SEC 13F Intelligence

Managers / Q1 2026

Marshall & Sterling Wealth Advisors Inc.

CIK 0002056315 · 278 MILL STREET, SUITE 301, POUGHKEEPSIE, NY, 12601 · (845) 554-1046

Reported Value
$153M
Q1 2026
Positions
344
Filings on Record
6
2019–present window
Filed
May 7, 2026
original filing

Summary

Marshall & Sterling Wealth Advisors Inc. reported $153M in U.S.-listed holdings across 344 positions for Q1 2026.

Its largest position, Vanguard Intermediate, represents 8.1% of the portfolio.

Compared with Q4 2025, the fund opened 27 new positions and exited 21.

Portfolio Metrics

Turnover
+15.5%
vs prior filed quarter
Top-10 Concentration
+43.5%
share of reported value
Largest Position
+8.1%
Vanguard Intermediate
New / Exited
27 / 21
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’24: $145MQ4 ’24Q1 ’25: $147MQ1 ’25Q2 ’25: $148MQ2 ’25Q3 ’25: $156MQ3 ’25Q4 ’25: $151MQ4 ’25Q1 ’26: $153MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 82.7%Common Stock: 15.0%Closed-End Fund: 1.3%Other: 0.5%ADR: 0.3%Other: 0.1%
  • ETP · 82.7% · $126M
  • Common Stock · 15.0% · $23M
  • Closed-End Fund · 1.3% · $2M
  • Other · 0.5% · $763,230
  • ADR · 0.3% · $517,085
  • Other · 0.1% · $143,796

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NEOS RUSSELLNEW+48.7K48.7K+$2M$2M
INVESCO MSCINEW+38.5K38.5K+$2M$2M
HARBOR COMMODITYNEW+41.7K41.7K+$1M$1M
INNOVATOR EQUITYNEW+31.2K31.2K+$1M$1M
AWPABRDN GLOBALNEW+40.9K40.9K+$451,797$451,797
RIORIO TINTONEW+4.2K4.2K+$387,621$387,621
VANGUARD SHORTNEW+3.0K3.0K+$149,850$149,850
XSSPXNUVEEN S&P 500NEW+2.5K2.5K+$40,577$40,577

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

44 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD INTERMEDIATEMF Closed and MF Open8.10%$12M149.6K
2INVESCO S&PMF Closed and MF Open7.90%$12M144.2K
3WISDOMTREE USMF Closed and MF Open6.86%$10M119.4K
4NEOS S&PMF Closed and MF Open5.57%$9M172.5K
5VANECK MORNINGSTARMF Closed and MF Open4.37%$7M69.1K
6FIDELITY HIGHMF Closed and MF Open3.81%$6M105.3K
7U S TREASURYMF Closed and MF Open3.45%$5M107.3K
8VANGUARD INFORMATIONMF Closed and MF Open3.44%$5M7.5K
9ISHARES MSCIMF Closed and MF Open2.91%$4M69.5K
10VANGUARD MIDMF Closed and MF Open2.79%$4M14.9K
11TORTOISE NORTHMF Closed and MF Open2.78%$4M100.2K
12SWAN HEDGEDMF Closed and MF Open2.45%$4M151.7K
13VUGVANGUARD GROWTHhistory →MF Closed and MF Open2.39%$4M8.4K
14JPMORGAN HEDGEDMF Closed and MF Open2.37%$4M56.6K
15STATE STREETMF Closed and MF Open2.28%$3M38.0K
16ISHARES 7-10YRMF Closed and MF Open2.04%$3M32.7K
17NEOS RUSSELLMF Closed and MF Open1.51%$2M48.7K
18ISHARES AEROSPACEMF Closed and MF Open1.35%$2M9.4K
19INVESCO MSCIMF Closed and MF Open1.33%$2M38.5K
20AAPLAPPLE INChistory →Common Stock1.19%$2M7.1K
21TBILF/M U Shistory →MF Closed and MF Open1.14%$2M35.0K
22GLOBAL XMF Closed and MF Open1.13%$2M24.5K
23IBMINTL BUSINESShistory →Common Stock1.02%$2M6.4K
24VANGUARD DIVIDENDMF Closed and MF Open0.98%$1M7.0K
25VANGUARD SHORTMF Closed and MF Open0.93%$1M17.9K
26BRK/BBERKSHIRE HATHAWAYCommon Stock0.86%$1M2.7K
27HARBOR COMMODITYMF Closed and MF Open0.85%$1M41.7K
28NSCNORFOLK SOUTHERNCommon Stock0.82%$1M4.4K
29INNOVATOR EQUITYMF Closed and MF Open0.72%$1M31.2K
30ISHARES 1-3YRMF Closed and MF Open0.72%$1M13.3K
31MSFTMICROSOFT CORPCommon Stock0.65%$992,0412.7K
32PACER METAURUSMF Closed and MF Open0.60%$920,69622.9K
33PGPROCTER & GAMBLECommon Stock0.57%$870,9536.0K
34NDQINVESCO QQQMF Closed and MF Open0.50%$768,1881.3K
35NUVEEN ESGMF Closed and MF Open0.48%$734,1258.1K
36ISHARES SEMICONDUCTORMF Closed and MF Open0.46%$702,5162.1K
37AMGNAMGEN INCCommon Stock0.44%$666,5691.9K
38SPDR GOLDMF Closed and MF Open0.43%$664,8407.2K
39AMZNAMAZON COMCommon Stock0.41%$628,7643.0K
40NVDANVIDIA CORPCommon Stock0.40%$605,4403.5K
41CBOECBOE GLOBALCommon Stock0.40%$604,3582.1K
42FIRST TRUSTMF Closed and MF Open0.38%$582,5679.3K
43BCPCBALCHEM CORPCommon Stock0.37%$571,9983.4K
44LMTLOCKHEED MARTINCommon Stock0.36%$552,017913

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$153M344May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$151M338Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$156M7,268Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$148M7,185Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$147M7,842May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$145M361Feb 14, 202513F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.