22: $214MQ4 ’22: $228MQ4 ’22Q1 ’23: $251MQ2 ’23: $266MQ3 ’23: $251MQ4 ’23: $268MQ4 ’23Q1 ’24: $297MQ2 ’24: $315MQ3 ’24: $324MQ4 ’24: $325MQ4 ’24Q1 ’25: $314MQ2 ’25: $339MQ3 ’25: $363MQ4 ’25: $363MQ4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 62.1%Common Stock: 33.2%ADR: 2.1%Other: 1.9%REIT: 0.4%Other: 0.3%
  • ETP · 62.1% · $73M
  • Common Stock · 33.2% · $39M
  • ADR · 2.1% · $2M
  • Other · 1.9% · $2M
  • REIT · 0.4% · $505,000
  • Other · 0.3% · $301,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DYHTARGET CORPNEW+2.6K2.6K+$238,000$238,000
NFLXNETFLIX INCNEW+535535+$201,000$201,000
UNPUNION PAC CORPNEW+1.3K1.3K+$187,000$187,000
WMTWALMART INCNEW+1.5K1.5K+$176,000$176,000
FIRST TR VALUE LINE DIVID INNEW+5.5K5.5K+$152,000$152,000
4I1PHILIP MORRIS INTL INCNEW+2.0K2.0K+$150,000$150,000
UNILEVER PLCNEW+2.9K2.9K+$149,000$149,000
RMERESMED INCNEW+992992+$146,000$146,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP VA ETF · US LCAP GR ETF · INTL EQTY ETF · US LRG CAP ETF · US BRD MKT ETF · US MID-CAP ETF · US SML CAP ETF · US REIT ETF · SHT TM US TRES · EMRG MKTEQ ETF46.50%$54M1.24M
2AAPLAPPLE INChistory →COM7.22%$8M33.2K
3SPDR SER TRS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW · S&P 600 SML CAP2.89%$3M83.3K
4ISHARES TRCORE US AGGBD ET · CORE S&P500 ETF · TIPS BD ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF2.89%$3M27.8K
5MMM3M COhistory →COM1.93%$2M16.6K
6BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.78%$2M10.7K
7NTICNORTHERN TECH INTL CORPhistory →COM1.71%$2M271.0K
8BXBLACKSTONE GROUP INChistory →COM CL A1.54%$2M39.5K
9SPDR S&P 500 ETF TRTR UNIT1.37%$2M6.2K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.30%$2M8.3K
11MSFTMICROSOFT CORPhistory →COM1.28%$1M9.5K
12AMZNAMAZON COM INChistory →COM1.04%$1M624
13JNJJOHNSON & JOHNSONhistory →COM1.00%$1M9.0K
14GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.96%$1M964
15VVISA INCCOM CL A0.78%$917,0005.7K
16MEDTRONIC PLCSHS0.70%$818,0009.1K
17SPDR INDEX SHS FDSPORTFOLIO DEVLPD0.54%$632,00026.4K
18BACVERIZON COMMUNICATIONS INCCOM0.48%$560,00010.4K
19CANADIAN PAC RY LTDCOM0.43%$503,0002.3K
20VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.42%$497,00014.9K
21TAT&T INCCOM0.41%$486,00016.7K
22CHVCHEVRON CORP NEWCOM0.41%$480,0006.6K
23CATCATERPILLAR INC DELCOM0.37%$431,0003.7K
24UNHUNITEDHEALTH GROUP INCCOM0.36%$426,0001.7K
25VUGVANGUARD INDEX FDSGROWTH ETF0.36%$419,0002.7K
26HONGBPHONEYWELL INTL INCCOM0.34%$404,0003.0K
27PEPPEPSICO INCCOM0.33%$382,0003.2K
28AMGNAMGEN INCCOM0.32%$380,0001.9K
29KOCOCA COLA COCOM0.32%$379,0008.6K
30IBMINTERNATIONAL BUSINESS MACHSCOM0.32%$370,0003.3K
31INTCINTEL CORPCOM0.31%$359,0006.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026Under review401Jun 23, 2026RESTATEMENTchanges · EDGAR ↗
Q1 2026Under review394May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$363M175Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$363M180Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M168Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$314M164May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$325M161Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$324M163Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$315M163Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$297M172May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$268M169Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M178Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$266M180Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$251M185May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$228M179Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$214M177Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M182Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$256M186Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$261M182Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$241M178Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$236M179Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$217M175Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$194M171Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M169Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$141M160Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$117M518Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$136M163Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.