SEC 13F Intelligence

Managers / Q1 2025 · view latest →

Altium Capital Management LLC

CIK 0001746382 · 152 W 57 ST FL7, NEW YORK, NY, 10019 · 2124842711

Reported Value
$42M
Q1 2025
Positions
24
Filings on Record
25
2019–present window
Filed
May 13, 2025
amendment (RESTATEMENT)

Summary

Altium Capital Management LLC reported $42M in U.S.-listed holdings across 24 positions for Q1 2025.

The portfolio is heavily concentrated: ZVRA alone accounts for 23.2% of reported value.

Compared with Q4 2024, the fund opened 6 new positions and exited 46.

Portfolio Metrics

Turnover
+3.9%
vs prior filed quarter
Top-10 Concentration
+72.6%
share of reported value
Largest Position
+23.2%
Zevra Therapeutics
New / Exited
6 / 46
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $268MQ4 ’20Q1 ’21: $360MQ2 ’21: $431MQ3 ’21: $381MQ3 ’21Q4 ’21: $363MQ1 ’22: $299MQ2 ’22: $250MQ2 ’22Q3 ’22: $273MQ4 ’22: $197MQ1 ’23: $180MQ1 ’23Q2 ’23: $132MQ3 ’23: $192MQ4 ’23: $147MQ4 ’23Q1 ’24: $253MQ2 ’24: $245MQ3 ’24: $340MQ3 ’24Q4 ’24: $353MQ1 ’25: $42MQ2 ’25: $0Q2 ’25Q3 ’25: $628,262Q4 ’25: $25MQ1 ’26: $42MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 90.4%Other: 9.6%
  • Common Stock · 90.4% · $38M
  • Other · 9.6% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ALNYALNYLAM PHARMACEUTICALS INCNEW+25.0K25.0K+$7M$7M
INTELLIGENT BIO SOLUTIONS INNEW+149.3K149.3K+$214,923$214,923
KPTIKARYOPHARM THERAPEUTICS INCNEW+49.3K49.3K+$184,505$184,505
SHARPS TECHNOLOGY INCNEW+4.04M4.04M+$110,405$110,405
LOGICMARK INCNEW+5.40M5.40M+$106,827$106,827
SUNSHINE BIOPHARMA INCNEW+50.5K50.5K+$96,390$96,390
ESTAESTABLISHMENT LABS HLDGS INCSOLD OUT605.0K0$28M$0
ADMAADMA BIOLOGICS INCSOLD OUT1.40M0$24M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2025

22 positions
#IssuerClass% PortfolioValueShares
1ZVRAZEVRA THERAPEUTICS INChistory →COM NEW23.23%$10M1.29M
2EOLSEVOLUS INChistory →COM8.59%$4M296.2K
3XTNTXTANT MED HLDGS INChistory →COM NEW8.21%$3M7.25M
4AVADEL PHARMACEUTICALS PLCCOM SHS7.91%$3M419.1K
5CTNMCONTINEUM THERAPEUTICS INChistory →CL A5.11%$2M303.9K
6PROFPROFOUND MED CORPhistory →COM NEW5.06%$2M360.6K
7XENEXENON PHARMACEUTICALS INChistory →COM4.87%$2M60.3K
8ESSA PHARMA INCCOM NEW4.00%$2M1.05M
9SKYESKYE BIOSCIENCE INChistory →COM NEW3.47%$1M904.9K
10ACOGALPHA COGNITION INChistory →COM NEW2.16%$897,725177.4K
11RZLTREZOLUTE INChistory →COM NEW2.12%$881,452303.9K
12NEKTAR THERAPEUTICSCOM1.72%$714,9381.05M
13AVRANTERIS TECHNOLOGIES GLOBALhistory →COM1.48%$613,664168.6K
14LRMRLARIMAR THERAPEUTICS INChistory →COM1.42%$587,389273.2K
15PROMIS NEUROSCIENCES INCCOM NEW0.96%$399,389574.2K
16ENVVENO MEDICAL CORPORATIONCOM0.78%$324,163123.3K
17INTELLIGENT BIO SOLUTIONS INCOM0.52%$214,923149.3K
18KPTIKARYOPHARM THERAPEUTICS INCCOM NEW0.44%$184,50549.3K
19SHARPS TECHNOLOGY INCCOM NEW0.27%$110,4054.04M
20LOGICMARK INCCOM NEW0.26%$106,8275.40M
21SUNSHINE BIOPHARMA INCCOM0.23%$96,39050.5K
22BETTER CHOICE CO INCCOM NEW0.16%$67,05239.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$42M19May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$25M18Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$628,2621Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$01Aug 7, 202513F-HRchanges · EDGAR ↗
Q1 2025$42M24May 13, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$353M67Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$340M79Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$245M68Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$253M72May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$147M66Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$192M72Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M68Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$180M91May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$197M94Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$273M134Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$250M127Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$299M118May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$363M133Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$381M124Nov 17, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$431M135Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$360M124May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$268M95May 5, 2021RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.