SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Aufman Associates Inc

CIK 0001801573 · 2200 GEORGETOWN DR, SUITE 401, SEWICKLEY, PA, 15143 · 7249345600

Reported Value
$122M
Q3 2021
Positions
46
Filings on Record
26
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Aufman Associates Inc reported $122M in U.S.-listed holdings across 46 positions for Q3 2021.

The portfolio is heavily concentrated: Vanguard Small Cap Index Etf alone accounts for 25.6% of reported value.

Compared with Q2 2021, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+87.0%
share of reported value
Largest Position
+25.6%
Vanguard Small Cap Index Etf
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $97MQ4 ’19Q1 ’20: $72MQ2 ’20: $88MQ3 ’20: $93MQ4 ’20: $111MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $122MQ4 ’21: $135MQ4 ’21Q1 ’22: $127MQ2 ’22: $105MQ3 ’22: $95MQ4 ’22: $108MQ4 ’22Q1 ’23: $117MQ2 ’23: $121MQ3 ’23: $119MQ4 ’23: $133MQ4 ’23Q1 ’24: $142MQ2 ’24: $140MQ3 ’24: $156MQ4 ’24: $148MQ4 ’24Q1 ’25: $145MQ2 ’25: $162MQ3 ’25: $178MQ4 ’25: $195MQ4 ’25Q1 ’26: $204Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.0%Common Stock: 13.1%Other: 7.9%REIT: 3.0%
  • ETP · 76.0% · $92M
  • Common Stock · 13.1% · $16M
  • Other · 7.9% · $10M
  • REIT · 3.0% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MTXMinerals TechnologiesNEW+8.3K8.3K+$580,000$580,000
SPDR DoubleLine Total Return Tactical ETFNEW+4.9K4.9K+$237,000$237,000
PKNPerkinElmerSOLD OUT−19.8K0−$3M$0
BABAAlibaba Group Holdings ADRSOLD OUT−1.4K0−$308,000$0
ACHOwens & MinorSOLD OUT−6.3K0−$268,000$0
PINSPinterest Cl ASOLD OUT−3.0K0−$240,000$0
GQ9SPDR Gold SharesSOLD OUT−1.3K0−$207,000$0
FHIFederated Hermes Cl BTRIMMED−1.6K7.6K−$65,000$248,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Vanguard Small-Cap Index ETFETF25.55%$31M142.1K
2Vanguard 500 Index ETFETF20.99%$26M64.7K
3Vanguard FTSE Developed Markets ETFETF18.51%$23M445.8K
4Seagate Technology HoldingsStock7.90%$10M116.5K
58CWCrown Castle Internationalhistory →REIT3.02%$4M21.2K
6Vanguard Mid-Cap Growth Index ETFETF2.94%$4M15.1K
7iShares Core S&P 500 Index ETFETF2.37%$3M6.7K
8Vanguard FTSE All-World ex US Index ETFETF2.36%$3M47.0K
9BRK/BBerkshire Hathaway Cl Bhistory →Stock1.86%$2M8.3K
10APLSUSDApellis Pharmaceuticalshistory →Stock1.45%$2M53.6K
11GOOGAlphabet Cl CStock1.03%$1M469
12EXMOCExxon MobilStock0.97%$1M20.1K
13AAPLAppleStock0.92%$1M7.9K
14MSFTMicrosoftStock0.77%$932,0003.3K
15ALTOAlto IngredientsStock0.63%$766,000155.0K
16DISThe Walt Disney CompanyStock0.60%$724,0004.3K
17SPDR S&P 500 Index ETFETF0.59%$713,0001.7K
18Vanguard Mid-Cap ETFETF0.54%$661,0002.8K
19JNJJohnson & JohnsonStock0.48%$587,0003.6K
20MTXMinerals TechnologiesStock0.48%$580,0008.3K
21INTCIntelStock0.38%$460,0008.6K
22Fidelity NASDAQ Composite Index Tracking ETFETF0.35%$424,0007.5K
23Vanguard Total International Stock ETFETF0.35%$420,0006.6K
24ABTAbbott LaboratoriesStock0.31%$375,0003.2K
25UNHUnitedHealth GroupStock0.30%$359,000919
26ABBVAbbVieStock0.29%$347,0003.2K
27AAAlcoa (new)Stock0.28%$342,0007.0K
28COPConocoPhillipsStock0.27%$334,0004.9K
29MMM3M CompanyStock0.25%$308,0001.8K
30BACVerizon CommunicationsStock0.25%$305,0005.6K
31PPLPPLStock0.24%$297,00010.6K
32Invesco WilderHill Clean Energy ETFETF0.23%$278,0003.6K
33iShares Core S&P Mid-Cap Index ETFETF0.22%$265,0001.0K
34PAYXPaychexStock0.22%$264,0002.4K
35SPDR MSCI EAFE Fossil Fuel Free ETFETF0.22%$263,0003.2K
36FHIFederated Hermes Cl BStock0.20%$248,0007.6K
37TWLOTwilioStock0.20%$247,000775
38BABoeingStock0.20%$238,0001.1K
39SPDR DoubleLine Total Return Tactical ETFETF0.19%$237,0004.9K
40iShares S&P 500 Growth Index ETFETF0.19%$229,0003.1K
41PFEPfizerStock0.19%$228,0005.3K
42KOCoca-ColaStock0.19%$226,0004.3K
43iShares Global Clean Energy ETFETF0.18%$221,00010.2K
44Schwab Fundamental US Large Company Index ETFETF0.18%$217,0004.0K
45PNCPNC Financial ServicesStock0.17%$211,0001.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$204M65May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$195M67Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M66Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$162M64Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$145M57May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$148M59Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$156M64Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$140M46Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$142M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$133M43Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$119M43Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$121M43Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$117M42May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$108M43Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$95M40Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$127M47May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$135M54Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M46Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M49Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$111M43Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$93M37Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M35Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M35May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$97M42Feb 6, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.