SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Aurora Private Wealth, Inc.

CIK 0001802132 · 100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ, 07866 · 9733940404

Reported Value
$234M
Q3 2020
Positions
197
Filings on Record
28
2020–present window
Filed
Oct 26, 2020
original filing

Summary

Aurora Private Wealth, Inc. reported $234M in U.S.-listed holdings across 197 positions for Q3 2020.

Its largest position, SCHD, represents 17.8% of the portfolio.

Compared with Q2 2020, the fund opened 33 new positions and exited 10.

Portfolio Metrics

Turnover
+13.8%
vs prior filed quarter
Top-10 Concentration
+59.8%
share of reported value
Largest Position
+17.8%
Schwab Strategic Tr
New / Exited
33 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $283MQ4 ’19Q1 ’20: $284MQ2 ’20: $217MQ3 ’20: $234MQ4 ’20: $236MQ4 ’20Q1 ’21: $241MQ2 ’21: $250MQ3 ’21: $246MQ4 ’21: $231MQ4 ’21Q1 ’22: $243MQ2 ’22: $222MQ3 ’22: $216MQ4 ’22: $87MQ4 ’22Q1 ’23: $94MQ2 ’23: $88MQ3 ’23: $90MQ4 ’23: $106MQ4 ’23Q1 ’24: $116MQ2 ’24: $114MQ3 ’24: $127MQ4 ’24: $134MQ4 ’24Q1 ’25: $125MQ2 ’25: $135MQ4 ’25: $152MQ1 ’26: $140MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 54.0%Common Stock: 36.4%Other: 6.4%Closed-End Fund: 2.4%REIT: 0.7%Other: 0.1%
  • ETP · 54.0% · $126M
  • Common Stock · 36.4% · $85M
  • Other · 6.4% · $15M
  • Closed-End Fund · 2.4% · $6M
  • REIT · 0.7% · $2M
  • Other · 0.1% · $326,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BWXSPDR SER TRNEW+357.8K357.8K+$11M$11M
GBILGOLDMAN SACHS ETF TRNEW+15.1K15.1K+$2M$2M
BILSPDR SER TRNEW+6.7K6.7K+$613,000$613,000
SHYISHARES TRNEW+6.7K6.7K+$580,000$580,000
EZMWISDOMTREE TRNEW+16.3K16.3K+$556,000$556,000
SSOPROSHARES TRNEW+5.1K5.1K+$373,000$373,000
EVERI HLDGS INCNEW+44.9K44.9K+$371,000$371,000
DSIISHARES TRNEW+2.8K2.8K+$357,000$357,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

