SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Aufman Associates Inc

CIK 0001801573 · 2200 GEORGETOWN DR, SUITE 401, SEWICKLEY, PA, 15143 · 7249345600

Reported Value
$130M
Q2 2021
Positions
49
Filings on Record
26
2019–present window
Filed
Aug 11, 2021
original filing

Summary

Aufman Associates Inc reported $130M in U.S.-listed holdings across 49 positions for Q2 2021.

The portfolio is heavily concentrated: Vanguard Small Cap Index Etf alone accounts for 25.0% of reported value.

Compared with Q1 2021, the fund opened 6 new positions and exited 1.

Portfolio Metrics

Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+85.4%
share of reported value
Largest Position
+25.0%
Vanguard Small Cap Index Etf
New / Exited
6 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $97MQ4 ’19Q1 ’20: $72MQ2 ’20: $88MQ3 ’20: $93MQ4 ’20: $111MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $122MQ4 ’21: $135MQ4 ’21Q1 ’22: $127MQ2 ’22: $105MQ3 ’22: $95MQ4 ’22: $108MQ4 ’22Q1 ’23: $117MQ2 ’23: $121MQ3 ’23: $119MQ4 ’23: $133MQ4 ’23Q1 ’24: $142MQ2 ’24: $140MQ3 ’24: $156MQ4 ’24: $148MQ4 ’24Q1 ’25: $145MQ2 ’25: $162MQ3 ’25: $178MQ4 ’25: $195MQ4 ’25Q1 ’26: $204Mfilingsflow.com

Portfolio Composition

By security type
ETP: 72.4%Common Stock: 16.2%Other: 7.9%REIT: 3.2%ADR: 0.2%
  • ETP · 72.4% · $94M
  • Common Stock · 16.2% · $21M
  • Other · 7.9% · $10M
  • REIT · 3.2% · $4M
  • ADR · 0.2% · $308,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Seagate Technology HoldingsNEW+116.7K116.7K+$10M$10M
ALTOAlto IngredientsNEW+155.0K155.0K+$947,000$947,000
UNHUnitedHealth GroupNEW+918918+$367,000$367,000
PFEPfizerNEW+5.3K5.3K+$210,000$210,000
GQ9SPDR Gold SharesNEW+1.3K1.3K+$207,000$207,000
PNCPNC Financial ServicesNEW+1.1K1.1K+$206,000$206,000
Fidelity NASDAQ Composite Index Tracking ETFADDED+6.8K7.5K+$38,000$425,000
Seagate TechnologySOLD OUT−116.8K0−$9M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

48 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Vanguard Small-Cap Index ETFETF24.98%$32M143.8K
2Vanguard 500 Index ETFETF19.30%$25M63.6K
3Vanguard FTSE Developed Markets ETFETF17.63%$23M443.7K
4Seagate Technology HoldingsStock7.91%$10M116.7K
58CWCrown Castle Internationalhistory →REIT3.19%$4M21.2K
6Vanguard Mid-Cap Growth Index ETFETF2.83%$4M15.5K
7APLSUSDApellis Pharmaceuticalshistory →Stock2.61%$3M53.6K
8PKNPerkinElmerhistory →Stock2.35%$3M19.8K
9Vanguard FTSE All-World ex US Index ETFETF2.32%$3M47.4K
10iShares Core S&P 500 Index ETFETF2.25%$3M6.8K
11BRK/BBerkshire Hathaway Cl Bhistory →Stock1.79%$2M8.4K
12EXMOCExxon Mobilhistory →Stock1.04%$1M21.4K
13AAPLAppleStock0.90%$1M8.5K
14GOOGAlphabet Cl CStock0.88%$1M457
15ALTOAlto IngredientsStock0.73%$947,000155.0K
16MSFTMicrosoftStock0.70%$902,0003.3K
17SPDR S&P 500 Index ETFETF0.60%$784,0001.8K
18DISThe Walt Disney CompanyStock0.60%$779,0004.4K
19Vanguard Mid-Cap ETFETF0.51%$661,0002.8K
20JNJJohnson & JohnsonStock0.46%$602,0003.7K
21INTCIntelStock0.37%$478,0008.5K
22Vanguard Total International Stock ETFETF0.33%$434,0006.6K
23Fidelity NASDAQ Composite Index Tracking ETFETF0.33%$425,0007.5K
24ABTAbbott LaboratoriesStock0.30%$388,0003.4K
25UNHUnitedHealth GroupStock0.28%$367,000918
26ABBVAbbVieStock0.28%$362,0003.2K
27MMM3M CompanyStock0.27%$346,0001.7K
28Invesco WilderHill Clean Energy ETFETF0.27%$344,0003.7K
29FHIFederated Hermes Cl BStock0.24%$313,0009.2K
30BACVerizon CommunicationsStock0.24%$309,0005.5K
31BABAAlibaba Group Holdings ADRADR0.24%$308,0001.4K
32TWLOTwilioStock0.24%$305,000775
33COPConocoPhillipsStock0.23%$300,0004.9K
34PPLPPLStock0.23%$298,00010.6K
35iShares Core S&P Mid-Cap Index ETFETF0.21%$274,0001.0K
36ACHOwens & MinorStock0.21%$268,0006.3K
37SPDR MSCI EAFE Fossil Fuel Free ETFETF0.21%$266,0003.2K
38BABoeingStock0.20%$259,0001.1K
39AAAlcoa (new)Stock0.20%$258,0007.0K
40PAYXPaychexStock0.19%$252,0002.4K
41PINSPinterest Cl AStock0.19%$240,0003.0K
42iShares Global Clean Energy ETFETF0.18%$239,00010.2K
43KOCoca-ColaStock0.18%$233,0004.3K
44iShares S&P 500 Growth Index ETFETF0.17%$225,0003.1K
45Schwab Fundamental US Large Company Index ETFETF0.17%$220,0004.0K
46PFEPfizerStock0.16%$210,0005.3K
47GQ9SPDR Gold SharesETF0.16%$207,0001.3K
48PNCPNC Financial ServicesStock0.16%$206,0001.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$204M65May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$195M67Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M66Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$162M64Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$145M57May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$148M59Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$156M64Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$140M46Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$142M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$133M43Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$119M43Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$121M43Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$117M42May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$108M43Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$95M40Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$127M47May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$135M54Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M46Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M49Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$111M43Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$93M37Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M35Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M35May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$97M42Feb 6, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.