SEC 13F Intelligence

NHSNEUBERGER HIGH YIELD ST FD I

CUSIP 64128C106 · Yahoo Finance ↗ · Google Finance ↗

Neuberger High Yield St Fd I (NHS) has 53 institutional holders in Filings Flow’s 13F database, together reporting 6.56M shares worth $43M as of Q1 2026. The largest reported holders are Morgan Stanley, Cable Car Capital, LP, and Guggenheim Capital LLC.

Institutional Holders
53
Q1 2026
Reported Value
$43M
Ticker
NHS
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 36Q2 ’19Q3 ’19: 33Q4 ’19: 34Q1 ’20: 35Q2 ’20: 29Q2 ’20Q3 ’20: 29Q4 ’20: 33Q1 ’21: 26Q2 ’21: 29Q2 ’21Q3 ’21: 30Q4 ’21: 36Q1 ’22: 33Q2 ’22: 43Q2 ’22Q3 ’22: 39Q4 ’22: 37Q1 ’23: 37Q2 ’23: 42Q2 ’23Q3 ’23: 34Q4 ’23: 40Q1 ’24: 28Q2 ’24: 33Q2 ’24Q3 ’24: 28Q4 ’24: 36Q1 ’25: 36Q2 ’25: 42Q2 ’25Q3 ’25: 42Q4 ’25: 43Q1 ’26: 53filingsflow.com
Total reported value
Q2 ’19: $40MQ2 ’19Q3 ’19: $28MQ4 ’19: $22MQ1 ’20: $16MQ2 ’20: $21MQ2 ’20Q3 ’20: $21MQ4 ’20: $24MQ1 ’21: $22MQ2 ’21: $24MQ2 ’21Q3 ’21: $19MQ4 ’21: $20MQ1 ’22: $17MQ2 ’22: $25MQ2 ’22Q3 ’22: $19MQ4 ’22: $18MQ1 ’23: $16MQ2 ’23: $19MQ2 ’23Q3 ’23: $18MQ4 ’23: $24MQ1 ’24: $16MQ2 ’24: $17MQ2 ’24Q3 ’24: $22MQ4 ’24: $22MQ1 ’25: $22MQ2 ’25: $26MQ2 ’25Q3 ’25: $26MQ4 ’25: $30MQ1 ’26: $43Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
GraniteShares Advisors LLC$139M AUM1.59%$2M341.5KQ1 2026
Cable Car Capital, LP$289M AUM1.23%$4M550.0KQ1 2026
Quarry LP$558M AUM0.57%$3M487.3KQ1 2026
Alpine Global Management, LLC$668M AUM0.47%$3M481.0KQ1 2026
MELFA WEALTH MANAGEMENT, INC.$174M AUM0.36%$623,94196.3KQ1 2026
Uncommon Cents Investing LLC$431M AUM0.27%$1M181.2KQ1 2026
Total Wealth Planning & Management, Inc.$135M AUM0.23%$309,48547.8KQ1 2026
Yakira Capital Management, Inc.$342M AUM0.20%$675,274104.2KQ1 2026
Shaker Financial Services, LLC$287M AUM0.13%$401,76054.0KQ4 2025OLDER
ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM0.09%$214,12533.0KQ1 2026
Bramshill Investments, LLC$1.2B AUM0.06%$642,18799.1KQ1 2026
MRA Advisory Group$276M AUM0.05%$119,89518.5KQ1 2026
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.04%$3M487.3KQ1 2026
J.W. COLE ADVISORS, INC.$3.0B AUM0.04%$2M222.8KQ4 2025OLDER
SIT INVESTMENT ASSOCIATES INC$4.9B AUM0.04%$2M305.3KQ1 2026
CURA WEALTH ADVISORS, LLC$223M AUM0.04%$79,58712.3KQ1 2026
SeaCrest Wealth Management, LLC$903M AUM0.03%$258,63639.9KQ1 2026
GUGGENHEIM CAPITAL LLC$12.9B AUM0.03%$3M533.5KQ1 2026
Elequin Capital, LP$1.2B AUM0.02%$137,28118.1KQ2 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.02%$1M169.3KQ1 2026
StoneX Group Inc.$1.9B AUM0.01%$296,26439.1KQ2 2025OLDER
Axiom Investment Management LLC$131M AUM0.01%$16,3472.5KQ1 2026
Integrity Advisory Solutions, LLC$757M AUM0.01%$86,70213.4KQ1 2026
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.01%$103,68016.0KQ1 2026
PFG Investments, LLC$2.1B AUM0.01%$120,00016.0KQ3 2025OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.01%$75,94010.2KQ4 2025OLDER
Apollon Wealth Management, LLC$6.2B AUM0.00%$297,85246.0KQ1 2026
XTX Topco Ltd$5.8B AUM0.00%$113,45715.0KQ2 2025OLDER
AlphaCore Capital LLC$4.2B AUM0.00%$155,52024.0KQ1 2026
Garton & Associates Financial Advisors LLC$122M AUM0.00%$6,118822Q4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$93,75012.5KQ3 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$9,7201.5KQ1 2026
Equitable Holdings, Inc.$15.5B AUM0.00%$342,24046.0KQ1 2026
Marex Group Ltd$15.8B AUM0.00%$291,60045.0KQ1 2026
BAILARD, INC.$4.4B AUM0.00%$70,23710.8KQ1 2026
Capital Investment Advisors, LLC$6.8B AUM0.00%$81,12312.5KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$312,43542.0KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$3M480.6KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$555,18585.7KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$139,33818.7KQ4 2025OLDER
Community Financial Services Group, LLC$686M AUM0.00%$3,050470Q1 2026
Allspring Global Investments Holdings, LLC$59.7B AUM0.00%$315,27848.7KQ1 2026
HRT FINANCIAL LP$40.1B AUM0.00%$143,00019.1KQ3 2025OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$337,58344.5KQ2 2025OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$162,00025.0KQ1 2026
GPS Wealth Strategies Group, LLC$117M AUM0.00%$3,222425Q2 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$2M266.3KQ1 2026
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$1M172.9KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$4M552.2KQ1 2026
Invesco Ltd.$653.3B AUM0.00%$2M243.0KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$172,05026.6KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$198,43330.6KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$580,74889.6KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$69,00010.6KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$146,83422.7KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$105,73814.1KQ4 2025OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$85,81913.2KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$7,5001.0KQ3 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$2,685414Q1 2026
COMERICA BANK$25.1B AUM0.00%$21,8742.9KQ4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$1M190.0KQ1 2026
CWM, LLC$38.1B AUM0.00%$18,0082.8KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$5,008772Q1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$304,62547.0KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$17,7032.7KQ1 2026
UBS Group AG$666.3B AUM0.00%$162,34925.1KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$90,00013.9KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$100,14813.4KQ3 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$2,592400Q1 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$1,821281Q1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$31750Q1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$862115Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.