SEC 13F Intelligence

GAINGLADSTONE INVT CORP

CUSIP 376546107 · Yahoo Finance ↗ · Google Finance ↗

Gladstone Invt Corp (GAIN) has 89 institutional holders in Filings Flow’s 13F database, together reporting 6.82M shares worth $87M as of Q1 2026. The largest reported holders are Melia Wealth LLC, Two Sigma Investments, LP, and Ubs Group AG.

Institutional Holders
89
Q1 2026
Reported Value
$87M
Ticker
GAIN
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 59Q4 ’18Q1 ’19: 58Q2 ’19: 50Q2 ’19Q3 ’19: 53Q2 ’21: 61Q2 ’21Q4 ’21: 60Q4 ’22: 74Q4 ’22Q4 ’25: 91Q1 ’26: 89Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $37MQ4 ’18Q1 ’19: $45MQ2 ’19: $43MQ2 ’19Q3 ’19: $47MQ2 ’21: $218MQ2 ’21Q4 ’21: $265MQ4 ’22: $37MQ4 ’22Q4 ’25: $113MQ1 ’26: $87MQ1 ’26Q2 ’26: $3Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Melia Wealth LLC$207M AUM7.35%$15M1.07MQ1 2026OLDER
OUTFITTERS FINANCIAL LLC$129M AUM2.25%$3M205.1KQ1 2026OLDER
ALBERT D MASON INC$154M AUM0.62%$964,69367.9KQ1 2026OLDER
Legacy Capital Wealth Partners, LLC$485M AUM0.35%$2M119.1KQ1 2026OLDER
PFG Advisors$2.1B AUM0.22%$4M315.3KQ1 2026OLDER
Garner Asset Management Corp$255M AUM0.19%$489,80334.5KQ1 2026OLDER
Virtus Investment Advisers, LLC$363M AUM0.16%$582,66941.0KQ1 2026OLDER
AMERIFLEX GROUP, INC.$198M AUM0.14%$274,88419.4KQ1 2026OLDER
United Advisor Group, LLC$811M AUM0.14%$1M77.6KQ1 2026OLDER
TrueMark Investments, LLC$514M AUM0.11%$582,24241.7KQ4 2025OLDER
OXFORD ASSET MANAGEMENT LLP$268M AUM0.09%$244,98717.7KQ3 2025OLDER
Prosperity Financial Group, Inc.$271M AUM0.08%$222,94015.7KQ1 2026OLDER
First Affirmative Financial Network$258M AUM0.06%$154,82510.9KQ1 2026OLDER
Register Financial Advisors LLC$271M AUM0.05%$134,9009.5KQ1 2026OLDER
Abel Hall, LLC$469M AUM0.03%$142,00010.0KQ1 2026OLDER
Atlantic Union Bankshares Corp$5.2B AUM0.03%$1M97.2KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.03%$2M109.0KQ1 2026OLDER
Cassaday & Co Wealth Management LLC$4.7B AUM0.02%$1M79.0KQ1 2026OLDER
State of Wyoming$844M AUM0.02%$133,7789.4KQ1 2026OLDER
Kentucky Trust Co$191M AUM0.01%$28,4002.0KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.01%$432,23632.4KQ1 2026OLDER
GREENWOOD GEARHART LLC$1.8B AUM0.01%$254,18017.9KQ1 2026OLDER
Hardy Reed LLC$1.4B AUM0.01%$160,45911.3KQ1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.01%$2M142.5KQ2 2026
Burk Holdings LLC$233M AUM0.01%$24,2251.7KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.01%$11M804.3KQ1 2026OLDER
CONFLUENCE INVESTMENT MANAGEMENT LLC$6.4B AUM0.01%$571,74237.0KQ2 2026
Sound Income Strategies, LLC$2.1B AUM0.01%$154,01210.7KQ1 2026OLDER
VAN ECK ASSOCIATES CORP$133M AUM0.01%$8,405591.9KQ1 2026OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.01%$2M145.8KQ1 2026OLDER
DHJJ Financial Advisors, Ltd.$302M AUM0.00%$14,2711.0KQ1 2026OLDER
CALDWELL SUTTER CAPITAL, INC.$246M AUM0.00%$11,360800Q1 2026OLDER
Pflug Koory, LLC$218M AUM0.00%$9,585675Q1 2026OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$71,0005.0KQ1 2026OLDER
Ritter Daniher Financial Advisory LLC / DE$657M AUM0.00%$24,6401.6KQ2 2026
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.00%$2M125.2KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$124,4009.0KQ3 2025OLDER
Magnetar Financial LLC$9.8B AUM0.00%$415,84430.1KQ3 2025OLDER
ORG Partners LLC$568M AUM0.00%$13,9701.0KQ4 2025OLDER
NorthRock Partners, LLC$6.2B AUM0.00%$145,72010.3KQ1 2026OLDER
Quarry LP$558M AUM0.00%$10,199738Q3 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$31,4052.2KQ1 2026OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.00%$172,05212.1KQ1 2026OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$2M164.6KQ4 2025OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$1M90.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M95.3KQ1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$1M103.5KQ1 2026OLDER
Prime Capital Investment Advisors, LLC$8.6B AUM0.00%$145,66410.3KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$10M732.2KQ1 2026OLDER
