SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Aurora Private Wealth, Inc.

CIK 0001802132 · 100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ, 07866 · 9733940404

Reported Value
$90M
Q3 2023
Positions
134
Filings on Record
28
2020–present window
Filed
Oct 18, 2023
original filing

Summary

Aurora Private Wealth, Inc. reported $90M in U.S.-listed holdings across 134 positions for Q3 2023.

Its largest position, IYW, represents 9.3% of the portfolio.

Compared with Q2 2023, the fund opened 16 new positions and exited 15.

Portfolio Metrics

Turnover
+8.2%
vs prior filed quarter
Top-10 Concentration
+48.0%
share of reported value
Largest Position
+9.3%
Ishares Tr
New / Exited
16 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $283MQ4 ’19Q1 ’20: $284MQ2 ’20: $217MQ3 ’20: $234MQ4 ’20: $236MQ4 ’20Q1 ’21: $241MQ2 ’21: $250MQ3 ’21: $246MQ4 ’21: $231MQ4 ’21Q1 ’22: $243MQ2 ’22: $222MQ3 ’22: $216MQ4 ’22: $87MQ4 ’22Q1 ’23: $94MQ2 ’23: $88MQ3 ’23: $90MQ4 ’23: $106MQ4 ’23Q1 ’24: $116MQ2 ’24: $114MQ3 ’24: $127MQ4 ’24: $134MQ4 ’24Q1 ’25: $125MQ2 ’25: $135MQ4 ’25: $152MQ1 ’26: $140MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 52.0%Common Stock: 42.8%MLP: 2.6%Closed-End Fund: 1.3%REIT: 0.8%Other: 0.6%
  • ETP · 52.0% · $47M
  • Common Stock · 42.8% · $39M
  • MLP · 2.6% · $2M
  • Closed-End Fund · 1.3% · $1M
  • REIT · 0.8% · $721,000
  • Other · 0.6% · $499,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ABBVABBVIE INCNEW+3.3K3.3K+$489,000$489,000
VZVERIZON COMMUNICATIONS INCNEW+11.4K11.4K+$369,000$369,000
KOCOCA COLA CONEW+6.4K6.4K+$359,000$359,000
SPDR SER TRNEW+3.7K3.7K+$331,000$331,000
FSKFS KKR CAP CORPNEW+16.0K16.0K+$314,000$314,000
SPDR SER TRNEW+10.7K10.7K+$292,000$292,000
LNGCHENIERE ENERGY INCNEW+1.7K1.7K+$279,000$279,000
XLPSELECT SECTOR SPDR TRNEW+4.0K4.0K+$277,000$277,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

