SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Aurora Private Wealth, Inc.

CIK 0001802132 · 100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ, 07866 · 9733940404

Reported Value
$246M
Q3 2021
Positions
211
Filings on Record
28
2020–present window
Filed
Nov 8, 2021
original filing

Summary

Aurora Private Wealth, Inc. reported $246M in U.S.-listed holdings across 211 positions for Q3 2021.

The portfolio is heavily concentrated: SCHD alone accounts for 23.1% of reported value.

Compared with Q2 2021, the fund opened 38 new positions and exited 30.

Portfolio Metrics

Turnover
+14.9%
vs prior filed quarter
Top-10 Concentration
+59.5%
share of reported value
Largest Position
+23.1%
Schwab Strategic Tr
New / Exited
38 / 30
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $283MQ4 ’19Q1 ’20: $284MQ2 ’20: $217MQ3 ’20: $234MQ4 ’20: $236MQ4 ’20Q1 ’21: $241MQ2 ’21: $250MQ3 ’21: $246MQ4 ’21: $231MQ4 ’21Q1 ’22: $243MQ2 ’22: $222MQ3 ’22: $216MQ4 ’22: $87MQ4 ’22Q1 ’23: $94MQ2 ’23: $88MQ3 ’23: $90MQ4 ’23: $106MQ4 ’23Q1 ’24: $116MQ2 ’24: $114MQ3 ’24: $127MQ4 ’24: $134MQ4 ’24Q1 ’25: $125MQ2 ’25: $135MQ4 ’25: $152MQ1 ’26: $140MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 65.0%Common Stock: 31.2%Closed-End Fund: 2.3%Other: 0.8%REIT: 0.6%MLP: 0.1%
  • ETP · 65.0% · $160M
  • Common Stock · 31.2% · $77M
  • Closed-End Fund · 2.3% · $6M
  • Other · 0.8% · $2M
  • REIT · 0.6% · $1M
  • MLP · 0.1% · $357,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VCSHVANGUARD SCOTTSDALE FDSNEW+78.1K78.1K+$6M$6M
VBKVANGUARD INDEX FDSNEW+19.2K19.2K+$5M$5M
VUGVANGUARD INDEX FDSNEW+4.8K4.8K+$1M$1M
VPUVANGUARD WORLD FDSNEW+9.7K9.7K+$1M$1M
VTVVANGUARD INDEX FDSNEW+8.0K8.0K+$1M$1M
WPCWP CAREY INCNEW+14.0K14.0K+$1M$1M
VZVERIZON COMMUNICATIONS INCNEW+18.8K18.8K+$1M$1M
DFAXDIMENSIONAL ETF TRUSTNEW+33.5K33.5K+$868,000$868,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

