SEC 13F Intelligence

NBXGNEUBERGER NEXT GENERATION

CUSIP 64133Q108 · Yahoo Finance ↗ · Google Finance ↗

Neuberger Next Generation (NBXG) has 89 institutional holders in Filings Flow’s 13F database, together reporting 31.00M shares worth $399M as of Q1 2026. The largest reported holders are Saba Capital Management, L.P., Morgan Stanley, and Karpus Management, Inc..

Institutional Holders
89
Q1 2026
Reported Value
$399M
Ticker
NBXG
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 7Q2 ’21Q4 ’21: 40Q4 ’21Q4 ’22: 59Q4 ’22Q4 ’25: 95Q4 ’25Q1 ’26: 89Q1 ’26Q2 ’26: 7Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $6MQ2 ’21Q4 ’21: $338MQ4 ’21Q4 ’22: $139MQ4 ’22Q4 ’25: $434MQ4 ’25Q1 ’26: $399MQ1 ’26Q2 ’26: $19MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Bulldog Investors, LLP$445M AUM3.38%$15M1.17MQ1 2026OLDER
Saba Capital Management, L.P.$3.6B AUM2.68%$97M7.55MQ1 2026OLDER
Z3 Capital Partners, LLC$395M AUM2.29%$9M704.0KQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM2.01%$6M412.4KQ4 2025OLDER
Quantedge Capital Pte Ltd$183M AUM1.36%$2M193.7KQ1 2026OLDER
Karpus Management, Inc.$3.2B AUM1.23%$39M3.07MQ1 2026OLDER
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM0.97%$13M1.04MQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.72%$5M391.5KQ1 2026OLDER
CORRADO ADVISORS, LLC$192M AUM0.72%$1M107.6KQ1 2026OLDER
Matisse Capital$234M AUM0.71%$2M129.8KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM0.39%$1M86.7KQ1 2026OLDER
Concorde Asset Management, LLC$204M AUM0.35%$712,74155.4KQ2 2026
Noble Wealth Management PBC$223M AUM0.30%$667,85240.4KQ2 2026
Beverly Hills Private Wealth, LLC$600M AUM0.26%$2M119.3KQ1 2026OLDER
Investment Management Trust, LLC$103M AUM0.22%$222,87317.3KQ1 2026OLDER
ACCREDITED INVESTOR SERVICES, LLC$156M AUM0.15%$227,13017.6KQ1 2026OLDER
NFSG Corp$608M AUM0.10%$663,73743.2KQ3 2025OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.09%$2M136.9KQ1 2026OLDER
COOPER/HAIMS ADVISORS, LLC$212M AUM0.09%$192,15313.3KQ4 2025OLDER
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.08%$1M111.9KQ1 2026OLDER
Claro Advisors Inc.$830M AUM0.07%$613,89947.7KQ1 2026OLDER
AMERIFLEX GROUP, INC.$198M AUM0.07%$131,27410.2KQ1 2026OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.05%$464,43928.1KQ2 2026
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.05%$28M2.17MQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.04%$5M353.4KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.03%$2M163.2KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.03%$746,47658.0KQ1 2026OLDER
AlphaStar Capital Management, LLC$1.4B AUM0.03%$436,19830.2KQ4 2025OLDER
1607 Capital Partners, LLC$1.4B AUM0.03%$442,22634.4KQ1 2026OLDER
Almitas Capital LLC$443M AUM0.03%$134,58210.5KQ1 2026OLDER
KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM0.03%$622,57548.4KQ1 2026OLDER
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.$976M AUM0.02%$232,53015.1KQ3 2025OLDER
Compound Planning, Inc.$3.3B AUM0.02%$640,93144.4KQ4 2025OLDER
Dakota Wealth Management$4.6B AUM0.02%$826,19064.2KQ1 2026OLDER
Activest Wealth Management$569M AUM0.02%$96,5257.5KQ1 2026OLDER
Sovran Advisors, LLC$1.3B AUM0.02%$203,75614.0KQ1 2026OLDER
WPG Advisers, LLC$136M AUM0.01%$18,0951.4KQ1 2026OLDER
CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM0.01%$6M488.7KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M171.5KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$838,57165.2KQ1 2026OLDER
Focus Financial Network, Inc.$3.2B AUM0.01%$305,53318.5KQ2 2026
Stratos Wealth Advisors, LLC$1.6B AUM0.01%$148,00511.5KQ1 2026OLDER
GABLES CAPITAL MANAGEMENT INC.$236M AUM0.01%$18,9581.5KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$115,8117.5KQ3 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.01%$3M265.5KQ1 2026OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.01%$146,44811.4KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$2M117.4KQ2 2026
MORGAN STANLEY$1.67T AUM0.01%$90M6.27MQ1 2026OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.00%$3M230.9KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$150,69610.4KQ4 2025OLDER
Holos Integrated Wealth LLC$198M AUM0.00%$8,587650Q1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$41,1453.2KQ1 2026OLDER
&PARTNERS$20.2B AUM0.00%$801,28362.5KQ1 2026OLDER
Osbon Capital Management LLC$123M AUM0.00%$4,826375Q1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.00%$146,31510.1KQ4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$15M1.19MQ2 2026
Jessup Wealth Management, Inc$274M AUM0.00%$8,693602Q4 2025OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.00%$139,02410.8KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$31,4412.4KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$137,64510.7KQ1 2026OLDER
Estabrook Capital Management$685M AUM0.00%$14,4401.1KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$363,82428.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M101.2KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.00%$154,38912.0KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$12M928.8KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M144.4KQ1 2026OLDER
Tidal Investments LLC$47.4B AUM0.00%$680,24452.9KQ1 2026OLDER
Walleye Capital LLC$24.0B AUM0.00%$366,42923.8KQ3 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$359,66227.9KQ1 2026OLDER
Pathstone Holdings, LLC$25.1B AUM0.00%$315,67524.5KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$6M486.8KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$61,7024.3KQ4 2025OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$1M90.8KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$11M882.8KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$297,14923.1KQ1 2026OLDER
IEQ CAPITAL, LLC$21.5B AUM0.00%$164,12912.8KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M170.3KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$19,0211.1KQ2 2026
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$1,931150Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$79,3186.2KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$336,02326.1KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$605,46947.0KQ1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$216,61614.1KQ3 2025OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$14,9531.1KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$70,3624.9KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$1M80.3KQ1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$131,55710.2KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$177,65813.8KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$132,49310.3KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$156,95612.2KQ1 2026OLDER
Creative Planning$147.4B AUM0.00%$306,47423.8KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$13,1711.0KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$881,40361.0KQ4 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$276,45419.1KQ4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$62,8814.9KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$59,5904.6KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$535,43937.1KQ4 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$515,37940.0KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$7,894613Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$248,13717.2KQ4 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$1,287100Q1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$14,5561.0KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$2,700187Q4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$6,663518Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$60Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.