RMTROYCE MICRO-CAP TR INC
CUSIP 780915104 · Yahoo Finance ↗ · Google Finance ↗
Royce Micro-Cap Tr Inc (RMT) has 106 institutional holders in Filings Flow’s 13F database, together reporting 20.03M shares worth $223M as of Q1 2026. The largest reported holders are Saba Capital Management, L.P., Morgan Stanley, and Lpl Financial LLC.
Institutional Holders
106
Q1 2026
Reported Value
$223M
Ticker
RMT
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Alexander Randolph Advisory, Inc.$116M AUM | 9.56% | $11M | 980.6K | Q1 2026OLDER |
| Shaker Financial Services, LLC$287M AUM | 1.56% | $4M | 396.4K | Q1 2026OLDER |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 1.03% | $7M | 631.7K | Q1 2026OLDER |
| FCA CORP /TX$354M AUM | 1.00% | $4M | 313.2K | Q1 2026OLDER |
| Saba Capital Management, L.P.$3.6B AUM | 0.93% | $34M | 2.97M | Q1 2026OLDER |
| Mraz, Amerine & Associates, Inc.$678M AUM | 0.59% | $4M | 350.9K | Q1 2026OLDER |
| RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM | 0.51% | $10M | 898.5K | Q1 2026OLDER |
| Waterfront Wealth Inc.$545M AUM | 0.43% | $2M | 208.7K | Q1 2026OLDER |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM | 0.36% | $6M | 545.7K | Q1 2026OLDER |
| Comprehensive Money Management Services LLC$152M AUM | 0.30% | $457,659 | 40.5K | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.26% | $6M | 528.4K | Q1 2026OLDER |
| BARD ASSOCIATES INC$398M AUM | 0.25% | $1M | 89.4K | Q1 2026OLDER |
| TrueMark Investments, LLC$514M AUM | 0.23% | $1M | 106.4K | Q1 2026OLDER |
| ROBERTS GLORE & CO INC /IL/$364M AUM | 0.21% | $770,449 | 68.1K | Q1 2026OLDER |
| Modern Wealth Management, LLC$5.8B AUM | 0.20% | $12M | 1.03M | Q1 2026OLDER |
| DKM Wealth Management, Inc.$139M AUM | 0.19% | $260,148 | 23.0K | Q1 2026OLDER |
| Quantedge Capital Pte Ltd$183M AUM | 0.18% | $332,480 | 29.4K | Q1 2026OLDER |
| Traub Capital Management LLC$101M AUM | 0.13% | $129,398 | 11.4K | Q1 2026OLDER |
| TWIN FOCUS CAPITAL PARTNERS, LLC$871M AUM | 0.08% | $703,041 | 62.2K | Q1 2026OLDER |
| EVOLVE PRIVATE WEALTH, LLC$1.9B AUM | 0.07% | $1M | 116.7K | Q1 2026OLDER |
| UHLMANN PRICE SECURITIES, LLC$1.5B AUM | 0.07% | $988,495 | 87.4K | Q1 2026OLDER |
| EHRLICH FINANCIAL GROUP$194M AUM | 0.07% | $110,343 | 10.6K | Q3 2025OLDER |
| NWF Advisory Services Inc.$886M AUM | 0.06% | $572,602 | 50.6K | Q1 2026OLDER |
| Sage Capital Management, LLC$213M AUM | 0.06% | $132,461 | 12.7K | Q4 2025OLDER |
| Hara Capital LLC$200M AUM | 0.06% | $113,779 | 10.1K | Q1 2026OLDER |
| Moors & Cabot, Inc.$2.3B AUM | 0.06% | $1M | 116.5K | Q1 2026OLDER |
| SPIREPOINT PRIVATE CLIENT, LLC$1.1B AUM | 0.05% | $541,324 | 47.9K | Q1 2026OLDER |
| Jaffetilchin Investment Partners, LLC$1.7B AUM | 0.05% | $826,275 | 79.5K | Q3 2025OLDER |
| WealthShield Partners, LLC$898M AUM | 0.04% | $389,686 | 34.5K | Q1 2026OLDER |
| Spinnaker Investment Group, LLC$491M AUM | 0.04% | $179,569 | 15.9K | Q1 2026OLDER |
| Heritage Wealth Management, Inc.$202M AUM | 0.04% | $128,758 | 12.3K | Q4 2025OLDER |
| 1607 Capital Partners, LLC$1.4B AUM | 0.04% | $514,481 | 49.3K | Q4 2025OLDER |
| ECLECTIC ASSOCIATES INC /ADV$878M AUM | 0.03% | $240,930 | 16.5K | Q2 2026 |