143 positions (from 211 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF · US MID-CAP ETF · SHT TM US TRES · US TIPS ETF · US LCAP VA ETF · US LRG CAP ETF · US SML CAP ETF · US LCAP GR ETF23.08%$57M741.8K
2FLRNSPDR SER TRBLOMBERG BRC INV · NUVEEN BLMBRG SR · PORTFLI HIGH YLD · S&P 600 SMCP GRW · BLMBRG BRC CNVRT · PRTFLO S&P500 HI10.96%$27M747.2K
3IYKISHARES TRIBOXX INV CP ETF · US CONSM STAPLES · CORE DIV GRWTH · RUSSELL 2000 ETF · S&P 500 GRWT ETF · CORE S&P500 ETF · MSCI USA MIN VOL · U.S. TECH ETF · MSCI EAFE ETF · SELECT DIVID ETF · S&P 500 VAL ETF · MSCI KLD400 SOC · S&P MC 400GR ETF · PFD AND INCM SEC · BARCLAYS 7 10 YR · NATIONAL MUN ETF · CORE S&P TTL STK · CORE S&P MCP ETF · RUS MD CP GR ETF · CONV BD ETF · RUS MID CAP ETF · MSCI EMG MKT ETF · US HLTHCARE ETF · MORNINGSTR US EQ · RUS 1000 GRW ETF6.52%$16M156.7K
4AAPLAPPLE INChistory →COM4.37%$11M76.1K
5VBKVANGUARD INDEX FDSSML CP GRW ETF · GROWTH ETF · VALUE ETF · S&P 500 ETF SHS3.52%$9M34.1K
6VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · LG-TERM COR BD2.73%$7M80.9K
7QQQINVESCO QQQ TRhistory →UNIT SER 12.49%$6M17.1K
8SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.96%$5M11.3K
9XLESELECT SECTOR SPDR TRENERGY · RL EST SEL SEC · FINANCIAL · TECHNOLOGY · SBI HEALTHCARE · SBI CONS DISCR · SBI INT-INDS · SBI INT-UTILS · SBI MATERIALS1.93%$5M75.3K
10XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 EQL HLT · S&P500 EQL TEC1.90%$5M15.1K
11AMZNAMAZON COM INChistory →COM1.76%$4M1.3K
12DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · WORLD EX US CORE1.75%$4M163.6K
13BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.72%$4M15.5K
14MRNAMODERNA INChistory →COM1.35%$3M8.7K
15MSFTMICROSOFT CORPhistory →COM1.07%$3M9.4K
16FIRST TR EXCHNG TRADED FD VICBOE VEST US EQT · CBOE VEST US BUF · CBOE VEST NAS1000.82%$2M65.3K
17MAINMAIN STR CAP CORPCOM0.81%$2M48.8K
18TAT&T INCCOM0.76%$2M69.1K
19GAINGLADSTONE INVT CORPCOM0.75%$2M132.5K
20VPUVANGUARD WORLD FDSUTILITIES ETF · HEALTH CAR ETF0.72%$2M11.4K
21JNJJOHNSON & JOHNSONCOM0.71%$2M10.9K
22BACBK OF AMERICA CORPCOM0.65%$2M37.6K
23RDVYFIRST TR EXCHANGE-TRADED FDRISNG DIVD ACHIV · MATERIALS ALPH · NASDAQ CYB ETF0.64%$2M31.7K
24AVGOBROADCOM INCCOM0.62%$2M3.2K
25CSCOCISCO SYS INCCOM0.60%$1M27.3K
26GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.59%$1M544
27PGPROCTER AND GAMBLE COCOM0.56%$1M9.9K
28HDHOME DEPOT INCCOM0.53%$1M4.0K
29BMYBRISTOL-MYERS SQUIBB COCOM0.53%$1M22.1K
30PFEPFIZER INCCOM0.52%$1M29.7K
31PTYPIMCO CORPORATE & INCOME OPPCOM0.52%$1M69.8K
32EXMOCEXXON MOBIL CORPCOM0.51%$1M21.5K
33BDJBLACKROCK ENHANCED EQUITY DICOM0.50%$1M126.2K
34SNSRGLOBAL X FDSINTERNET OF THNG · LITHIUM BTRY ETF · GLB X SUPERDIV0.49%$1M42.9K
35CVSCVS HEALTH CORPCOM0.49%$1M14.1K
36CATCATERPILLAR INCCOM0.47%$1M6.0K
37AXPAMERICAN EXPRESS COCOM0.46%$1M6.8K
38QQQMINVESCO EXCH TRADED FD TR IINASDAQ 100 ETF · PFD ETF · S&P ULTRA DIVIDE0.45%$1M34.8K
39MCDMCDONALDS CORPCOM0.45%$1M4.6K
40CLCOLGATE PALMOLIVE COCOM0.44%$1M14.3K
41MRKMERCK & CO INCCOM0.42%$1M13.7K
42METAFACEBOOK INCCL A0.41%$1M3.0K
43WPCWP CAREY INCCOM0.41%$1M14.0K
44VZVERIZON COMMUNICATIONS INCCOM0.41%$1M18.8K
45EZMWISDOMTREE TRUS MIDCAP FUND · US TOTAL DIVIDND0.40%$993,00014.9K
46PEGPUBLIC SVC ENTERPRISE GRP INCOM0.40%$989,00016.2K
47NSCNORFOLK SOUTHN CORPCOM0.39%$955,0004.0K
48TSLATESLA INCCOM0.37%$919,0001.2K
49JPMJPMORGAN CHASE & COCOM0.37%$906,0005.5K
50GLADSTONE CAPITAL CORPCOM0.33%$823,00072.9K
51DIASPDR DOW JONES INDL AVERAGEUT SER 10.33%$814,0002.4K
52FPFFIRST TR INTER DURATN PFD &COM0.31%$764,00030.6K
53FUTYFIDELITY COVINGTON TRUSTMSCI UTILS INDEX0.31%$758,00018.4K
54NVDANVIDIA CORPORATIONCOM0.31%$758,0003.7K
55ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF0.29%$723,0005.7K
56CMCSACOMCAST CORP NEWCL A0.29%$714,00012.8K
