SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Aufman Associates Inc

CIK 0001801573 · 2200 GEORGETOWN DR, SUITE 401, SEWICKLEY, PA, 15143 · 7249345600

Reported Value
$97M
Q4 2019
Positions
42
Filings on Record
26
2019–present window
Filed
Feb 6, 2020
original filing

Summary

Aufman Associates Inc reported $97M in U.S.-listed holdings across 42 positions for Q4 2019.

The portfolio is heavily concentrated: VB alone accounts for 26.7% of reported value.

Portfolio Metrics

Top-10 Concentration
+85.8%
share of reported value
Largest Position
+26.7%
Vanguard Small Cap Index Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $97MQ4 ’19Q1 ’20: $72MQ2 ’20: $88MQ3 ’20: $93MQ4 ’20: $111MQ4 ’20Q1 ’21: $120MQ2 ’21: $130MQ3 ’21: $122MQ4 ’21: $135MQ4 ’21Q1 ’22: $127MQ2 ’22: $105MQ3 ’22: $95MQ4 ’22: $108MQ4 ’22Q1 ’23: $117MQ2 ’23: $121MQ3 ’23: $119MQ4 ’23: $133MQ4 ’23Q1 ’24: $142MQ2 ’24: $140MQ3 ’24: $156MQ4 ’24: $148MQ4 ’24Q1 ’25: $145MQ2 ’25: $162MQ3 ’25: $178MQ4 ’25: $195MQ4 ’25Q1 ’26: $204Mfilingsflow.com

Portfolio Composition

By security type
ETP: 75.4%Common Stock: 15.1%Other: 9.1%ADR: 0.3%
  • ETP · 75.4% · $73M
  • Common Stock · 15.1% · $15M
  • Other · 9.1% · $9M
  • ADR · 0.3% · $319,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
VBVanguard Small-Cap Index ETFNEW+156.6K156.6K+$26M$26M
VEAVanguard FTSE Developed Markets ETFNEW+419.3K419.3K+$18M$18M
VOOVanguard 500 Index ETFNEW+49.6K49.6K+$15M$15M
Seagate TechnologyNEW+148.9K148.9K+$9M$9M
VEUVanguard FTSE All-World ex US Index ETFNEW+88.1K88.1K+$5M$5M
VOTVanguard Mid-Cap Growth Index ETFNEW+18.2K18.2K+$3M$3M
IVViShares Core S&P 500 Index ETFNEW+6.6K6.6K+$2M$2M
EXMOCExxon MobilNEW+27.9K27.9K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

41 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VBVanguard Small-Cap Index ETFhistory →ETF26.70%$26M156.6K
2VEAVanguard FTSE Developed Markets ETFhistory →ETF19.02%$18M419.3K
3VOOVanguard 500 Index ETFhistory →ETF15.10%$15M49.6K
4Seagate TechnologyStock9.12%$9M148.9K
5VEUVanguard FTSE All-World ex US Index ETFhistory →ETF4.87%$5M88.1K
6VOTVanguard Mid-Cap Growth Index ETFhistory →ETF2.98%$3M18.2K
7IVViShares Core S&P 500 Index ETFhistory →ETF2.20%$2M6.6K
8BRK/BBerkshire Hathaway Cl BStock2.09%$2M7.5K
9EXMOCExxon Mobilhistory →Stock2.00%$2M27.9K
10Apellis PharmaceuticalsStock1.69%$2M53.6K
11MSFTMicrosoftStock0.91%$885,0005.6K
12AAPLAppleStock0.86%$837,0002.9K
13DISThe Walt Disney CompanyStock0.81%$787,0005.4K
14FHIFederated Investors Cl BStock0.80%$780,00023.9K
15SPYSPDR S&P 500 Index ETFETF0.73%$705,0002.2K
16VXUSVanguard Total International Stock ETFETF0.69%$674,00012.1K
17VBRVanguard Small-Cap Value Index ETFETF0.65%$635,0004.6K
18VOVanguard Mid-Cap ETFETF0.63%$609,0003.4K
19VONVVanguard Russell 1000 Value Index ETFETF0.61%$590,0004.9K
20INTCIntelStock0.61%$589,0009.8K
21JNJJohnson & JohnsonStock0.60%$583,0004.0K
22PPLPPLStock0.51%$492,00013.7K
23DUSADavis Select US Equity ETFETF0.49%$475,00018.4K
24GOOGAlphabet Cl CStock0.45%$441,000330
25VZVerizon CommunicationsStock0.38%$373,0006.1K
26BABoeingStock0.38%$365,0001.1K
27COPConocoPhillipsStock0.36%$348,0005.3K
28ABTAbbott LaboratoriesStock0.35%$340,0003.9K
29MMM3M CompanyStock0.34%$335,0001.9K
30BABAAlibaba Group Holdings ADRADR0.33%$319,0001.5K
31ONEQFidelity NASDAQ Composite Index Tracking ETFETF0.30%$296,000848
32ABBVAbbVieStock0.29%$284,0003.2K
33KOCoca-ColaStock0.29%$284,0005.1K
34SCHASchwab US Small-Cap ETFETF0.26%$249,0003.3K
35IBMIBMStock0.24%$237,0001.8K
36TAT&TStock0.24%$231,0005.9K
37SVB Financial GroupStock0.23%$226,000900
38PAYXPaychexStock0.22%$217,0002.5K
39IJHiShares Core S&P Mid-Cap Index ETFETF0.22%$210,0001.0K
40PNCPNC Financial ServicesStock0.21%$208,0001.3K
41LOWLowe's CompaniesStock0.21%$206,0001.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$204M65May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$195M67Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M66Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$162M64Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$145M57May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$148M59Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$156M64Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$140M46Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$142M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$133M43Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$119M43Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$121M43Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$117M42May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$108M43Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$95M40Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$127M47May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$135M54Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M46Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M49Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$120M44May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$111M43Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$93M37Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M35Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$72M35May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$97M42Feb 6, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.