SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Aurora Private Wealth, Inc.

CIK 0001802132 · 100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ, 07866 · 9733940404

Reported Value
$236M
Q4 2020
Positions
220
Filings on Record
28
2020–present window
Filed
Jan 15, 2021
original filing

Summary

Aurora Private Wealth, Inc. reported $236M in U.S.-listed holdings across 220 positions for Q4 2020.

The portfolio is heavily concentrated: SCHD alone accounts for 20.6% of reported value.

Compared with Q3 2020, the fund opened 33 new positions and exited 10.

Portfolio Metrics

Turnover
+14.6%
vs prior filed quarter
Top-10 Concentration
+54.6%
share of reported value
Largest Position
+20.6%
Schwab Strategic Tr
New / Exited
33 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $283MQ4 ’19Q1 ’20: $284MQ2 ’20: $217MQ3 ’20: $234MQ4 ’20: $236MQ4 ’20Q1 ’21: $241MQ2 ’21: $250MQ3 ’21: $246MQ4 ’21: $231MQ4 ’21Q1 ’22: $243MQ2 ’22: $222MQ3 ’22: $216MQ4 ’22: $87MQ4 ’22Q1 ’23: $94MQ2 ’23: $88MQ3 ’23: $90MQ4 ’23: $106MQ4 ’23Q1 ’24: $116MQ2 ’24: $114MQ3 ’24: $127MQ4 ’24: $134MQ4 ’24Q1 ’25: $125MQ2 ’25: $135MQ4 ’25: $152MQ1 ’26: $140MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 48.7%Common Stock: 40.9%Other: 6.9%Closed-End Fund: 2.5%REIT: 0.7%Other: 0.3%
  • ETP · 48.7% · $115M
  • Common Stock · 40.9% · $97M
  • Other · 6.9% · $16M
  • Closed-End Fund · 2.5% · $6M
  • REIT · 0.7% · $2M
  • Other · 0.3% · $657,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
UBERUBER TECHNOLOGIES INCNEW+28.7K28.7K+$1M$1M
VBKVANGUARD INDEX FDSNEW+4.1K4.1K+$1M$1M
INDEXIQ ACTIVE ETF TRNEW+38.7K38.7K+$1M$1M
TDOCTELADOC HEALTH INCNEW+2.3K2.3K+$452,000$452,000
VNQVANGUARD INDEX FDSNEW+5.3K5.3K+$447,000$447,000
VXUSVANGUARD STAR FDSNEW+7.0K7.0K+$422,000$422,000
JPSTJ P MORGAN EXCHANGE-TRADED FNEW+7.3K7.3K+$370,000$370,000
EFAISHARES TRNEW+5.0K5.0K+$365,000$365,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

