SEC 13F Intelligence

Managers / Q2 2021 · view latest →

BALLAST ADVISORS LLC

CIK 0001803415 · 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, 55125-1705 · 651-478-4644

Reported Value
$236M
Q2 2021
Positions
179
Filings on Record
28
2019–present window
Filed
Jul 20, 2021
original filing

Summary

Ballast Advisors LLC reported $236M in U.S.-listed holdings across 179 positions for Q2 2021.

The portfolio is heavily concentrated: SCHV alone accounts for 47.7% of reported value.

Compared with Q1 2021, the fund opened 7 new positions and exited 3.

Portfolio Metrics

Turnover
+0.6%
vs prior filed quarter
Top-10 Concentration
+80.9%
share of reported value
Largest Position
+47.7%
Schwab Strategic Tr
New / Exited
7 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $136MQ4 ’19Q1 ’20: $117MQ2 ’20: $141MQ3 ’20: $160MQ4 ’20: $194MQ4 ’20Q1 ’21: $217MQ2 ’21: $236MQ3 ’21: $241MQ4 ’21: $261MQ4 ’21Q1 ’22: $256MQ2 ’22: $222MQ3 ’22: $214MQ4 ’22: $228MQ4 ’22Q1 ’23: $251MQ2 ’23: $266MQ3 ’23: $251MQ4 ’23: $268MQ4 ’23Q1 ’24: $297MQ2 ’24: $315MQ3 ’24: $324MQ4 ’24: $325MQ4 ’24Q1 ’25: $314MQ2 ’25: $339MQ3 ’25: $363MQ4 ’25: $363MQ4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 64.8%Common Stock: 30.2%MLP: 3.3%ADR: 1.1%Other: 0.5%REIT: 0.1%
  • ETP · 64.8% · $153M
  • Common Stock · 30.2% · $71M
  • MLP · 3.3% · $8M
  • ADR · 1.1% · $3M
  • Other · 0.5% · $1M
  • REIT · 0.1% · $277,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MARMARRIOTT INTL INC NEWNEW+2.9K2.9K+$397,000$397,000
RMDRESMED INCNEW+992992+$245,000$245,000
UPSUNITED PARCEL SERVICE INCNEW+1.2K1.2K+$242,000$242,000
NKENIKE INCNEW+1.4K1.4K+$218,000$218,000
DCIDONALDSON INCNEW+3.4K3.4K+$216,000$216,000
TGTTARGET CORPNEW+892892+$216,000$216,000
HBANHUNTINGTON BANCSHARES INCNEW+13.1K13.1K+$187,000$187,000
IMCGISHARES TRADDED+100120+$0$8,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

