SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Aufman Associates Inc

CIK 0001801573 · 2200 GEORGETOWN DR, SUITE 401, SEWICKLEY, PA, 15143 · 7249345600

Reported Value
$119M
Q3 2023
Positions
43
Filings on Record
26
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Aufman Associates Inc reported $119M in U.S.-listed holdings across 43 positions for Q3 2023.

The portfolio is heavily concentrated: Vanguard Small Cap Index Etf alone accounts for 23.5% of reported value.

Compared with Q2 2023, the fund opened 1 new position and exited 1.

Portfolio Metrics

Turnover
+4.0%
vs prior filed quarter
Top-10 Concentration
+86.4%
share of reported value
Largest Position
+23.5%
Vanguard Small Cap Index Etf
New / Exited
1 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $97MQ4 ’19Q1 ’20: $72MQ2 ’20: $88MQ3 ’20: $93MQ4 ’20: $111MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $122MQ4 ’21: $135MQ4 ’21Q1 ’22: $127MQ2 ’22: $105MQ3 ’22: $95MQ4 ’22: $108MQ4 ’22Q1 ’23: $117MQ2 ’23: $121MQ3 ’23: $119MQ4 ’23: $133MQ4 ’23Q1 ’24: $142MQ2 ’24: $140MQ3 ’24: $156MQ4 ’24: $148MQ4 ’24Q1 ’25: $145MQ2 ’25: $162MQ3 ’25: $178MQ4 ’25: $195MQ4 ’25Q1 ’26: $204Mfilingsflow.com

Portfolio Composition

By security type
ETP: 77.6%Common Stock: 14.9%Other: 5.9%REIT: 1.6%
  • ETP · 77.6% · $92M
  • Common Stock · 14.9% · $18M
  • Other · 5.9% · $7M
  • REIT · 1.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FORAForianNEW+52.7K52.7K+$117,430$117,430
MTXMinerals TechnologiesADDED+65.8K74.2K+$4M$4M
Vanguard Total Bond Market Index ETFSOLD OUT−12.6K0−$918,981$0
iShares ESG Aware MSCI USA Small-Cap ETFADDED+1.6K17.3K+$23,439$581,712
SPDR DoubleLine Total Return Tactical ETFADDED+3105.6K+$1,968$215,402
BRK/BBerkshire Hathaway Cl BHELD−1888.0K+$10,032$3M
ABBVAbbVieHELD−552.5K+$27,876$366,754
CHVChevronHELD−351.7K+$13,601$287,299

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Vanguard Small-Cap Index ETFETF23.51%$28M148.2K
2Vanguard 500 Index ETFETF23.20%$28M70.4K
3Vanguard Developed Markets Index ETFETF17.10%$20M466.2K
4Seagate Technology HoldingsStock5.89%$7M106.4K
5Vanguard Mid-Cap Growth Index ETFETF4.37%$5M26.7K
6MTXMinerals Technologieshistory →Stock3.41%$4M74.2K
7iShares Core S&P 500 Index ETFETF2.50%$3M6.9K
8Vanguard FTSE All-World ex US Index ETFETF2.40%$3M55.2K
9BRK/BBerkshire Hathaway Cl Bhistory →Stock2.34%$3M8.0K
10PKNRevvityhistory →Stock1.72%$2M18.5K
118CWCrown Castle Internationalhistory →REIT1.60%$2M20.7K
12GOOGAlphabet Cl CStock1.17%$1M10.5K
13AAPLApplehistory →Stock1.10%$1M7.6K
14EXMOCExxon MobilStock0.77%$914,2357.8K
15ALTOAlto IngredientsStock0.72%$852,671192.9K
16MSFTMicrosoftStock0.64%$757,9492.4K
17Vanguard Total Int'l Stock Index ETFETF0.59%$702,01113.1K
18SPDR S&P 500 Index ETFETF0.55%$653,6171.5K
19Vanguard Mid-Cap Index ETFETF0.49%$582,9432.8K
20iShares ESG Aware MSCI USA Small-Cap ETFETF0.49%$581,71217.3K
21iShares ESG Advanced MSCI USA ETFETF0.41%$485,29414.0K
22ESGDiShares ESG Aware MSCI EAFE ETFETF0.40%$474,3356.9K
23JNJJohnson & JohnsonStock0.37%$444,1992.9K
24COPConocoPhillipsStock0.33%$394,7413.3K
25Fidelity NASDAQ Composite Index ETFETF0.33%$392,0057.5K
26iShares Core S&P Small-Cap Index ETFETF0.32%$376,0774.0K
27ABBVAbbVieStock0.31%$366,7542.5K
28UNHUnitedHealth GroupStock0.26%$315,254625
29ABTAbbott LaboratoriesStock0.25%$295,4893.1K
30DISThe Walt Disney CompanyStock0.24%$289,1833.6K
31CHVChevronStock0.24%$287,2991.7K
32PAYXPaychexStock0.23%$271,0262.4K
33iShares Core S&P Mid-Cap Index ETFETF0.21%$251,5941.0K
34PPLPPLStock0.20%$241,98510.3K
35SPDR MSCI EAFE Fossil Fuel Free ETFETF0.19%$230,4856.5K
36KOCoca-ColaStock0.19%$226,4014.0K
37Vanguard Total Stock Market ETFETF0.19%$225,4161.1K
38INTCIntelStock0.19%$220,5876.2K
39SPDR DoubleLine Total Return Tactical ETFETF0.18%$215,4025.6K
40Schwab Fundamental US Large Company Index ETFETF0.18%$214,7213.8K
41PEPPepsiCoStock0.17%$201,8031.2K
42FORAForianStock0.10%$117,43052.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$204M65May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$195M67Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M66Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$162M64Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$145M57May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$148M59Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$156M64Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$140M46Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$142M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$133M43Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$119M43Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$121M43Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$117M42May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$108M43Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$95M40Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$127M47May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$135M54Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M46Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M49Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$111M43Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$93M37Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M35Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M35May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$97M42Feb 6, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.