SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Aurora Private Wealth, Inc.

CIK 0001802132 · 100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ, 07866 · 9733940404

Reported Value
$231M
Q4 2021
Positions
207
Filings on Record
28
2020–present window
Filed
Feb 2, 2022
original filing

Summary

Aurora Private Wealth, Inc. reported $231M in U.S.-listed holdings across 207 positions for Q4 2021.

The portfolio is heavily concentrated: SCHD alone accounts for 28.6% of reported value.

Compared with Q3 2021, the fund opened 27 new positions and exited 31.

Portfolio Metrics

Turnover
+13.3%
vs prior filed quarter
Top-10 Concentration
+66.6%
share of reported value
Largest Position
+28.6%
Schwab Strategic Tr
New / Exited
27 / 31
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $283MQ4 ’19Q1 ’20: $284MQ2 ’20: $217MQ3 ’20: $234MQ4 ’20: $236MQ4 ’20Q1 ’21: $241MQ2 ’21: $250MQ3 ’21: $246MQ4 ’21: $231MQ4 ’21Q1 ’22: $243MQ2 ’22: $222MQ3 ’22: $216MQ4 ’22: $87MQ4 ’22Q1 ’23: $94MQ2 ’23: $88MQ3 ’23: $90MQ4 ’23: $106MQ4 ’23Q1 ’24: $116MQ2 ’24: $114MQ3 ’24: $127MQ4 ’24: $134MQ4 ’24Q1 ’25: $125MQ2 ’25: $135MQ4 ’25: $152MQ1 ’26: $140MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 74.9%Common Stock: 23.2%Closed-End Fund: 0.6%Other: 0.6%REIT: 0.5%MLP: 0.2%
  • ETP · 74.9% · $173M
  • Common Stock · 23.2% · $53M
  • Closed-End Fund · 0.6% · $1M
  • Other · 0.6% · $1M
  • REIT · 0.5% · $1M
  • MLP · 0.2% · $530,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPIPSPDR SER TRNEW+91.3K91.3K+$3M$3M
FIRST TR EXCHNG TRADED FD VINEW+27.0K27.0K+$1M$1M
FIRST TR EXCHNG TRADED FD VINEW+16.5K16.5K+$588,000$588,000
FIRST TR EXCHNG TRADED FD VINEW+22.1K22.1K+$461,000$461,000
DVNDEVON ENERGY CORP NEWNEW+7.6K7.6K+$335,000$335,000
FDXFEDEX CORPNEW+1.1K1.1K+$287,000$287,000
AAALCOA CORPNEW+4.6K4.6K+$276,000$276,000
NKENIKE INCNEW+1.6K1.6K+$266,000$266,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

