SEC 13F Intelligence

Managers / Q4 2019 · view latest →

BALLAST ADVISORS LLC

CIK 0001803415 · 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, 55125-1705 · 651-478-4644

Reported Value
$136M
Q4 2019
Positions
163
Filings on Record
28
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Ballast Advisors LLC reported $136M in U.S.-listed holdings across 163 positions for Q4 2019.

Its largest position, Schwab Strategic Tr, represents 14.2% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+61.0%
share of reported value
Largest Position
+14.2%
Schwab Strategic Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $136MQ4 ’19Q1 ’20: $117MQ2 ’20: $141MQ3 ’20: $160MQ4 ’20: $194MQ4 ’20Q1 ’21: $217MQ2 ’21: $236MQ3 ’21: $241MQ4 ’21: $261MQ4 ’21Q1 ’22: $256MQ2 ’22: $222MQ3 ’22: $214MQ4 ’22: $228MQ4 ’22Q1 ’23: $251MQ2 ’23: $266MQ3 ’23: $251MQ4 ’23: $268MQ4 ’23Q1 ’24: $297MQ2 ’24: $315MQ3 ’24: $324MQ4 ’24: $325MQ4 ’24Q1 ’25: $314MQ2 ’25: $339MQ3 ’25: $363MQ4 ’25: $363MQ4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 66.7%Common Stock: 29.6%ADR: 1.7%Other: 1.6%REIT: 0.3%Other: 0.1%
  • ETP · 66.7% · $91M
  • Common Stock · 29.6% · $40M
  • ADR · 1.7% · $2M
  • Other · 1.6% · $2M
  • REIT · 0.3% · $475,000
  • Other · 0.1% · $84,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
SCHWAB STRATEGIC TRNEW+321.6K321.6K+$19M$19M
SCHWAB STRATEGIC TRNEW+445.9K445.9K+$15M$15M
SCHWAB STRATEGIC TRNEW+151.6K151.6K+$14M$14M
AAPLAPPLE INCNEW+33.5K33.5K+$10M$10M
SCHWAB STRATEGIC TRNEW+112.7K112.7K+$9M$9M
SCHWAB STRATEGIC TRNEW+59.7K59.7K+$5M$5M
NTICNORTHERN TECH INTL CORPNEW+271.0K271.0K+$4M$4M
MMM3M CONEW+16.6K16.6K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP VA ETF · INTL EQTY ETF · US LCAP GR ETF · US LRG CAP ETF · US BRD MKT ETF · US MID-CAP ETF · US SML CAP ETF · US REIT ETF · SHT TM US TRES · EMRG MKTEQ ETF51.03%$69M1.23M
2AAPLAPPLE INChistory →COM7.24%$10M33.5K
3SPDR SERIES TRUSTS&P 400 MDCP VAL · S&P 600 SMCP VAL · S&P 400 MDCP GRW · S&P 600 SMCP GRW · S&P 600 SML CAP3.35%$5M74.6K
4ISHARES TRCORE US AGGBD ET · CORE S&P500 ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF · RUSSELL 2000 ETF · TIPS BD ETF3.08%$4M29.7K
5NTICNORTHERN TECH INTL CORPhistory →COM2.80%$4M271.0K
6MMM3M COhistory →COM2.16%$3M16.6K
7BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.71%$2M10.9K
8BXBLACKSTONE GROUP INChistory →COM CL A1.63%$2M39.5K
9SPDR S&P 500 ETF TRTR UNIT1.50%$2M6.3K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.38%$2M8.3K
11MSFTMICROSOFT CORPhistory →COM1.10%$1M9.5K
12JNJJOHNSON & JOHNSONCOM0.98%$1M9.1K
13GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.94%$1M953
14AMZNAMAZON COM INCCOM0.84%$1M619
15VVISA INCCOM CL A0.79%$1M5.7K
16MEDTRONIC PLCSHS0.73%$986,0008.7K
17CHVCHEVRON CORP NEWCOM0.59%$809,0006.7K
18SPDR INDEX SHS FDSPORTFOLIO DEVLPD0.57%$776,00024.8K
19TAT&T INCCOM0.52%$703,00018.0K
20CANADIAN PAC RY LTDCOM0.46%$624,0002.4K
21VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.45%$613,00013.9K
22BACVERIZON COMMUNICATIONS INCCOM0.44%$600,0009.8K
23CATCATERPILLAR INC DELCOM0.42%$572,0003.9K
24EXMOCEXXON MOBIL CORPCOM0.41%$555,0008.0K
25HONGBPHONEYWELL INTL INCCOM0.40%$548,0003.1K
26AMLPUSDALPS ETF TRALERIAN MLP0.39%$534,00062.8K
27UNHUNITEDHEALTH GROUP INCCOM0.37%$506,0001.7K
28VUGVANGUARD INDEX FDSGROWTH ETF0.37%$503,0002.8K
29KOCOCA COLA COCOM0.35%$482,0008.7K
30AMGNAMGEN INCCOM0.33%$452,0001.9K
31IBMINTERNATIONAL BUSINESS MACHSCOM0.33%$447,0003.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026Under review401Jun 23, 2026RESTATEMENTchanges · EDGAR ↗
Q1 2026Under review394May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$363M175Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$363M180Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M168Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$314M164May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$325M161Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$324M163Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$315M163Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$297M172May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$268M169Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M178Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$266M180Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$251M185May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$228M179Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$214M177Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M182Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$256M186Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$261M182Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$241M178Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$236M179Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$217M175Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$194M171Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M169Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$141M160Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$117M518Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$136M163Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.