SEC 13F Intelligence

XDIAXNUVEEN DOW 30 DYNMC OVERWRT

CUSIP 67075F105 · Yahoo Finance ↗ · Google Finance ↗

Nuveen Dow 30 Dynmc Overwrt (XDIAX) has 4 institutional holders in Filings Flow’s 13F database, together reporting 1.77M shares worth $27M as of Q1 2026. The largest reported holders are Morgan Stanley, Saba Capital Management, L.P., and Bank Of America Corp /De/.

Institutional Holders
4
Q1 2026
Reported Value
$27M
Ticker
XDIAX
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 68Q4 ’18Q1 ’19: 63Q2 ’19: 61Q2 ’19Q3 ’19: 57Q2 ’21: 80Q2 ’21Q4 ’21: 69Q4 ’22: 74Q4 ’22Q4 ’25: 122Q1 ’26: 4Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $71MQ4 ’18Q1 ’19: $70MQ2 ’19: $72MQ2 ’19Q3 ’19: $71MQ2 ’21: $105MQ2 ’21Q4 ’21: $110MQ4 ’22: $73MQ4 ’22Q4 ’25: $185MQ1 ’26: $27MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Shaker Financial Services, LLC$287M AUM0.96%$3M199.2KQ4 2025OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.95%$3M183.2KQ4 2025OLDER
Saba Capital Management, L.P.$3.6B AUM0.73%$24M1.60MQ4 2025OLDER
Almitas Capital LLC$443M AUM0.38%$2M114.2KQ4 2025OLDER
Shulman DeMeo Asset Management LLC$535M AUM0.21%$904,15559.3KQ4 2025OLDER
Wela Strategies, Inc.$264M AUM0.19%$504,63733.9KQ3 2025OLDER
INTEGRATED CAPITAL MANAGEMENT, INC.$143M AUM0.18%$277,38518.2KQ4 2025OLDER
Morey & Quinn Wealth Partners, LLC$141M AUM0.18%$254,47516.7KQ4 2025OLDER
ABSOLUTE INVESTMENT ADVISERS, LLC$852M AUM0.18%$2M98.5KQ4 2025OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.16%$1M70.9KQ4 2025OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM0.16%$870,21757.0KQ4 2025OLDER
Ionic Capital Management LLC$1.4B AUM0.14%$1M72.1KQ4 2025OLDER
Quantedge Capital Pte Ltd$183M AUM0.14%$286,88818.8KQ4 2025OLDER
ACCREDITED INVESTOR SERVICES, LLC$156M AUM0.13%$200,39413.1KQ4 2025OLDER
UHLMANN PRICE SECURITIES, LLC$1.5B AUM0.13%$218,80614.3KQ4 2025OLDER
1607 Capital Partners, LLC$1.4B AUM0.12%$2M118.1KQ4 2025OLDER
Yakira Capital Management, Inc.$342M AUM0.12%$345,70022.7KQ4 2025OLDER
Kapstone Financial Advisors LLC$204M AUM0.11%$221,80414.5KQ4 2025OLDER
NBC SECURITIES, INC.$1.3B AUM0.10%$1M90.2KQ4 2025OLDER
Cornerstone Advisors, LLC$2.7B AUM0.09%$3M185.5KQ4 2025OLDER
Formidable Asset Management, LLC$648M AUM0.09%$570,28137.4KQ1 2026
Capital Investment Advisors, LLC$6.8B AUM0.08%$5M353.1KQ4 2025OLDER
SCHNIEDERS CAPITAL MANAGEMENT LLC$570M AUM0.08%$463,18232.3KQ2 2025OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.08%$2M112.1KQ4 2025OLDER
SCHNIEDERS CAPITAL MANAGEMENT, LLC.$629M AUM0.08%$486,03131.9KQ4 2025OLDER
VISTA INVESTMENT PARTNERS II, LLC$223M AUM0.07%$164,80810.8KQ4 2025OLDER
AQR Arbitrage LLC$6.1B AUM0.07%$3M204.5KQ4 2025OLDER
Wealth Preservation Advisors, LLC$120M AUM0.06%$124,9798.2KQ4 2025OLDER
PFS Partners, LLC$218M AUM0.05%$119,9957.9KQ4 2025OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.05%$7M472.8KQ4 2025OLDER
Institute for Wealth Management, LLC.$938M AUM0.05%$429,46328.1KQ4 2025OLDER
PKS Advisory Services, LLC$430M AUM0.04%$181,50211.9KQ4 2025OLDER
Quarry LP$558M AUM0.04%$242,54215.9KQ4 2025OLDER
TrueMark Investments, LLC$514M AUM0.04%$185,21112.1KQ4 2025OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.03%$4M249.3KQ4 2025OLDER
NWF Advisory Services Inc.$886M AUM0.03%$145,54410.4KQ4 2025OLDER
Marshall & Sterling Wealth Advisors Inc.$153M AUM0.03%$43,2922.8KQ4 2025OLDER
Fortitude Family Office, LLC$448M AUM0.03%$86,9006.1KQ2 2025OLDER
Leo Wealth, LLC$1.4B AUM0.03%$350,98023.0KQ4 2025OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.02%$461,60030.2KQ4 2025OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.02%$583,69538.3KQ4 2025OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.02%$537,95137.5KQ2 2025OLDER
Advisors Asset Management, Inc.$6.0B AUM0.01%$890,92558.4KQ4 2025OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.01%$9M603.2KQ4 2025OLDER
United Community Bank$300M AUM0.01%$38,9132.5KQ4 2025OLDER
IFC & Insurance Marketing, Inc.$114M AUM0.01%$13864Q4 2025OLDER
Diversify Advisory Services, LLC$655M AUM0.01%$379,54524.6KQ4 2025OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$1M65.8KQ4 2025OLDER
WPG Advisers, LLC$136M AUM0.01%$15,153993Q4 2025OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.01%$243,57316.0KQ4 2025OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.01%$8,558561Q4 2025OLDER
CHOREO, LLC$8.1B AUM0.01%$565,33536.4KQ4 2025OLDER
SAGESPRING WEALTH PARTNERS, LLC$5.5B AUM0.01%$349,81222.9KQ4 2025OLDER
Kilter Group LLC$232M AUM0.01%$13,999917Q4 2025OLDER
HUB Investment Partners, LLC$4.2B AUM0.01%$180,10912.1KQ3 2025OLDER
Costello Asset Management, INC$289M AUM0.01%$17,8401.2KQ4 2025OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.01%$54,6923.6KQ4 2025OLDER
