SEC 13F Intelligence

ASA GOLD AND PRECIOUS MTLS L

CUSIP G3156P103

Asa Gold And Precious Mtls L has 76 institutional holders in Filings Flow’s 13F database, together reporting 12.18M shares worth $745M as of Q1 2026. The largest reported holders are Saba Capital Management, L.P., Morgan Stanley, and Sessa Capital Im, L.P..

Institutional Holders
76
Q1 2026
Reported Value
$745M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 40Q4 ’18Q1 ’19: 38Q2 ’19: 44Q2 ’19Q3 ’19: 48Q2 ’21: 56Q2 ’21Q4 ’21: 59Q4 ’22: 59Q4 ’22Q4 ’25: 74Q1 ’26: 76Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $51MQ4 ’18Q1 ’19: $53MQ2 ’19: $61MQ2 ’19Q3 ’19: $70MQ2 ’21: $142MQ2 ’21Q4 ’21: $151MQ4 ’22: $63MQ4 ’22Q4 ’25: $673MQ1 ’26: $745MQ1 ’26Q2 ’26: $8Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Saba Capital Management, L.P.$3.6B AUM10.12%$366M5.90MQ1 2026OLDER
Almitas Capital LLC$443M AUM7.37%$33M525.7KQ1 2026OLDER
Uncommon Cents Investing LLC$431M AUM5.99%$26M415.9KQ1 2026OLDER
Twelve Points Wealth Management LLC$455M AUM4.33%$20M317.2KQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM2.66%$8M125.9KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM1.37%$3M58.8KQ2 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM1.29%$9M144.8KQ1 2026OLDER
Sessa Capital IM, L.P.$5.5B AUM1.18%$65M1.05MQ1 2026OLDER
Quantedge Capital Pte Ltd$183M AUM0.93%$2M27.5KQ1 2026OLDER
Burford Brothers, Inc.$244M AUM0.69%$2M27.2KQ1 2026OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.55%$9M140.0KQ1 2026OLDER
FLAX POND CAPITAL, LLC$124M AUM0.47%$589,5339.5KQ1 2026OLDER
WS MANAGEMENT LLLP$1.1B AUM0.38%$4M70.0KQ1 2026OLDER
SPROTT INC.$3.4B AUM0.36%$12M200.2KQ1 2026OLDER
ZAZOVE ASSOCIATES LLC$2.1B AUM0.34%$4M64.3KQ2 2026
DKM Wealth Management, Inc.$139M AUM0.18%$248,1934.0KQ1 2026OLDER
Pekin Hardy Strauss, Inc.$957M AUM0.11%$1M17.6KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.09%$2M31.7KQ1 2026OLDER
CSS LLC/IL$2.1B AUM0.08%$2M28.4KQ1 2026OLDER
Polar Asset Management Partners Inc.$5.0B AUM0.08%$7M149.7KQ3 2025OLDER
ROYCE & ASSOCIATES LP$10.1B AUM0.06%$7M105.9KQ1 2026OLDER
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.06%$1M19.2KQ1 2026OLDER
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.$976M AUM0.06%$537,41711.7KQ3 2025OLDER
MANGROVE PARTNERS IM, LLC$1.2B AUM0.05%$607,2129.8KQ1 2026OLDER
TWIN FOCUS CAPITAL PARTNERS, LLC$871M AUM0.05%$403,1956.5KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.04%$4M72.0KQ1 2026OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.04%$342,2105.7KQ4 2025OLDER
Advisor OS, LLC$1.4B AUM0.03%$390,4806.3KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.02%$5M81.7KQ1 2026OLDER
WHI TRUST Co LLC$133M AUM0.02%$31,015500Q1 2026OLDER
AlphaStar Capital Management, LLC$1.4B AUM0.02%$225,6033.6KQ1 2026OLDER
Cardinal Point Capital Management ULC$1.8B AUM0.01%$260,2005.0KQ2 2026
Patriot Financial Group Insurance Agency, LLC$1.8B AUM0.01%$260,5264.2KQ1 2026OLDER
CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM0.01%$8M129.1KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.01%$676,99510.9KQ1 2026OLDER
STEPHENS INC /AR/$8.0B AUM0.01%$759,98312.3KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$8M130.1KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.01%$379,7887.3KQ2 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$21M344.9KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.01%$80,0101.3KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$725,77111.7KQ1 2026OLDER
Marex Group Ltd$15.8B AUM0.01%$880,82614.2KQ1 2026OLDER
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$921,82814.9KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$902,66114.6KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$76M1.27MQ1 2026OLDER
Keystone Financial Group, Inc.$192M AUM0.00%$7,964174Q3 2025OLDER
Ritter Daniher Financial Advisory LLC / DE$657M AUM0.00%$26,020500Q2 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$22M360.6KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$307,3015.2KQ4 2025OLDER
Quadrature Capital Ltd$8.4B AUM0.00%$259,9975.7KQ3 2025OLDER
Walleye Capital LLC$24.0B AUM0.00%$790,73717.3KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M31.1KQ1 2026OLDER
HM PAYSON & CO$6.9B AUM0.00%$186,0903.0KQ1 2026OLDER
HB Wealth Management, LLC$15.5B AUM0.00%$399,2256.4KQ1 2026OLDER
TRUST CO OF VERMONT$2.4B AUM0.00%$53,703900Q4 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$754,57611.9KQ1 2026OLDER
Parkside Financial Bank & Trust$1.3B AUM0.00%$17,183277Q1 2026OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.00%$952,54820.8KQ3 2025OLDER
GHP Investment Advisors, Inc.$2.4B AUM0.00%$31,015500Q1 2026OLDER
Savant Capital, LLC$20.7B AUM0.00%$219,8404.8KQ3 2025OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$200,6883.2KQ1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$29,895501Q4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$74,4361.2KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$103,9041.6KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$4M72.1KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$243,5923.9KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$203,7693.3KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$7,753125Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$5M74.8KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$26,401442Q4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$2M25.3KQ1 2026OLDER
Cape Investment Advisory, Inc.$301M AUM0.00%$1,19320Q4 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$211,2903.4KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$57,597965Q4 2025OLDER
Creative Planning$147.4B AUM0.00%$320,9255.2KQ1 2026OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$467,4587.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$219,6463.7KQ4 2025OLDER
UBS Group AG$666.3B AUM0.00%$1M19.1KQ1 2026OLDER
Blue Trust, Inc.$8.7B AUM0.00%$13,282290Q3 2025OLDER
MAI Capital Management$17.7B AUM0.00%$18,609300Q1 2026OLDER
JFS WEALTH ADVISORS, LLC$1.8B AUM0.00%$1,73728Q1 2026OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$49,996806Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$292,4104.7KQ1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$11,934200Q4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$201,8483.5KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$12,443201Q2 2026
US BANCORP \DE\$82.4B AUM0.00%$1,25321Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.