131 positions (from 207 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF · US MID-CAP ETF · US TIPS ETF · SHT TM US TRES · US LCAP VA ETF · US LRG CAP ETF · US SML CAP ETF · US LCAP GR ETF28.57%$66M815.9K
2FLRNSPDR SER TRBLOOMBERG INVT · PORTFLI TIPS ETF · PORTFLI HIGH YLD · S&P 600 SMCP GRW · BLOOMBERG CONV · NUVEEN BLMBRG SH · PRTFLO S&P500 HI10.56%$24M770.2K
3IYKISHARES TRIBOXX INV CP ETF · US CONSM STAPLES · CORE DIV GRWTH · RUSSELL 2000 ETF · S&P 500 GRWT ETF · CORE S&P500 ETF · U.S. TECH ETF · MSCI USA MIN VOL · MSCI KLD400 SOC · SELECT DIVID ETF · S&P 500 VAL ETF · S&P MC 400GR ETF · MSCI EAFE ETF · BARCLAYS 7 10 YR · CORE S&P TTL STK · RUS MID CAP ETF · CORE S&P MCP ETF · NATIONAL MUN ETF · PFD AND INCM SEC · US HLTHCARE ETF · MORNINGSTR US EQ · RUS MD CP GR ETF · RUS 1000 GRW ETF · CONV BD ETF · US HLTHCR PR ETF · RUS MDCP VAL ETF · CORE MSCI EAFE7.41%$17M151.9K
4VBKVANGUARD INDEX FDSSML CP GRW ETF · GROWTH ETF · VALUE ETF · S&P 500 ETF SHS · SMALL CP ETF · MCAP GR IDXVIP4.19%$10M36.7K
5AAPLAPPLE INChistory →COM3.25%$7M42.2K
6VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · LG-TERM COR BD2.98%$7M83.7K
7QQQINVESCO QQQ TRhistory →UNIT SER 12.87%$7M16.6K
8XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 EQL HLT · S&P500 EQL TEC2.27%$5M15.3K
9SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.26%$5M11.0K
10XLESELECT SECTOR SPDR TRENERGY · RL EST SEL SEC · SBI CONS DISCR · TECHNOLOGY · FINANCIAL · SBI HEALTHCARE · SBI INT-INDS · SBI INT-UTILS · SBI MATERIALS2.26%$5M71.3K
11DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · WORLD EX US CORE2.01%$5M163.2K
12FIRST TR EXCHNG TRADED FD VICBOE EQT BUFER · CBOE VEST US EQT · VEST US EQTY BUF · CBOE VEST NAS100 · CBOE VEST US BUF1.84%$4M130.8K
13BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.78%$4M13.8K
14AMZNAMAZON COM INChistory →COM1.12%$3M778
15VPUVANGUARD WORLD FDSUTILITIES ETF · HEALTH CAR ETF0.89%$2M11.9K
16MSFTMICROSOFT CORPCOM0.74%$2M5.1K
17NVDANVIDIA CORPORATIONCOM0.73%$2M5.7K
18BACBK OF AMERICA CORPCOM0.73%$2M37.8K
19PGPROCTER AND GAMBLE COCOM0.64%$1M9.0K
20RDVYFIRST TR EXCHANGE-TRADED FDRISNG DIVD ACHIV · MATERIALS ALPH0.63%$1M26.6K
21GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.61%$1M489
22METAMETA PLATFORMS INCCL A0.55%$1M3.7K
23MCDMCDONALDS CORPCOM0.53%$1M4.6K
24JNJJOHNSON & JOHNSONCOM0.53%$1M7.1K
25SNSRGLOBAL X FDSINTERNET OF THNG · LITHIUM BTRY ETF · US INFR DEV ETF0.51%$1M27.1K
26PEGPUBLIC SVC ENTERPRISE GRP INCOM0.51%$1M17.5K
27NSCNORFOLK SOUTHN CORPCOM0.50%$1M3.9K
28WPCWP CAREY INCCOM0.50%$1M14.0K
29CLCOLGATE PALMOLIVE COCOM0.49%$1M13.1K
30EXMOCEXXON MOBIL CORPCOM0.48%$1M17.9K
31EZMWISDOMTREE TRUS MIDCAP FUND · US TOTAL DIVIDND0.47%$1M18.4K
32PFEPFIZER INCCOM0.47%$1M18.4K
33AXPAMERICAN EXPRESS COCOM0.47%$1M6.7K
34MRKMERCK & CO INCCOM0.43%$991,00012.9K
35JPMJPMORGAN CHASE & COCOM0.39%$895,0005.7K
36FUTYFIDELITY COVINGTON TRUSTMSCI UTILS INDEX0.36%$838,00018.1K
37QQQMINVESCO EXCH TRADED FD TR IINASDAQ 100 ETF · S&P ULTRA DIVIDE0.33%$770,0009.2K
38ADPAUTOMATIC DATA PROCESSING INCOM0.33%$765,0003.1K
39TSLATESLA INCCOM0.32%$729,000690
40SSOPROSHARES TRPSHS ULT S&P 5000.31%$724,0004.9K
41VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.30%$695,00013.6K
42EPRFINNOVATOR ETFS TRS&P INVT GRD PFD · US EQT BUFR APR · US EQT PWR BUF0.30%$688,00024.5K
43DIASPDR DOW JONES INDL AVERAGEUT SER 10.30%$682,0001.9K
44AVGOBROADCOM INCCOM0.27%$618,000929
45HIPSGRANITESHARES ETF TRHIPS US HIGH INC0.26%$603,00039.4K
46ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF0.26%$593,0005.5K
47HONHONEYWELL INTL INCCOM0.25%$582,0002.8K
48FDGAMERICAN CENTY ETF TRFOCUSED DYNAMIC0.25%$569,0007.0K
49INTCINTEL CORPCOM0.24%$551,00010.7K
50CMCSACOMCAST CORP NEWCL A0.24%$547,00010.9K
51AIM ETF PRODUCTS TRUSTUS LRG CP BUF10 · US LRG CP BUF200.23%$537,00019.1K
52ETENERGY TRANSFER L PCOM UT LTD PTN0.23%$530,00064.3K
