SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Aufman Associates Inc

CIK 0001801573 · 2200 GEORGETOWN DR, SUITE 401, SEWICKLEY, PA, 15143 · 7249345600

Reported Value
$72M
Q1 2020
Positions
35
Filings on Record
26
2019–present window
Filed
May 13, 2020
original filing

Summary

Aufman Associates Inc reported $72M in U.S.-listed holdings across 35 positions for Q1 2020.

The portfolio is heavily concentrated: Vanguard Small Cap Index Etf alone accounts for 25.4% of reported value.

Compared with Q4 2019, the fund opened 5 new positions and exited 13.

Portfolio Metrics

Turnover
+4.4%
vs prior filed quarter
Top-10 Concentration
+86.5%
share of reported value
Largest Position
+25.4%
Vanguard Small Cap Index Etf
New / Exited
5 / 13
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $97MQ4 ’19Q1 ’20: $72MQ2 ’20: $88MQ3 ’20: $93MQ4 ’20: $111MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $122MQ4 ’21: $135MQ4 ’21Q1 ’22: $127MQ2 ’22: $105MQ3 ’22: $95MQ4 ’22: $108MQ4 ’22Q1 ’23: $117MQ2 ’23: $121MQ3 ’23: $119MQ4 ’23: $133MQ4 ’23Q1 ’24: $142MQ2 ’24: $140MQ3 ’24: $156MQ4 ’24: $148MQ4 ’24Q1 ’25: $145MQ2 ’25: $162MQ3 ’25: $178MQ4 ’25: $195MQ4 ’25Q1 ’26: $204Mfilingsflow.com

Portfolio Composition

By security type
ETP: 73.4%Common Stock: 18.3%Other: 7.9%ADR: 0.4%
  • ETP · 73.4% · $53M
  • Common Stock · 18.3% · $13M
  • Other · 7.9% · $6M
  • ADR · 0.4% · $281,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MTXMinerals TechnologiesNEW+68.7K68.7K+$2M$2M
PKNPerkinElmerNEW+5.6K5.6K+$423,000$423,000
TMOThermo Fisher ScientificNEW+1.0K1.0K+$286,000$286,000
NEENextEra EnergyNEW+1.1K1.1K+$272,000$272,000
BDXBecton Dickinson & CompanyNEW+1.1K1.1K+$259,000$259,000
Vanguard Small-Cap Value Index ETFSOLD OUT−4.6K0−$635,000$0
Vanguard Russell 1000 Value Index ETFSOLD OUT−4.9K0−$590,000$0
Davis Select US Equity ETFSOLD OUT−18.4K0−$475,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Vanguard Small-Cap Index ETFETF25.43%$18M159.7K
2Vanguard FTSE Developed Markets ETFETF19.99%$14M434.6K
3Vanguard 500 Index ETFETF17.51%$13M53.6K
4Seagate TechnologyStock7.93%$6M117.8K
5MTXMinerals Technologieshistory →Stock3.44%$2M68.7K
6Vanguard Mid-Cap Growth Index ETFETF2.88%$2M16.5K
7Vanguard FTSE All-World ex US Index ETFETF2.77%$2M48.9K
8iShares Core S&P 500 Index ETFETF2.35%$2M6.6K
9BRK/BBerkshire Hathaway Cl BStock2.20%$2M7.2K
10APLSUSDApellis Pharmaceuticalshistory →Stock1.98%$1M53.6K
11EXMOCExxon Mobilhistory →Stock1.52%$1M29.0K
12MSFTMicrosofthistory →Stock1.10%$797,0005.1K
13AAPLAppleStock0.90%$653,0002.6K
14SPDR S&P 500 Index ETFETF0.78%$564,0002.2K
15INTCIntelStock0.74%$534,0009.9K
16DISThe Walt Disney CompanyStock0.72%$524,0005.4K
17Vanguard Total International Stock ETFETF0.70%$508,00012.1K
18JNJJohnson & JohnsonStock0.66%$475,0003.6K
19Vanguard Mid-Cap ETFETF0.62%$451,0003.4K
20FHIFederated Hermes Cl BStock0.61%$441,00023.2K
21PKNPerkinElmerStock0.58%$423,0005.6K
22GOOGAlphabet Cl CStock0.49%$352,000303
23BACVerizon CommunicationsStock0.45%$327,0006.1K
24ABTAbbott LaboratoriesStock0.43%$309,0003.9K
25TMOThermo Fisher ScientificStock0.39%$286,0001.0K
26BABAAlibaba Group Holdings ADRADR0.39%$281,0001.4K
27NEENextEra EnergyStock0.38%$272,0001.1K
28MMM3M CompanyStock0.36%$262,0001.9K
29BDXBecton Dickinson & CompanyStock0.36%$259,0001.1K
30PPLPPLStock0.36%$259,00010.5K
31Fidelity NASDAQ Composite Index Tracking ETFETF0.35%$252,000844
32ABBVAbbVieStock0.34%$244,0003.2K
33KOCoca-ColaStock0.31%$227,0005.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$204M65May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$195M67Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M66Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$162M64Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$145M57May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$148M59Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$156M64Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$140M46Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$142M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$133M43Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$119M43Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$121M43Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$117M42May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$108M43Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$95M40Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$127M47May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$135M54Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M46Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M49Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$111M43Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$93M37Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M35Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M35May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$97M42Feb 6, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.