146 positions (from 197 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · SHT TM US TRES · US BRD MKT ETF · US MID-CAP ETF · US LCAP VA ETF · US LRG CAP ETF · US LCAP GR ETF · US AGGREGATE B17.80%$42M726.7K
2BWXSPDR SER TRBLOMBERG INTL TR · PORTFOLIO SH TSR · S&P 600 SMCP GRW · SPDR BLOOMBERG · PRTFLO S&P500 HI · NUVEEN BLMBRG SR8.51%$20M591.0K
3EZMWISDOMTREE TRFLOATNG RAT TREA · US MIDCAP FUND · US TOTAL DIVIDND6.22%$15M560.7K
4AAPLAPPLE INChistory →COM5.43%$13M109.5K
5SPYSPDR S&P 500 ETF TRhistory →TR UNIT5.12%$12M35.7K
6ANGLVANECK VECTORS ETF TRFALLEN ANGEL HG · HIGH YLD MUN ETF5.09%$12M394.2K
7DGROISHARES TRIBOXX INV CP ETF · CORE DIV GRWTH · US TREAS BD ETF · MSCI USA MIN VOL · CORE US AGGBD ET · SP SMCP600VL ETF · CORE S&P500 ETF · 1 3 YR TREAS BD · S&P 500 VAL ETF · S&P 500 GRWT ETF · RUS MID CAP ETF · NATIONAL MUN ETF · CORE S&P SCP ETF · SELECT DIVID ETF · MSCI KLD400 SOC · RUSSELL 2000 ETF · S&P MC 400GR ETF · PFD AND INCM SEC · CORE S&P TTL STK · CORE S&P MCP ETF · US HLTHCARE ETF4.93%$12M146.3K
8AMZNAMAZON COM INChistory →COM2.77%$6M2.1K
9QQQINVESCO QQQ TRhistory →UNIT SER 12.18%$5M18.3K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.81%$4M19.9K
11XLPSELECT SECTOR SPDR TRSBI CONS STPLS · RL EST SEL SEC · ENERGY · SBI INT-FINL · TECHNOLOGY · SBI HEALTHCARE · SBI INT-UTILS1.55%$4M78.1K
12PENNPENN NATL GAMING INChistory →COM1.44%$3M46.1K
13VUGVANGUARD INDEX FDSGROWTH ETF · VALUE ETF · S&P 500 ETF SHS1.41%$3M18.0K
14MSFTMICROSOFT CORPhistory →COM1.37%$3M15.2K
15XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 EQL HLT · S&P500 EQL TEC1.35%$3M13.0K
16PGPROCTER AND GAMBLE COhistory →COM1.17%$3M19.7K
17TAT&T INCCOM0.98%$2M80.5K
18GBILGOLDMAN SACHS ETF TRACCES TREASURY · ACTIVEBETA US LG0.88%$2M23.0K
19BACBK OF AMERICA CORPCOM0.80%$2M77.3K
20JNJJOHNSON & JOHNSONCOM0.78%$2M12.2K
21BMYBRISTOL-MYERS SQUIBB COCOM0.68%$2M26.2K
22EXMOCEXXON MOBIL CORPCOM0.68%$2M46.0K
23HDHOME DEPOT INCCOM0.67%$2M5.6K
24MAINMAIN STR CAP CORPCOM0.61%$1M47.9K
25METAFACEBOOK INCCL A0.60%$1M5.4K
26CSCOCISCO SYS INCCOM0.59%$1M34.9K
27BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT0.58%$1M16.1K
28DISDISNEY WALT COCOM DISNEY0.53%$1M10.1K
29GAINGLADSTONE INVT CORPCOM0.53%$1M135.9K
30MRKMERCK & CO. INCCOM0.52%$1M14.5K
31PFEPFIZER INCCOM0.52%$1M32.8K
32GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.50%$1M791
33BABOEING COCOM0.50%$1M7.0K
34MCDMCDONALDS CORPCOM0.48%$1M5.1K
35PTYPIMCO CORPORATE & INCOME OPPCOM0.47%$1M68.0K
36CLCOLGATE PALMOLIVE COCOM0.47%$1M14.1K
37SSOPROSHARES TRSHORT S&P 500 NE · PSHS ULT S&P 5000.47%$1M40.2K
38ZTSZOETIS INCCL A0.45%$1M6.3K
39CATCATERPILLAR INC DELCOM0.44%$1M7.0K
40BDJBLACKROCK ENHANCED EQUITY DICOM0.44%$1M139.5K
41VZVERIZON COMMUNICATIONS INCCOM0.44%$1M17.1K
42WPCWP CAREY INCCOM0.43%$1M15.6K
43CHDCHURCH & DWIGHT INCCOM0.42%$982,00010.5K
44VPUVANGUARD WORLD FDSUTILITIES ETF · HEALTH CAR ETF0.41%$969,0006.6K
45CVSCVS HEALTH CORPCOM0.41%$962,00016.5K
46MAMASTERCARD INCORPORATEDCL A0.40%$940,0002.8K
47PEGPUBLIC SVC ENTERPRISE GRP INCOM0.39%$914,00016.6K
48PGXINVESCO EXCH TRADED FD TR IIPFD ETF · S&P500 LOW VOL0.37%$855,00042.2K
49NSCNORFOLK SOUTHN CORPCOM0.36%$850,0004.0K
50HRIHERC HLDGS INCCOM0.33%$764,00019.3K
51AVGOBROADCOM INCCOM0.32%$747,0002.0K
52INTCINTEL CORPCOM0.29%$680,00013.1K
53AXPAMERICAN EXPRESS COCOM0.29%$669,0006.7K
54NVDANVIDIA CORPORATIONCOM0.29%$666,0001.2K
55JBLUJETBLUE AWYS CORPCOM0.28%$653,00057.6K
56FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.27%$631,00011.5K
57VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.26%$615,0004.8K
58FPFFIRST TR INTER DUR PFD & INCOM0.26%$614,00028.6K