53QQQEDIREXION SHS ETF TRNAS100 EQL WGT · DAILY CS 2X SH0.23%$529,00017.7K
54ABBVABBVIE INCCOM0.23%$528,0003.9K
55DISDISNEY WALT COCOM0.23%$520,0003.4K
56TAT&T INCCOM0.22%$498,00020.2K
57VZVERIZON COMMUNICATIONS INCCOM0.21%$486,0009.4K
58AMLPALPS ETF TRALERIAN MLP0.21%$478,00014.6K
59ARCCARES CAPITAL CORPCOM0.20%$452,00021.3K
60INMDINMODE LTDSHS0.19%$431,0006.1K
61BABOEING COCOM0.19%$430,0002.1K
62BRIGHT HEALTH GROUP INCCOM0.18%$425,000123.5K
63ROKROCKWELL AUTOMATION INCCOM0.18%$423,0001.2K
64LINDE PLCSHS0.18%$416,0001.2K
65HYDVANECK ETF TRUSTHIGH YLD MUNIETF · PREFERRED SECURT0.18%$413,00012.6K
66VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.17%$398,0002.3K
67BMYBRISTOL-MYERS SQUIBB COCOM0.17%$396,0006.3K
68PENNPENN NATL GAMING INCCOM0.17%$394,0007.6K
69FSKFS KKR CAP CORPCOM0.17%$393,00018.8K
70QCOMQUALCOMM INCCOM0.17%$392,0002.1K
71VVISA INCCOM CL A0.17%$382,0001.8K
72CVSCVS HEALTH CORPCOM0.16%$377,0003.7K
73CCITIGROUP INCCOM NEW0.16%$375,0006.2K
74WMTWALMART INCCOM0.15%$350,0002.4K
75NVGNUVEEN AMT FREE MUN CR INC FCOM0.15%$346,00019.3K
76HDHOME DEPOT INCCOM0.15%$341,000822
77AMPAMERIPRISE FINL INCCOM0.15%$341,0001.1K
78GSGOLDMAN SACHS GROUP INCCOM0.15%$338,000882
79BNDVANGUARD BD INDEX FDSTOTAL BND MRKT0.15%$336,0004.0K
80DVNDEVON ENERGY CORP NEWCOM0.15%$335,0007.6K
81MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.14%$331,000639
82EDVVANGUARD WORLD FDEXTENDED DUR0.14%$326,0002.3K
83JPSTJ P MORGAN EXCHANGE-TRADED FULTRA SHRT INC0.14%$324,0006.4K
84EXCEXELON CORPCOM0.14%$318,0005.5K
85EXCHANGE LISTED FDS TRHIGH YIELD ETF0.13%$305,0009.7K
86COSTCOSTCO WHSL CORP NEWCOM0.13%$297,000524
87XGDVXGABELLI DIVID & INCOME TRCOM0.13%$293,00010.9K
88MMM3M COCOM0.13%$290,0001.6K
89SRLNSSGA ACTIVE ETF TRBLACKSTONE SENR0.13%$289,0006.3K
90ELVANTHEM INCCOM0.13%$289,000624
91FDXFEDEX CORPCOM0.12%$287,0001.1K
92VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.12%$285,0002.5K
93AAALCOA CORPCOM0.12%$276,0004.6K
94ORCLORACLE CORPCOM0.12%$271,0003.1K
95BSTBLACKROCK SCIENCE & TECHNOLOSHS0.12%$269,0005.4K
96NFLXNETFLIX INCCOM0.12%$268,000446
97NKENIKE INCCL B0.12%$266,0001.6K
98UPSUNITED PARCEL SERVICE INCCL B0.11%$261,0001.2K
99VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.11%$259,0005.2K
100BDJBLACKROCK ENHANCED EQUITY DICOM0.11%$258,00025.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$140M167Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$152M163Feb 2, 202613F-HRchanges · EDGAR ↗
Q2 2025$135M162Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$125M150Apr 29, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$134M156Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$127M154Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$114M142Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$116M153Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$106M157Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$90M134Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$88M136Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$94M148Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$87M143Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$216M175Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M180Jul 21, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$243M193Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M207Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$246M211Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$250M203Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$241M210Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$236M220Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$234M197Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$217M174Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$284M240May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$283M202Feb 7, 2020RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.