94 positions (from 134 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IYWISHARES TRIBOXX INV CP ETF · U.S. TECH ETF · CORE DIV GRWTH · CORE S&P500 ETF · S&P 500 GRWT ETF · CORE S&P MCP ETF · MSCI KLD400 SOC · S&P 500 VAL ETF · RUSSELL 2000 ETF · MSCI EAFE ETF · RUS MID CAP ETF · US HLTHCARE ETF · 0-5 YR TIPS ETF · MORNINGSTR US EQ9.32%$8M87.1K
2AAPLAPPLE INChistory →COM6.43%$6M33.9K
3FIRST TR EXCHNG TRADED FD VICBOE EQT BUFER · CBOE VEST US EQT · VEST US BUFFER · CBOE VEST US BUF · CBOE VEST NAS100 · FT CBOE VEST 1005.85%$5M151.2K
4QQQINVESCO QQQ TRhistory →UNIT SER 14.79%$4M12.1K
5SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LRG CAP ETF · US MID-CAP ETF · US LCAP GR ETF · US LCAP VA ETF · US SML CAP ETF4.50%$4M65.9K
6FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · RISNG DIVD ACHIV · FT CBOE VEST S&P · MATERIALS ALPH4.20%$4M81.0K
7SPYSPDR S&P 500 ETF TRhistory →TR UNIT3.96%$4M8.4K
8BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW3.24%$3M8.3K
9JEPIJ P MORGAN EXCHANGE TRADED Fhistory →EQUITY PREMIUM3.15%$3M53.1K
10ETENERGY TRANSFER L Phistory →COM UT LTD PTN2.58%$2M166.2K
11XLESELECT SECTOR SPDR TRENERGY · SBI HEALTHCARE · FINANCIAL · SBI CONS STPLS2.38%$2M30.0K
12AMZNAMAZON COM INChistory →COM2.17%$2M15.4K
13XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 EQL TEC1.91%$2M53.1K
14MSFTMICROSOFT CORPhistory →COM1.84%$2M5.3K
15GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.65%$1M11.3K
16METAMETA PLATFORMS INChistory →CL A1.63%$1M4.9K
17TWO RDS SHARED TRLEASERSHS ALPHAF · LDRSHS ALPFACT · LEADERSHARES EQT · LEADERSHS ACTIVI1.55%$1M44.7K
18MLPXGLOBAL X FDSGLB X MLP ENRG I · NASDAQ 100 COVER · LITHIUM BTRY ETF1.45%$1M43.7K
19EXMOCEXXON MOBIL CORPhistory →COM1.41%$1M10.8K
20PGPROCTER AND GAMBLE COhistory →COM1.34%$1M8.3K
21AMLPALPS ETF TRhistory →ALERIAN MLP1.31%$1M28.2K
22MRKMERCK & CO INChistory →COM1.21%$1M10.7K
23MCDMCDONALDS CORPhistory →COM1.20%$1M4.1K
24AXPAMERICAN EXPRESS COhistory →COM1.05%$949,0006.4K
25CLCOLGATE PALMOLIVE COhistory →COM1.05%$948,00013.3K
26JNJJOHNSON & JOHNSONhistory →COM1.04%$936,0006.0K
27BACBANK AMERICA CORPhistory →COM1.01%$914,00033.4K
28DVNDEVON ENERGY CORP NEWCOM0.99%$892,00018.7K
29JPMJPMORGAN CHASE & COCOM0.96%$869,0006.0K
30CWBSPDR SER TRBLOOMBERG HIGH Y · BLOOMBERG INTL · BBG CONV SEC ETF0.94%$851,00017.8K
31NVDANVIDIA CORPORATIONCOM0.88%$794,0001.8K
32VOOVANGUARD INDEX FDSS&P 500 ETF SHS0.84%$758,0001.9K
33NSCNORFOLK SOUTHN CORPCOM0.83%$754,0003.8K
34SSOPROSHARES TRPSHS ULT S&P 500 · SHORT QQQ NEW0.81%$729,00031.0K
35WPCWP CAREY INCCOM0.80%$721,00013.3K
36TSLATESLA INCCOM0.78%$704,0002.8K
37EZMWISDOMTREE TRUS MIDCAP FUND0.67%$609,00012.0K
38COWZPACER FDS TRUS CASH COWS 1000.66%$594,00012.0K
39AVGOBROADCOM INCCOM0.65%$589,000709
40PEGPUBLIC SVC ENTERPRISE GRP INCOM0.64%$580,00010.2K
41HIPSGRANITESHARES ETF TRHIPS US HIGH INC0.60%$540,00044.7K
42ABBVABBVIE INCCOM0.54%$489,0003.3K
43ARCCARES CAPITAL CORPCOM0.54%$486,00025.0K
44LLYELI LILLY & COCOM0.53%$479,000893
45HALHALLIBURTON COCOM0.50%$456,00011.3K
46LINLINDE PLCSHS0.50%$448,0001.2K
47GLDSPDR GOLD TRGOLD SHS0.47%$422,0002.5K
48CMCSACOMCAST CORP NEWCL A0.44%$401,0009.0K
49COSTCOSTCO WHSL CORP NEWCOM0.41%$370,000655
50VZVERIZON COMMUNICATIONS INCCOM0.41%$369,00011.4K
51BSTBLACKROCK SCIENCE & TECHNOLOSHS0.40%$360,00011.4K
52AMPAMERIPRISE FINL INCCOM0.40%$360,0001.1K
53KOCOCA COLA COCOM0.40%$359,0006.4K
54PFEPFIZER INCCOM0.39%$352,00010.6K
55VHTVANGUARD WORLD FDSHEALTH CAR ETF0.38%$344,0001.5K