57BIZDVANECK ETF TRUSTBDC INCOME ETF · HIGH YLD MUNIETF0.28%$693,00029.5K
58DISDISNEY WALT COCOM0.27%$664,0003.9K
59PSECPROSPECT CAP CORPCOM0.26%$648,00084.2K
60INTCINTEL CORPCOM0.26%$643,00012.1K
61VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.26%$629,00012.5K
62ADPAUTOMATIC DATA PROCESSING INCOM0.25%$620,0003.1K
63WMWASTE MGMT INC DELCOM0.25%$607,0004.1K
64SSOPROSHARES TRPSHS ULT S&P 5000.24%$603,0005.0K
65HONHONEYWELL INTL INCCOM0.24%$596,0002.8K
66EXCHANGE LISTED FDS TRHIGH YIELD ETF0.24%$588,00018.4K
67MMM3M COCOM0.23%$560,0003.2K
68FST TR NEW OPPORT MLP & ENECOM0.23%$558,00098.3K
69FDGAMERICAN CENTY ETF TRFOCUSED DYNAMIC0.22%$552,0006.7K
70HIPSGRANITESHARES ETF TRHIPS US HIGH INC0.22%$551,00036.0K
71ETFIS SER TR IINFRAC ACT MLP0.22%$541,00020.8K
72AIM ETF PRODUCTS TRUSTUS LRG CP BUF10 · US LRG CP BUF200.21%$520,00019.1K
73UPSUNITED PARCEL SERVICE INCCL B0.20%$502,0002.8K
74COSTCOSTCO WHSL CORP NEWCOM0.20%$495,0001.1K
75BABOEING COCOM0.20%$486,0002.2K
76AMLPALPS ETF TRALERIAN MLP0.19%$480,00014.4K
77ROLROLLINS INCCOM0.19%$473,00013.4K
78NVGNUVEEN AMT FREE MUN CR INC FCOM0.19%$466,00027.2K
79FSKFS KKR CAP CORPCOM0.19%$461,00020.9K
80ETSYETSY INCCOM0.19%$459,0002.2K
81INMDINMODE LTDSHS0.19%$456,0002.9K
82ARCCARES CAPITAL CORPCOM0.18%$448,00022.1K
83DOWDOW INCCOM0.18%$439,0007.6K
84CCITIGROUP INCCOM NEW0.18%$434,0006.2K
85PDTHANCOCK JOHN PREM DIVID FDCOM SH BEN INT0.18%$434,00026.1K
86GUTGABELLI UTIL TRCOM0.17%$425,00054.1K
87TDOCTELADOC HEALTH INCCOM0.17%$420,0003.3K
88BAPRINNOVATOR ETFS TRUS EQT BUFR APR · US EQT PWR BUF0.17%$418,00013.9K
89IBMINTERNATIONAL BUSINESS MACHSCOM0.16%$403,0002.9K
90PRUPRUDENTIAL FINL INCCOM0.16%$395,0003.8K
91VVISA INCCOM CL A0.15%$363,0001.6K
92WMTWALMART INCCOM0.15%$360,0002.6K
93VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.15%$359,0002.3K
94ETENERGY TRANSFER L PCOM UT LTD PTN0.14%$357,00037.2K
95ROKROCKWELL AUTOMATION INCCOM0.14%$356,0001.2K
96THWTEKLA WORLD HEALTHCARE FDBEN INT SHS0.14%$356,00021.6K
97VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.14%$354,0007.1K
98LINDE PLCSHS0.14%$353,0001.2K
99CVXCHEVRON CORP NEWCOM0.14%$346,0003.4K
100INNOVATOR ETFS TR IIS&P INVSTMNT GRD0.14%$345,00014.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$140M167Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$152M163Feb 2, 202613F-HRchanges · EDGAR ↗
Q2 2025$135M162Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$125M150Apr 29, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$134M156Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$127M154Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$114M142Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$116M153Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$106M157Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$90M134Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$88M136Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$94M148Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$87M143Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$216M175Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M180Jul 21, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$243M193Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M207Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$246M211Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$250M203Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$241M210Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$236M220Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$234M197Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$217M174Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$284M240May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$283M202Feb 7, 2020RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.