| Hennion & Walsh Asset Management, Inc.$3.5B AUM | 0.03% | $928,337 | 63.4K | Q2 2026 |
| Private Capital Management, LLC$1.0B AUM | 0.02% | $247,900 | 21.9K | Q1 2026OLDER |
| Institute for Wealth Management, LLC.$938M AUM | 0.02% | $225,617 | 19.9K | Q1 2026OLDER |
| Diversify Advisory Services, LLC$655M AUM | 0.02% | $755,544 | 65.3K | Q4 2025OLDER |
| Karpus Management, Inc.$3.2B AUM | 0.02% | $712,564 | 63.0K | Q1 2026OLDER |
| Clearstead Advisors, LLC$10.9B AUM | 0.02% | $2M | 203.2K | Q1 2026OLDER |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.02% | $330,361 | 31.8K | Q3 2025OLDER |
| Daytona Street Capital LLC$130M AUM | 0.02% | $26,505 | 2.3K | Q1 2026OLDER |
| Allspring Global Investments Holdings, LLC$59.7B AUM | 0.02% | $11M | 1.01M | Q1 2026OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.02% | $1M | 100.8K | Q1 2026OLDER |
| SITTNER & NELSON, LLC$274M AUM | 0.02% | $50,262 | 4.4K | Q1 2026OLDER |
| HORIZON KINETICS ASSET MANAGEMENT LLC$9.2B AUM | 0.02% | $2M | 132.8K | Q1 2026OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.02% | $372,617 | 35.9K | Q3 2025OLDER |
| DIVERSIFY WEALTH MANAGEMENT, LLC$5.6B AUM | 0.01% | $840,474 | 64.7K | Q1 2026OLDER |
| SAX WEALTH ADVISORS, LLC$2.5B AUM | 0.01% | $355,473 | 31.4K | Q2 2026 |
| BARRETT & COMPANY, INC.$291M AUM | 0.01% | $36,758 | 3.3K | Q1 2026OLDER |
| SAPIENT CAPITAL LLC$7.6B AUM | 0.01% | $721,371 | 49.3K | Q2 2026 |
| VERUS CAPITAL PARTNERS, LLC$1.5B AUM | 0.01% | $137,958 | 13.2K | Q2 2026 |
| Heritage Financial Services, LLC$1.2B AUM | 0.01% | $105,354 | 10.1K | Q4 2025OLDER |
| JFS WEALTH ADVISORS, LLC$1.8B AUM | 0.01% | $157,164 | 13.9K | Q1 2026OLDER |
| Soltis Investment Advisors LLC$1.6B AUM | 0.01% | $134,807 | 11.9K | Q1 2026OLDER |
| Polar Asset Management Partners Inc.$5.0B AUM | 0.01% | $740,745 | 71.3K | Q3 2025OLDER |
| Vanguard National Trust Co$1.6B AUM | 0.01% | $124,987 | 11.1K | Q1 2026OLDER |
| Beacon Pointe Advisors, LLC$18.9B AUM | 0.01% | $1M | 124.7K | Q1 2026OLDER |
| LAZARD ASSET MANAGEMENT LLC$60.8B AUM | 0.01% | $3M | 300.0K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.01% | $1M | 105.0K | Q1 2026OLDER |
| Wedmont Private Capital$3.1B AUM | 0.01% | $167,187 | 13.9K | Q1 2026OLDER |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.00% | $355,564 | 31.4K | Q1 2026OLDER |
| TD Capital Management LLC$1.1B AUM | 0.00% | $50,850 | 4.5K | Q1 2026OLDER |
| Diversified Trust Co$5.4B AUM | 0.00% | $230,683 | 20.4K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $12M | 1.08M | Q1 2026OLDER |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.00% | $408,460 | 36.1K | Q1 2026OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.00% | $284,142 | 25.1K | Q1 2026OLDER |
| NBT BANK N A /NY$1.5B AUM | 0.00% | $45,591 | 4.0K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $2M | 169.4K | Q1 2026OLDER |
| EP Wealth Advisors, LLC$20.3B AUM | 0.00% | $490,056 | 43.3K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.00% | $34,510 | 3.0K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $187,723 | 16.6K | Q1 2026OLDER |
| STEPHENS INC /AR/$8.0B AUM | 0.00% | $158,696 | 14.0K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $1M | 125.0K | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $1M | 98.3K | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $292,500 | 25.9K | Q1 2026OLDER |
