SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Aufman Associates Inc

CIK 0001801573 · 2200 GEORGETOWN DR, SUITE 401, SEWICKLEY, PA, 15143 · 7249345600

Reported Value
$135M
Q4 2021
Positions
54
Filings on Record
26
2019–present window
Filed
Feb 9, 2022
original filing

Summary

Aufman Associates Inc reported $135M in U.S.-listed holdings across 54 positions for Q4 2021.

The portfolio is heavily concentrated: VB alone accounts for 23.6% of reported value.

Compared with Q3 2021, the fund opened 8 new positions and exited 0.

Portfolio Metrics

Turnover
+0.2%
vs prior filed quarter
Top-10 Concentration
+85.8%
share of reported value
Largest Position
+23.6%
Vanguard Small Cap Index Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $97MQ4 ’19Q1 ’20: $72MQ2 ’20: $88MQ3 ’20: $93MQ4 ’20: $111MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $122MQ4 ’21: $135MQ4 ’21Q1 ’22: $127MQ2 ’22: $105MQ3 ’22: $95MQ4 ’22: $108MQ4 ’22Q1 ’23: $117MQ2 ’23: $121MQ3 ’23: $119MQ4 ’23: $133MQ4 ’23Q1 ’24: $142MQ2 ’24: $140MQ3 ’24: $156MQ4 ’24: $148MQ4 ’24Q1 ’25: $145MQ2 ’25: $162MQ3 ’25: $178MQ4 ’25: $195MQ4 ’25Q1 ’26: $204Mfilingsflow.com

Portfolio Composition

By security type
ETP: 73.2%Common Stock: 23.5%REIT: 3.3%
  • ETP · 73.2% · $99M
  • Common Stock · 23.5% · $32M
  • REIT · 3.3% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ESGDiShares ESG Aware MSCI EAFE ETFNEW+4.9K4.9K+$389,000$389,000
ESMLiShares ESG Aware MSCI USA Small-Cap ETFNEW+9.5K9.5K+$382,000$382,000
USXFiShares ESG Advanced MSCI USA ETFNEW+6.9K6.9K+$273,000$273,000
ACHOwens & MinorNEW+5.6K5.6K+$244,000$244,000
CVXChevronNEW+1.9K1.9K+$224,000$224,000
LOWLowe's CompaniesNEW+852852+$220,000$220,000
PEPPepsiCoNEW+1.2K1.2K+$211,000$211,000
SVB Financial GroupNEW+300300+$203,000$203,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

53 positions
#IssuerClass% PortfolioValueShares
1VBVanguard Small-Cap Index ETFhistory →ETF23.63%$32M141.4K
2VOOVanguard 500 Index ETFhistory →ETF21.37%$29M66.2K
3VEAVanguard FTSE Developed Markets ETFhistory →ETF17.10%$23M452.8K
4STXSeagate Technology Holdingshistory →Stock9.65%$13M115.5K
5CCICrown Castle Internationalhistory →REIT3.27%$4M21.2K
6VOTVanguard Mid-Cap Growth Index ETFhistory →ETF2.84%$4M15.1K
7IVViShares Core S&P 500 Index ETFhistory →ETF2.32%$3M6.6K
8VEUVanguard FTSE All-World ex US Index ETFhistory →ETF2.15%$3M47.4K
9BRK/BBerkshire Hathaway Cl Bhistory →Stock1.83%$2M8.3K
10Apellis PharmaceuticalsStock1.63%$2M46.8K
11GOOGAlphabet Cl CStock1.07%$1M501
12AAPLApplehistory →Stock1.03%$1M7.9K
13EXMOCExxon MobilStock0.89%$1M19.7K
14MSFTMicrosoftStock0.74%$995,0003.0K
15SPYSPDR S&P 500 Index ETFETF0.58%$784,0001.7K
16ALTOAlto IngredientsStock0.55%$746,000155.0K
17VOVanguard Mid-Cap ETFETF0.51%$694,0002.7K
18DISThe Walt Disney CompanyStock0.49%$662,0004.3K
19JNJJohnson & JohnsonStock0.46%$622,0003.6K
20MTXMinerals TechnologiesStock0.45%$608,0008.3K
21AAAlcoa (new)Stock0.35%$480,0008.1K
22UNHUnitedHealth GroupStock0.35%$467,000930
23ONEQFidelity NASDAQ Composite Index Tracking ETFETF0.34%$459,0007.5K
24INTCIntelStock0.33%$453,0008.8K
25ABTAbbott LaboratoriesStock0.33%$440,0003.1K
26ABBVAbbVieStock0.32%$439,0003.2K
27VXUSVanguard Total International Stock ETFETF0.32%$428,0006.7K
28ESGDiShares ESG Aware MSCI EAFE ETFETF0.29%$389,0004.9K
29ESMLiShares ESG Aware MSCI USA Small-Cap ETFETF0.28%$382,0009.5K
30COPConocoPhillipsStock0.26%$356,0004.9K
31PAYXPaychexStock0.24%$321,0002.4K
32PPLPPLStock0.24%$320,00010.6K
33PFEPfizerStock0.23%$313,0005.3K
34VZVerizon CommunicationsStock0.22%$294,0005.7K
35MMM3M CompanyStock0.21%$288,0001.6K
36IJHiShares Core S&P Mid-Cap Index ETFETF0.21%$286,0001.0K
37USXFiShares ESG Advanced MSCI USA ETFETF0.20%$273,0006.9K
38EFAXSPDR MSCI EAFE Fossil Fuel Free ETFETF0.20%$267,0003.2K
39PBWInvesco WilderHill Clean Energy ETFETF0.19%$257,0003.6K
40IVWiShares S&P 500 Growth Index ETFETF0.19%$251,0003.0K
41KOCoca-ColaStock0.18%$249,0004.2K
42ACHOwens & MinorStock0.18%$244,0005.6K
43TOTLSPDR DoubleLine Total Return Tactical ETFETF0.17%$235,0005.0K
44FNDXSchwab Fundamental US Large Company Index ETFETF0.17%$235,0004.0K
45CVXChevronStock0.17%$224,0001.9K
46LOWLowe's CompaniesStock0.16%$220,000852
47BABoeingStock0.16%$218,0001.1K
48ICLNiShares Global Clean Energy ETFETF0.16%$216,00010.2K
49PNCPNC Financial ServicesStock0.16%$216,0001.1K
50PEPPepsiCoStock0.16%$211,0001.2K
51FHIFederated Hermes Cl BStock0.16%$210,0005.6K
52TWLOTwilioStock0.15%$204,000775
53SVB Financial GroupStock0.15%$203,000300

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$204M65May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$195M67Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M66Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$162M64Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$145M57May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$148M59Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$156M64Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$140M46Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$142M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$133M43Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$119M43Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$121M43Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$117M42May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$108M43Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$95M40Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$127M47May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$135M54Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M46Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M49Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$111M43Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$93M37Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M35Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M35May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$97M42Feb 6, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.