Aquatic Capital Management LLC$3.5B AUM0.00%$49,7613.6KQ4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$283,65920.0KQ2 2026
Legal & General Group Plc$432.4B AUM0.00%$4M300.7KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$207,71414.6KQ1 2026OLDER
Crewe Advisors LLC$1.2B AUM0.00%$10,878766Q1 2026OLDER
WealthCollab, LLC$243M AUM0.00%$2,026145Q4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$3M187.4KQ1 2026OLDER
Union Bancaire Privee, UBP SA$7.2B AUM0.00%$50,6943.6KQ1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$10,175717Q1 2026OLDER
Verition Fund Management LLC$15.4B AUM0.00%$152,76611.1KQ3 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$414,47029.2KQ1 2026OLDER
Mirae Asset Global Investments Co., Ltd.$299.3B AUM0.00%$195,58014.0KQ4 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$17,0401.2KQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$8,520600Q1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$14,0961.0KQ4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$449,47831.7KQ1 2026OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$596,31943.1KQ3 2025OLDER
Focus Partners Wealth$89.9B AUM0.00%$294,55920.7KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$73,7845.2KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$5M335.7KQ1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$615,62644.5KQ3 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$15,3361.1KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$168,28312.1KQ4 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$8,548602Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$42,6003.0KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M94.1KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$680,66047.9KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$139,77610.1KQ3 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$164,32611.6KQ1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$227,15716.0KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M81.4KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$826,00058.2KQ1 2026OLDER
Creative Planning$147.4B AUM0.00%$188,09113.2KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M74.9KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$19,9801.4KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$26,1271.9KQ4 2025OLDER
Larson Financial Group LLC$3.1B AUM0.00%$3,347236Q1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$614,02243.2KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$9,436658Q1 2026OLDER
Oakworth Capital, Inc.$1.9B AUM0.00%$1,420100Q1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$3,138221Q2 2026
NOMURA ASSET MANAGEMENT CO LTD$38.8B AUM0.00%$20,8311.5KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$13,272950Q4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$3M207.4KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$247,34117.4KQ2 2026
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$198,22114.0KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$170,61312.0KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$354,02725.3KQ4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$2,840200Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$14,8961.0KQ1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$27,9602.0KQ4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$8,832622Q1 2026OLDER
QUADRANT CAPITAL GROUP LLC$3.3B AUM0.00%$52637Q1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$2,484180Q3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$173,07412.4KQ4 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$19,1681.4KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$86,9246.1KQ1 2026OLDER
EXCHANGE TRADED CONCEPTS, LLC$14.1B AUM0.00%$39128Q4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$14210Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$64346Q4 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$19914Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$141Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$1148Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.