158 positions (from 220 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · SHT TM US TRES · US BRD MKT ETF · US MID-CAP ETF · US LCAP VA ETF · US LRG CAP ETF · US LCAP GR ETF · US AGGREGATE B20.64%$49M757.9K
2EZMWISDOMTREE TRFLOATNG RAT TREA · US MIDCAP FUND · US TOTAL DIVIDND6.62%$16M601.4K
3AAPLAPPLE INChistory →COM6.10%$14M108.7K
4DGROISHARES TRIBOXX INV CP ETF · CORE DIV GRWTH · CORE US AGGBD ET · SP SMCP600VL ETF · US TREAS BD ETF · MSCI USA MIN VOL · CORE S&P500 ETF · S&P 500 VAL ETF · RUS MID CAP ETF · S&P 500 GRWT ETF · RUSSELL 2000 ETF · CORE S&P SCP ETF · NATIONAL MUN ETF · SELECT DIVID ETF · MSCI KLD400 SOC · MSCI EAFE ETF · CORE MSCI EAFE · PFD AND INCM SEC · S&P MC 400GR ETF · CORE S&P TTL STK · CORE S&P MCP ETF · US HLTHCARE ETF · U.S. CNSM GD ETF · MRNGSTR LG-CP ET5.45%$13M167.0K
5SPTSSPDR SER TRPORTFOLIO SH TSR · S&P 600 SMCP GRW · PRTFLO S&P500 HI · NUVEEN BLMBRG SR3.91%$9M225.9K
6AMZNAMAZON COM INChistory →COM2.55%$6M1.8K
7SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.53%$6M16.0K
8VUGVANGUARD INDEX FDSGROWTH ETF · S&P 500 ETF SHS · SML CP GRW ETF · VALUE ETF · REAL ESTATE ETF · TOTAL STK MKT2.44%$6M29.3K
9QQQINVESCO QQQ TRhistory →UNIT SER 12.34%$6M17.6K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.98%$5M20.2K
11XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI INT-FINL · ENERGY · RL EST SEL SEC · TECHNOLOGY · SBI HEALTHCARE · SBI INT-UTILS · SBI INT-INDS · SBI CONS DISCR1.88%$4M81.8K
12PENNPENN NATL GAMING INChistory →COM1.73%$4M47.2K
13XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 EQL HLT · S&P500 EQL TEC1.54%$4M13.4K
14MSFTMICROSOFT CORPhistory →COM1.34%$3M14.3K
15PGPROCTER AND GAMBLE COhistory →COM1.16%$3M19.7K
16TAT&T INCCOM0.99%$2M81.3K
17BACBK OF AMERICA CORPCOM0.97%$2M75.4K
18JNJJOHNSON & JOHNSONCOM0.82%$2M12.3K
19BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT0.80%$2M22.2K
20DISDISNEY WALT COCOM0.77%$2M10.0K
21BMYBRISTOL-MYERS SQUIBB COCOM0.63%$1M24.0K
22MAINMAIN STR CAP CORPCOM0.63%$1M45.9K
23EXMOCEXXON MOBIL CORPCOM0.62%$1M35.7K
24UBERUBER TECHNOLOGIES INCCOM0.62%$1M28.7K
25VPUVANGUARD WORLD FDSUTILITIES ETF · HEALTH CAR ETF · ENERGY ETF0.61%$1M11.9K
26METAFACEBOOK INCCL A0.60%$1M5.2K
27GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.60%$1M807
28CSCOCISCO SYS INCCOM0.60%$1M31.4K
29GBILGOLDMAN SACHS ETF TRACCES TREASURY · ACTIVEBETA US LG0.59%$1M15.9K
30GAINGLADSTONE INVT CORPCOM0.57%$1M132.4K
31BABOEING COCOM0.54%$1M6.0K
32HDHOME DEPOT INCCOM0.53%$1M4.7K
33PFEPFIZER INCCOM0.52%$1M33.2K
34CATCATERPILLAR INCCOM0.52%$1M6.7K
35CLCOLGATE PALMOLIVE COCOM0.51%$1M14.1K
36AVGOBROADCOM INCCOM0.50%$1M2.7K
37ADPAUTOMATIC DATA PROCESSING INCOM0.50%$1M6.7K
38MRKMERCK & CO. INCCOM0.50%$1M14.4K
39BDJBLACKROCK ENHANCED EQUITY DICOM0.48%$1M134.6K
40PTYPIMCO CORPORATE & INCOME OPPCOM0.48%$1M62.9K
41CVSCVS HEALTH CORPCOM0.47%$1M16.4K
42MCDMCDONALDS CORPCOM0.46%$1M5.1K
43ANGLVANECK VECTORS ETF TRFALLEN ANGEL HG · HIGH YLD MUN ETF · BDC INCOME ETF0.46%$1M37.3K
44WPCWP CAREY INCCOM0.46%$1M15.2K
45INDEXIQ ACTIVE ETF TRIQ MACKAY INSRED0.45%$1M38.7K
46SSOPROSHARES TRPSHS ULT S&P 500 · SHORT S&P 500 NE · ULTRAPRO QQQ0.44%$1M24.8K
47ZTSZOETIS INCCL A0.43%$1M6.2K
48TSLATESLA INCCOM0.43%$1M1.4K
49VZVERIZON COMMUNICATIONS INCCOM0.42%$1M17.1K
50MAMASTERCARD INCORPORATEDCL A0.42%$984,0002.8K
51NSCNORFOLK SOUTHN CORPCOM0.40%$944,0004.0K
52PEGPUBLIC SVC ENTERPRISE GRP INCOM0.39%$913,00015.7K
53CHDCHURCH & DWIGHT INCCOM0.37%$886,00010.2K
54JPSTJ P MORGAN EXCHANGE-TRADED FDIV RTN EM EQT · ULTRA SHRT INC0.37%$865,00016.3K
55JBLUJETBLUE AWYS CORPCOM0.37%$863,00059.3K
56PGXINVESCO EXCH TRADED FD TR IIPFD ETF · S&P500 LOW VOL0.34%$813,00040.9K
57JPMJPMORGAN CHASE & COCOM0.34%$795,0006.3K
