SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Aufman Associates Inc

CIK 0001801573 · 2200 GEORGETOWN DR, SUITE 401, SEWICKLEY, PA, 15143 · 7249345600

Reported Value
$93M
Q3 2020
Positions
37
Filings on Record
26
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Aufman Associates Inc reported $93M in U.S.-listed holdings across 37 positions for Q3 2020.

The portfolio is heavily concentrated: VB alone accounts for 26.7% of reported value.

Compared with Q2 2020, the fund opened 6 new positions and exited 4.

Portfolio Metrics

Turnover
+2.1%
vs prior filed quarter
Top-10 Concentration
+86.7%
share of reported value
Largest Position
+26.7%
Vanguard Small Cap Index Etf
New / Exited
6 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $97MQ4 ’19Q1 ’20: $72MQ2 ’20: $88MQ3 ’20: $93MQ4 ’20: $111MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $122MQ4 ’21: $135MQ4 ’21Q1 ’22: $127MQ2 ’22: $105MQ3 ’22: $95MQ4 ’22: $108MQ4 ’22Q1 ’23: $117MQ2 ’23: $121MQ3 ’23: $119MQ4 ’23: $133MQ4 ’23Q1 ’24: $142MQ2 ’24: $140MQ3 ’24: $156MQ4 ’24: $148MQ4 ’24Q1 ’25: $145MQ2 ’25: $162MQ3 ’25: $178MQ4 ’25: $195MQ4 ’25Q1 ’26: $204Mfilingsflow.com

Portfolio Composition

By security type
ETP: 75.7%Common Stock: 17.6%Other: 6.3%ADR: 0.4%
  • ETP · 75.7% · $70M
  • Common Stock · 17.6% · $16M
  • Other · 6.3% · $6M
  • ADR · 0.4% · $395,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ACHOwens & MinorNEW+10.3K10.3K+$258,000$258,000
PBWInvesco WilderHill Clean Energy ETFNEW+3.7K3.7K+$224,000$224,000
EFAXSPDR MSCI EAFE Fossil Fuel Free ETFNEW+3.2K3.2K+$217,000$217,000
AMZNAmazon.comNEW+6868+$214,000$214,000
ICLNiShares Global Clean Energy ETFNEW+10.2K10.2K+$189,000$189,000
General ElectricNEW+11.9K11.9K+$74,000$74,000
AAPLAppleADDED+6.2K8.7K+$85,000$1M
PNCPNC Financial ServicesSOLD OUT−4.8K0−$501,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VBVanguard Small-Cap Index ETFhistory →ETF26.73%$25M161.7K
2VEAVanguard FTSE Developed Markets ETFhistory →ETF19.29%$18M438.7K
3VOOVanguard 500 Index ETFhistory →ETF18.84%$18M57.0K
4Seagate TechnologyStock6.22%$6M117.5K
5MTXMinerals Technologieshistory →Stock3.77%$4M68.7K
6VOTVanguard Mid-Cap Growth Index ETFhistory →ETF3.11%$3M16.0K
7VEUVanguard FTSE All-World ex US Index ETFhistory →ETF2.70%$3M49.9K
8IVViShares Core S&P 500 Index ETFhistory →ETF2.33%$2M6.5K
9BRK/BBerkshire Hathaway Cl Bhistory →Stock1.95%$2M8.5K
10Apellis PharmaceuticalsStock1.74%$2M53.6K
11RVTYPerkinElmerhistory →Stock1.58%$1M11.7K
12AAPLApplehistory →Stock1.09%$1M8.7K
13MSFTMicrosofthistory →Stock1.07%$996,0004.7K
14EXMOCExxon Mobilhistory →Stock1.00%$935,00027.2K
15SPYSPDR S&P 500 Index ETFETF0.76%$707,0002.1K
16DISThe Walt Disney CompanyStock0.66%$614,0004.9K
17JNJJohnson & JohnsonStock0.58%$539,0003.6K
18INTCIntelStock0.54%$507,0009.8K
19GOOGAlphabet Cl CStock0.53%$493,000336
20VOVanguard Mid-Cap ETFETF0.52%$484,0002.7K
21ABTAbbott LaboratoriesStock0.45%$416,0003.8K
22BABAAlibaba Group Holdings ADRADR0.42%$395,0001.3K
23FHIFederated Hermes Cl BStock0.41%$385,00017.9K
24VZVerizon CommunicationsStock0.36%$338,0005.7K
25VXUSVanguard Total International Stock ETFETF0.36%$338,0006.5K
26ONEQFidelity NASDAQ Composite Index Tracking ETFETF0.35%$327,000754
27PPLPPLStock0.31%$286,00010.5K
28MMM3M CompanyStock0.30%$278,0001.7K
29ABBVAbbVieStock0.29%$272,0003.1K
30ACHOwens & MinorStock0.28%$258,00010.3K
31KOCoca-ColaStock0.24%$227,0004.6K
32PBWInvesco WilderHill Clean Energy ETFETF0.24%$224,0003.7K
33EFAXSPDR MSCI EAFE Fossil Fuel Free ETFETF0.23%$217,0003.2K
34AMZNAmazon.comStock0.23%$214,00068
35LOWLowe's CompaniesStock0.22%$204,0001.2K
36ICLNiShares Global Clean Energy ETFETF0.20%$189,00010.2K
37General ElectricStock0.08%$74,00011.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$204M65May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$195M67Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M66Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$162M64Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$145M57May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$148M59Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$156M64Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$140M46Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$142M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$133M43Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$119M43Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$121M43Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$117M42May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$108M43Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$95M40Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$127M47May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$135M54Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M46Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M49Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$111M43Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$93M37Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M35Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M35May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$97M42Feb 6, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.