| &PARTNERS$20.2B AUM | 0.00% | $345,593 | 30.6K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $28M | 2.65M | Q1 2026OLDER |
| COMMERCE BANK$20.7B AUM | 0.00% | $336,043 | 29.7K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.00% | $124,862 | 11.0K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $10M | 865.4K | Q1 2026OLDER |
| Navalign, LLC$396M AUM | 0.00% | $5,810 | 557 | Q4 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $531,570 | 47.0K | Q1 2026OLDER |
| BROWN ADVISORY INC$60.9B AUM | 0.00% | $846,395 | 74.8K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $265,955 | 23.5K | Q1 2026OLDER |
| Ascentis Independent Advisors$1.3B AUM | 0.00% | $17,352 | 1.5K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $7M | 594.7K | Q2 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $319,662 | 28.3K | Q2 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $4M | 330.1K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $1M | 109.0K | Q1 2026OLDER |
| Walleye Capital LLC$24.0B AUM | 0.00% | $258,181 | 24.8K | Q3 2025OLDER |
| Colonial Trust Advisors$1.3B AUM | 0.00% | $11,310 | 1.0K | Q1 2026OLDER |
| Lodestone Wealth Management LLC$252M AUM | 0.00% | $1,957 | 173 | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $197,760 | 17.5K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $565,911 | 50.0K | Q1 2026OLDER |
| HIGHLINE WEALTH PARTNERS LLC$392M AUM | 0.00% | $2,086 | 200 | Q4 2025OLDER |
| MidFirst Bank$1.2B AUM | 0.00% | $6,978 | 669 | Q4 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $39,268 | 3.5K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $6M | 573.2K | Q1 2026OLDER |
| FIRST TRUST ADVISORS LP$140.0B AUM | 0.00% | $649,804 | 57.5K | Q1 2026OLDER |
| Atlantic Union Bankshares Corp$5.2B AUM | 0.00% | $23,706 | 2.1K | Q1 2026OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $14,726 | 1.3K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $2M | 212.4K | Q1 2026OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $30,537 | 2.7K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $273,888 | 24.2K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $543,680 | 48.1K | Q1 2026OLDER |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management$132M AUM | 0.00% | $68 | 6 | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $5,421 | 471 | Q1 2026OLDER |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 0.00% | $690 | 61 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $131,361 | 12.6K | Q3 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $145,356 | 12.9K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $1,131 | 100 | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $803 | 77 | Q3 2025OLDER |
| VANGUARD GROUP INC$6.90T AUM | 0.00% | $115,262 | 11.1K | Q4 2025OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $2,355 | 227 | Q3 2025OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $181 | 16 | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $45 | 4 | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $2 | 0 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.