58MRNAMODERNA INCCOM0.32%$752,0007.2K
59AXPAMERICAN EXPRESS COCOM0.31%$744,0006.2K
60QCOMQUALCOMM INCCOM0.31%$730,0004.8K
61VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.30%$701,00014.9K
62NVDANVIDIA CORPORATIONCOM0.28%$660,0001.3K
63FEXFIRST TR LRGE CP CORE ALPHACOM SHS0.28%$659,0009.0K
64GLADSTONE CAPITAL CORPCOM0.28%$655,00074.0K
65FPFFIRST TR INTER DUR PFD & INCOM0.28%$654,00027.2K
66VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.28%$654,0004.6K
67INTCINTEL CORPCOM0.27%$643,00012.9K
68EVERI HLDGS INCCOM0.27%$637,00046.1K
69XYZSQUARE INCCL A0.27%$634,0002.9K
70FUTYFIDELITY COVINGTON TRUSTMSCI UTILS INDEX0.27%$633,00015.6K
71FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.26%$624,00011.5K
72CMCSACOMCAST CORP NEWCL A0.26%$605,00011.5K
73ARKWARK ETF TRNEXT GNRTN INTER0.25%$600,0004.1K
74NFLXNETFLIX INCCOM0.25%$591,0001.1K
75HONHONEYWELL INTL INCCOM0.24%$567,0002.7K
76QQQEDIREXION SHS ETF TRNAS100 EQL WGT · DLY TECH BULL 3X0.24%$557,0004.7K
77DIASPDR DOW JONES INDL AVERAGEUT SER 10.23%$544,0001.8K
78RIOTRIOT BLOCKCHAIN INCCOM0.22%$530,00031.2K
79CCITIGROUP INCCOM NEW0.21%$504,0008.2K
80COSTCOSTCO WHSL CORP NEWCOM0.21%$502,0001.3K
81MMM3M COCOM0.21%$494,0002.8K
82UPSUNITED PARCEL SERVICE INCCL B0.21%$491,0002.9K
83NVGNUVEEN AMT FREE MUN CR INC FCOM0.21%$486,00029.0K
84WMWASTE MGMT INC DELCOM0.20%$472,0004.0K
85PDTHANCOCK JOHN PREM DIVID FDCOM SH BEN INT0.20%$463,00032.7K
86TDOCTELADOC HEALTH INCCOM0.19%$452,0002.3K
87SRESEMPRA ENERGYCOM0.19%$448,0003.5K
88PSECPROSPECT CAP CORPCOM0.18%$430,00079.5K
89GUTGABELLI UTIL TRCOM0.18%$429,00052.8K
90VVISA INCCOM CL A0.18%$426,0001.9K
91VXUSVANGUARD STAR FDSVG TL INTL STK F0.18%$422,0007.0K
92DOWDOW INCCOM0.18%$416,0007.5K
93SHOPSHOPIFY INCCL A0.17%$410,000362
94IBMINTERNATIONAL BUSINESS MACHSCOM0.17%$405,0003.2K
95ARCCARES CAPITAL CORPCOM0.17%$403,00023.9K
96DRAFTKINGS INCCOM CL A0.17%$391,0008.4K
97FST TR NEW OPPORT MLP & ENECOM0.16%$389,00091.1K
98CVXCHEVRON CORP NEWCOM0.16%$379,0004.5K
99FDGAMERICAN CENTY ETF TRFOCUSED DYNAMIC0.16%$376,0005.0K
100GLDSPDR GOLD TRGOLD SHS0.15%$366,0002.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$140M167Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$152M163Feb 2, 202613F-HRchanges · EDGAR ↗
Q2 2025$135M162Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$125M150Apr 29, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$134M156Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$127M154Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$114M142Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$116M153Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$106M157Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$90M134Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$88M136Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$94M148Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$87M143Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$216M175Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M180Jul 21, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$243M193Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M207Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$246M211Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$250M203Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$241M210Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$236M220Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$234M197Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$217M174Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$284M240May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$283M202Feb 7, 2020RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.