56HONHONEYWELL INTL INCCOM0.38%$340,0001.8K
57NFLXNETFLIX INCCOM0.36%$324,000859
58ROKROCKWELL AUTOMATION INCCOM0.36%$323,0001.1K
59FSKFS KKR CAP CORPCOM0.35%$314,00016.0K
60QGROAMERICAN CENTY ETF TRUS QUALITY GROW0.35%$312,0004.6K
61FUTYFIDELITY COVINGTON TRUSTMSCI UTILS INDEX0.33%$296,0007.8K
62ULTAULTA BEAUTY INCCOM0.32%$290,000725
63VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.32%$289,0001.9K
64CCITIGROUP INCCOM NEW0.31%$284,0006.9K
65VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.31%$283,0002.7K
66INTCINTEL CORPCOM0.31%$283,0008.0K
67LNGCHENIERE ENERGY INCCOM NEW0.31%$279,0001.7K
68SCCOSOUTHERN COPPER CORPCOM0.31%$277,0003.7K
69TAT&T INCCOM0.29%$266,00017.7K
70FFAFIRST TR ENHANCED EQUITY INCCOM0.29%$261,00015.1K
71XGDVXGABELLI DIVID & INCOME TRCOM0.29%$258,00013.3K
72CSCOCISCO SYS INCCOM0.28%$255,0004.8K
73HDHOME DEPOT INCCOM0.28%$254,000840
74QQQEDIREXION SHS ETF TRNAS100 EQL WGT0.28%$250,0003.3K
75FDXFEDEX CORPCOM0.27%$247,000931
76RDIVINVESCO EXCH TRADED FD TR IIS&P ULTRA DIVIDE0.27%$246,0006.6K
77AIC3 AI INCCL A0.27%$246,0009.6K
78UNILEVER PLCSPON ADR NEW0.26%$235,0004.8K
79DISDISNEY WALT COCOM0.26%$234,0002.9K
80VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.24%$218,0005.0K
81DIASPDR DOW JONES INDL AVERAGEUT SER 10.23%$209,000623
82EXCEXELON CORPCOM0.23%$205,0005.4K
83BMYBRISTOL-MYERS SQUIBB COCOM0.23%$204,0003.5K
84UPSUNITED PARCEL SERVICE INCCL B0.22%$202,0001.3K
85LISTED FD TRROUNDHILL BALL0.21%$189,00019.9K
86BDJBLACKROCK ENHANCED EQUITY DICOM0.18%$161,00021.1K
87IONQIONQ INCCOM0.17%$151,00010.1K
88NMZNUVEEN MUN HIGH INCOME OPPORCOM0.11%$97,00010.5K
89ENVIVA INCCOM0.09%$79,00010.6K
90NMRKNEWMARK GROUP INCCL A0.07%$66,00010.3K
91FTCHQFARFETCH LTDORD SH CL A0.04%$33,00015.7K
92BFLYBUTTERFLY NETWORK INCCOM CL A0.02%$18,00015.5K
93ARQIT QUANTUM INCORDINARY SHARES0.02%$16,00027.5K
94NIKOLA CORPCOM0.02%$16,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$140M167Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$152M163Feb 2, 202613F-HRchanges · EDGAR ↗
Q2 2025$135M162Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$125M150Apr 29, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$134M156Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$127M154Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$114M142Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$116M153Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$106M157Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$90M134Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$88M136Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$94M148Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$87M143Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$216M175Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M180Jul 21, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$243M193Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M207Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$246M211Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$250M203Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$241M210Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$236M220Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$234M197Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$217M174Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$284M240May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$283M202Feb 7, 2020RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.