81 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHVSCHWAB STRATEGIC TRUS LCAP VA ETF · US LRG CAP ETF · US LCAP GR ETF · INTL EQTY ETF · US BRD MKT ETF · EMRG MKTEQ ETF · SHT TM US TRES · US SML CAP ETF · US REIT ETF · US AGGREGATE B · US MID-CAP ETF · US TIPS ETF · US DIVIDEND EQ · INTRM TRM TRES47.74%$113M1.66M
2AGGISHARES TRCORE US AGGBD ET · 1 3 YR TREAS BD · 20 YR TR BD ETF · RUSSELL 2000 ETF · CORE S&P500 ETF · CORE S&P SCP ETF · RUS 1000 GRW ETF · U.S. MED DVC ETF · RUS TP200 GR ETF · BARCLAYS 7 10 YR · MSCI EAFE ETF · SHRT NAT MUN ETF · RUS MD CP GR ETF · RUS MID CAP ETF · NATIONAL MUN ETF · CORE S&P US GWT · TIPS BD ETF · S&P MC 400VL ETF · IBOXX INV CP ETF · S&P 500 VAL ETF · INTL SEL DIV ETF · CORE S&P MCP ETF · RUS TP200 VL ETF · EAFE VALUE ETF · S&P 500 GRWT ETF · S&P MC 400GR ETF · S&P SML 600 GWT · RUS 2000 VAL ETF · SELECT DIVID ETF · RUSSELL 3000 ETF · PFD AND INCM SEC · 3 7 YR TREAS BD · EAFE GRWTH ETF · MSCI KLD400 SOC · U.S. FINLS ETF · RUS 1000 VAL ETF · SP SMCP600VL ETF · MRGSTR MD CP GRW · MSCI EMG MKT ETF · RUS 2000 GRW ETF · EAFE SML CP ETF11.85%$28M227.1K
3AAPLAPPLE INChistory →COM8.05%$19M139.1K
4EPDENTERPRISE PRODS PARTNERS Lhistory →COM3.32%$8M325.3K
5JPMJPMORGAN CHASE & COhistory →COM3.27%$8M49.7K
6BXBLACKSTONE GROUP INChistory →COM1.56%$4M38.0K
7NTICNORTHERN TECHNOLOGIES INTL Chistory →COM1.41%$3M191.0K
8MMM3M COhistory →COM1.30%$3M15.5K
9MSFTMICROSOFT CORPhistory →COM1.22%$3M10.7K
10SPYGSPDR SER TRS&P 600 SML CAP · PRTFLO S&P500 GW · BLOOMBERG SRT TR · S&P 600 SMCP VAL · PRTFLO S&P500 VL · S&P 600 SMCP GRW · S&P BIOTECH · NUVEEN BRC MUNIC · S&P DIVID ETF · S&P 400 MDCP GRW · PORTFOLIO LN TSR · PORTFOLIO S&P500 · NUVEEN BBG BRCLY · NUVEEN BLMBRG SR · S&P 400 MDCP VAL · BLOOMBERG BRCLYS · HLTH CARE SVCS · PORTFOLIO SH TSR · PRTFLO S&P500 HI1.21%$3M47.1K
11BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.10%$3M9.3K
12GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.07%$3M1.0K
13BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.06%$3M11.1K
14AMZNAMAZON COM INChistory →COM1.05%$2M724
15SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.00%$2M5.5K
16VWOBVANGUARD WHITEHALL FDSEMERG MKT BD ETF · HIGH DIV YLD0.69%$2M20.2K
17JNJJOHNSON & JOHNSONCOM0.64%$2M9.2K
18VVISA INCCOM CL A0.64%$2M6.4K
19VUGVANGUARD INDEX FDSGROWTH ETF · LARGE CAP ETF · SMALL CP ETF · VALUE ETF · SML CP GRW ETF · REAL ESTATE ETF · MID CAP ETF · TOTAL STK MKT0.58%$1M6.2K
20XLRESELECT SECTOR SPDR TRRL EST SEL SEC · SBI INT-UTILS · FINANCIAL · TECHNOLOGY · SBI CONS STPLS · SBI HEALTHCARE · SBI INT-INDS0.54%$1M26.6K
21SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK · DJ GLB RL ES ETF · LOW CARBON ETF · S&P CHINA ETF · ASIA PACIF ETF0.52%$1M31.8K
22MDTMEDTRONIC PLCSHS0.52%$1M10.0K
23CANADIAN PAC RY LTDCOM0.39%$917,00011.9K
24CATCATERPILLAR INCCOM0.32%$746,0003.4K
25UNHUNITEDHEALTH GROUP INCCOM0.30%$708,0001.8K
26VZVERIZON COMMUNICATIONS INCCOM0.29%$680,00012.1K
27CVSCVS HEALTH CORPCOM0.27%$636,0007.6K
28HONHONEYWELL INTL INCCOM0.27%$635,0002.9K
29HDHOME DEPOT INCCOM0.26%$610,0001.9K
30VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.24%$569,00011.1K
31SBUXSTARBUCKS CORPCOM0.23%$538,0004.8K
32METAFACEBOOK INCCL A0.22%$530,0001.5K
33CVXCHEVRON CORP NEWCOM0.22%$523,0005.0K
34VGTVANGUARD WORLD FDSINF TECH ETF · FINANCIALS ETF · CONSUM STP ETF · HEALTH CAR ETF0.22%$513,0002.5K
35CSCOCISCO SYS INCCOM0.21%$504,0009.5K
36KOCOCA COLA COCOM0.21%$496,0009.2K
37PEPPEPSICO INCCOM0.20%$468,0003.2K
38TAT&T INCCOM0.20%$465,00016.1K
39IBMINTERNATIONAL BUSINESS MACHSCOM0.19%$441,0003.0K
40AXPAMERICAN EXPRESS COCOM0.18%$433,0002.6K
