SEC 13F Intelligence

Managers / Q4 2025 · view latest →

Altium Capital Management LLC

CIK 0001746382 · 152 W 57 ST FL7, NEW YORK, NY, 10019 · 2124842711

Reported Value
$25M
Q4 2025
Positions
18
Filings on Record
25
2019–present window
Filed
Feb 6, 2026
original filing

Summary

Altium Capital Management LLC reported $25M in U.S.-listed holdings across 18 positions for Q4 2025.

Its largest position, Asa Gold And Precious Mtls L, represents 12.3% of the portfolio.

Compared with Q3 2025, the fund opened 18 new positions and exited 1.

Portfolio Metrics

Turnover
+4.8%
vs prior filed quarter
Top-10 Concentration
+79.1%
share of reported value
Largest Position
+12.3%
Asa Gold And Precious Mtls L
New / Exited
18 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $268MQ4 ’20Q1 ’21: $360MQ2 ’21: $431MQ3 ’21: $381MQ3 ’21Q4 ’21: $363MQ1 ’22: $299MQ2 ’22: $250MQ2 ’22Q3 ’22: $273MQ4 ’22: $197MQ1 ’23: $180MQ1 ’23Q2 ’23: $132MQ3 ’23: $192MQ4 ’23: $147MQ4 ’23Q1 ’24: $253MQ2 ’24: $245MQ3 ’24: $340MQ3 ’24Q4 ’24: $353MQ1 ’25: $42MQ2 ’25: $0Q2 ’25Q3 ’25: $628,262Q4 ’25: $25MQ1 ’26: $42MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Closed-End Fund: 86.8%Other: 12.3%Common Stock: 0.9%
  • Closed-End Fund · 86.8% · $22M
  • Other · 12.3% · $3M
  • Common Stock · 0.9% · $235,107

Quarter-over-Quarter Changes full breakdown →

vs Q3 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ASA GOLD AND PRECIOUS MTLS LNEW+52.2K52.2K+$3M$3M
RVTROYCE SMALL CAP TRUST INCNEW+192.5K192.5K+$3M$3M
PDXPIMCO DYNAMIC INCOME STRATEGNEW+151.0K151.0K+$3M$3M
NBXGNEUBERGER NEXT GENERATIONNEW+169.9K169.9K+$2M$2M
XPCQXPIMCO CALIF MUN INCOME FDNEW+259.1K259.1K+$2M$2M
LEOBNY MELLON STRATEGIC MUNS INNEW+262.1K262.1K+$2M$2M
TYTRI CONTL CORPNEW+40.5K40.5K+$1M$1M
GAMGENERAL AMERN INVS CO INCNEW+20.8K20.8K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2025

18 positions
#IssuerClass% PortfolioValueShares
1ASA GOLD AND PRECIOUS MTLS LSHS12.32%$3M52.2K
2RVTROYCE SMALL CAP TRUST INChistory →COM12.25%$3M192.5K
3PDXPIMCO DYNAMIC INCOME STRATEGhistory →COM SHS BEN INT11.21%$3M151.0K
4NBXGNEUBERGER NEXT GENERATIONhistory →COMMON STOCK9.70%$2M169.9K
5XPCQXPIMCO CALIF MUN INCOME FDhistory →COM8.94%$2M259.1K
6LEOBNY MELLON STRATEGIC MUNS INhistory →COM6.59%$2M262.1K
7TYTRI CONTL CORPhistory →COM5.22%$1M40.5K
8GAMGENERAL AMERN INVS CO INChistory →COM4.84%$1M20.8K
9AFBALLIANCEBERNSTEIN NATL MUN Ihistory →COM4.14%$1M96.8K
10CHWCALAMOS GBL DYN INCOME FUNDhistory →COM3.86%$976,660131.8K
11MXFMEXICO FD INChistory →COM3.84%$972,50048.3K
12XDIAXNUVEEN DOW 30 DYNMC OVERWRThistory →SHS3.68%$930,82961.0K
13RMTROYCE MICRO-CAP TR INChistory →COM3.59%$908,22487.1K
14HFROHIGHLAND OPPS & INCOME FDhistory →HIGHLAND INCOME3.38%$855,493143.1K
15IIFMORGAN STANLEY INDIA INVT FDhistory →COM2.88%$729,66629.2K
16JOFJAPAN SMALLER CAPITALIZATIONhistory →COM1.74%$440,70739.8K
17NDRAENDRA LIFE SCIENCES INCCOM0.93%$235,10751.9K
18DMADESTRA MULTI-ALTERNATIVE FDCOMMON SHARES0.87%$220,29424.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$42M19May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$25M18Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$628,2621Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$01Aug 7, 202513F-HRchanges · EDGAR ↗
Q1 2025$42M24May 13, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$353M67Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$340M79Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$245M68Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$253M72May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$147M66Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$192M72Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M68Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$180M91May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$197M94Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$273M134Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$250M127Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$299M118May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$363M133Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$381M124Nov 17, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$431M135Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$360M124May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$268M95May 5, 2021RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.