&PARTNERS$20.2B AUM0.01%$1M69.6KQ4 2025OLDER
Smallwood Wealth Investment Management, LLC$190M AUM0.01%$10,585693Q4 2025OLDER
Elequin Capital, LP$1.2B AUM0.01%$40,9692.9KQ2 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.01%$2M135.8KQ4 2025OLDER
Global Wealth Strategies & Associates$528M AUM0.00%$18,9991.2KQ4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$996,44465.3KQ4 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$173,64312.1KQ2 2025OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$45,1203.2KQ1 2026
Summit Financial, LLC$7.8B AUM0.00%$262,70117.2KQ4 2025OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$609,53139.9KQ4 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$11M729.6KQ4 2025OLDER
SOA Wealth Advisors, LLC.$530M AUM0.00%$19,5801.3KQ4 2025OLDER
World Investment Advisors$6.2B AUM0.00%$160,23010.5KQ4 2025OLDER
Larson Financial Group LLC$3.1B AUM0.00%$91,5606.0KQ4 2025OLDER
PINNACLE ASSOCIATES LTD$7.8B AUM0.00%$236,77615.5KQ4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$832,85954.6KQ4 2025OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.00%$209,57513.7KQ4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$126,8118.3KQ4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$125,1638.2KQ4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M96.6KQ4 2025OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$30,5202.0KQ4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$10M636.5KQ4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$26M1.71MQ1 2026
Fourth Dimension Wealth, LLC$264M AUM0.00%$4,227277Q4 2025OLDER
Calamos Advisors LLC$28.2B AUM0.00%$392,31925.7KQ4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$1M87.6KQ4 2025OLDER
Waverly Advisors, LLC$13.4B AUM0.00%$177,22111.6KQ4 2025OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$176,74111.6KQ4 2025OLDER
EASTERN BANK$6.5B AUM0.00%$76,8805.0KQ4 2025OLDER
Iron Horse Wealth Management, LLC$339M AUM0.00%$4,460311Q2 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$8M554.9KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$17M1.12MQ4 2025OLDER
Blue Trust, Inc.$8.7B AUM0.00%$106,8207.0KQ4 2025OLDER
TD PRIVATE CLIENT WEALTH LLC$4.8B AUM0.00%$54,0203.5KQ4 2025OLDER
NFSG Corp$608M AUM0.00%$7,445500Q3 2025OLDER
UBS Group AG$666.3B AUM0.00%$6M403.9KQ4 2025OLDER
GoalVest Advisory LLC$539M AUM0.00%$5,173339Q4 2025OLDER
Lido Advisors, LLC$32.7B AUM0.00%$285,97318.8KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$3M202.3KQ4 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$204,97313.4KQ4 2025OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.00%$11,986805Q3 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$190,21812.5KQ4 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$532,48034.9KQ4 2025OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$35,8502.5KQ2 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$41,6472.8KQ3 2025OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$30,5202.0KQ4 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$50,0223.3KQ4 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$539,59835.4KQ4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$237,38715.6KQ4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M91.6KQ4 2025OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$1M89.7KQ4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$66,9464.4KQ4 2025OLDER
Arax Advisory Partners$3.5B AUM0.00%$9,156600Q4 2025OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$166,79210.9KQ4 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$229,70915.1KQ4 2025OLDER
Mariner, LLC$85.7B AUM0.00%$207,57613.6KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$1M92.8KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$230,11615.1KQ4 2025OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.00%$1,21480Q4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$12,208800Q4 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$37,9722.6KQ2 2025OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$91660Q4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$14,405944Q4 2025OLDER
GAMMA Investing LLC$2.7B AUM0.00%$53435Q4 2025OLDER
MAI Capital Management$17.7B AUM0.00%$3,052200Q4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$2,625172Q4 2025OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$11,445750Q4 2025OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$624Q4 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$2,747180Q4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$6,150403Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.