41DISDISNEY WALT COCOM0.18%$430,0002.4K
42AMGNAMGEN INCCOM0.18%$418,0001.7K
43EXMOCEXXON MOBIL CORPCOM0.18%$417,0006.6K
44PFEPFIZER INCCOM0.17%$401,00010.2K
45TSLATESLA INCCOM0.17%$398,000585
46MARMARRIOTT INTL INC NEWCL A0.17%$397,0002.9K
47INTCINTEL CORPCOM0.17%$394,0007.0K
48ACNACCENTURE PLC IRELANDSHS CLASS A0.16%$384,0001.3K
49LISTED FD TRTRUESHARES STRCT · TRUESHS TECH AI · TRUESHS ESG ACTV0.16%$369,0009.7K
50BWBBRIDGEWATER BANCSHARES INCCOM ACCD INV0.15%$365,00022.6K
51CTASCINTAS CORPCOM0.15%$361,000945
52ABTABBOTT LABSCOM0.15%$361,0003.1K
53USBUS BANCORP DELCOM NEW0.15%$356,0006.3K
54APOGAPOGEE ENTERPRISES INCCOM0.15%$351,0008.6K
55NVDANVIDIA CORPORATIONCOM0.14%$341,000426
56WMTWALMART INCCOM0.14%$327,0002.3K
57COSTCOSTCO WHSL CORP NEWCOM0.14%$325,000821
58ABBVABBVIE INCCOM0.13%$319,0002.8K
59MRKMERCK & CO INCCOM0.13%$311,0004.0K
60NFLXNETFLIX INCCOM0.13%$299,000566
61MCDMCDONALDS CORPCOM0.13%$299,0001.3K
62ORCLORACLE CORPCOM0.12%$293,0003.8K
63UNPUNION PAC CORPCOM0.12%$291,0001.3K
64PGPROCTER AND GAMBLE COCOM0.12%$282,0002.1K
65HLTHILTON WORLDWIDE HLDGS INCCOM0.12%$278,0002.3K
66AMTAMERICAN TOWER CORP NEWCOM0.12%$277,0001.0K
67WMWASTE MGMT INC DELCOM0.11%$254,0001.8K
68BACBK OF AMERICA CORPCOM0.10%$246,0006.0K
69RMDRESMED INCCOM0.10%$245,000992
70UPSUNITED PARCEL SERVICE INCCL B0.10%$242,0001.2K
71XELXCEL ENERGY INCCOM0.10%$238,0003.6K
72BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.10%$237,0004.1K
73PMPHILIP MORRIS INTL INCCOM0.10%$226,0002.3K
74OGEOGE ENERGY CORPCOM0.10%$225,0006.7K
75NKENIKE INCCL B0.09%$218,0001.4K
76DCIDONALDSON INCCOM0.09%$216,0003.4K
77TGTTARGET CORPCOM0.09%$216,000892
78ARKWARK ETF TRNEXT GNRTN INTER · GENOMIC REV ETF · INNOVATION ETF0.09%$216,0001.8K
79CMCSACOMCAST CORP NEWCL A0.09%$214,0003.7K
80FFORD MTR CO DELCOM0.09%$210,00014.1K
81HBANHUNTINGTON BANCSHARES INCCOM0.08%$187,00013.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026Under review401Jun 23, 2026RESTATEMENTchanges · EDGAR ↗
Q1 2026Under review394May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$363M175Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$363M180Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M168Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$314M164May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$325M161Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$324M163Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$315M163Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$297M172May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$268M169Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M178Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$266M180Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$251M185May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$228M179Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$214M177Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M182Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$256M186Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$261M182Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$241M178Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$236M179Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$217M175Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$194M171Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M169Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$141M160Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$117M518Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$136M163Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.