59TSLATESLA INCCOM0.26%$611,0001.4K
60JPMJPMORGAN CHASE & COCOM0.25%$594,0006.2K
61VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.25%$592,00014.5K
62FUTYFIDELITY COVINGTON TRUSTMSCI UTILS INDEX0.25%$588,00015.5K
63GLADSTONE CAPITAL CORPCOM0.24%$569,00076.8K
64FEXFIRST TR LRGE CP CORE ALPHACOM SHS0.24%$565,0008.9K
65NFLXNETFLIX INCCOM0.23%$549,0001.1K
66CMCSACOMCAST CORP NEWCL A0.23%$532,00011.5K
67QCOMQUALCOMM INCCOM0.23%$527,0004.5K
68NVGNUVEEN AMT FREE MUN CR INC FCOM0.22%$514,00032.8K
69PDTHANCOCK JOHN PREM DIVID FDCOM SH BEN INT0.21%$502,00040.3K
70DIASPDR DOW JONES INDL AVERAGEUT SER 10.20%$476,0001.7K
71COSTCOSTCO WHSL CORP NEWCOM0.20%$471,0001.3K
72HONHONEYWELL INTL INCCOM0.19%$453,0002.8K
73MMM3M COCOM0.19%$452,0002.8K
74WMWASTE MGMT INC DELCOM0.19%$449,0004.0K
75ADPAUTOMATIC DATA PROCESSING INCOM0.19%$442,0003.2K
76GUTGABELLI UTIL TRCOM0.18%$430,00056.9K
77PSECPROSPECT CAP CORPCOM0.18%$420,00083.5K
78J P MORGAN EXCHANGE-TRADED FDIV RTN EM EQT0.18%$416,0008.9K
79SRESEMPRA ENERGYCOM0.18%$413,0003.5K
80DOWDOW INCCOM0.17%$398,0008.5K
81VVISA INCCOM CL A0.17%$386,0001.9K
82SHOPSHOPIFY INCCL A0.16%$376,000368
83GLDSPDR GOLD TRGOLD SHS0.16%$372,0002.1K
84EVERI HLDGS INCCOM0.16%$371,00044.9K
85CCITIGROUP INCCOM NEW0.15%$353,0008.2K
86FST TR NEW OPPORT MLP & ENECOM0.15%$350,00097.3K
87VOOVVANGUARD ADMIRAL FDS INC500 VAL IDX FD0.15%$349,0003.2K
88IBMINTERNATIONAL BUSINESS MACHSCOM0.15%$344,0002.8K
89ARKWARK ETF TRNEXT GNRTN INTER0.15%$342,0003.2K
90CVXCHEVRON CORP NEWCOM0.14%$330,0004.6K
91LVGOLIVONGO HEALTH INCCOM0.14%$328,0002.3K
92ARCCARES CAPITAL CORPCOM0.14%$327,00023.5K
93NHSNEUBERGER BERMAN HIGH YIELDCOM0.14%$326,00029.4K
94FDGAMERICAN CENTY ETF TRFOCUSED DYNAMIC0.14%$325,0005.0K
95WMTWALMART INCCOM0.14%$321,0002.3K
96XYZSQUARE INCCL A0.14%$320,0002.0K
97PDBCINVESCO ACTIVLY MANGD ETC FDOPTIMUM YIELD0.13%$312,00022.8K
98DRAFTKINGS INCCOM CL A0.13%$310,0005.3K
99UPSUNITED PARCEL SERVICE INCCL B0.13%$310,0001.9K
100ZMZOOM VIDEO COMMUNICATIONS INCL A0.13%$308,000655

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$140M167Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$152M163Feb 2, 202613F-HRchanges · EDGAR ↗
Q2 2025$135M162Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$125M150Apr 29, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$134M156Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$127M154Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$114M142Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$116M153Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$106M157Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$90M134Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$88M136Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$94M148Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$87M143Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$216M175Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M180Jul 21, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$243M193Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M207Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$246M211Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$250M203Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$241M210Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$236M220Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$234M197Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$217M174Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$284M240May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$283M202Feb 7, 2020RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.