SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Windsor Wealth Management, Inc.

CIK 0001731713 · 500 E. 96TH STREET, SUITE 450, INDIANAPOLIS, IN, 46240 · 317-848-3005

Reported Value
$344M
Q3 2020
Positions
186
Filings on Record
19
2019–present window
Filed
Nov 6, 2020
original filing

Summary

Windsor Wealth Management, Inc. reported $344M in U.S.-listed holdings across 186 positions for Q3 2020.

The portfolio is heavily concentrated: IWS alone accounts for 48.0% of reported value.

Compared with Q2 2020, the fund opened 17 new positions and exited 17.

Portfolio Metrics

Turnover
+5.1%
vs prior filed quarter
Top-10 Concentration
+68.1%
share of reported value
Largest Position
+48.0%
Ishares Tr
New / Exited
17 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $178MQ1 ’19Q2 ’19: $228MQ3 ’19: $229MQ4 ’19: $272MQ4 ’19Q1 ’20: $248MQ2 ’20: $314MQ3 ’20: $344MQ3 ’20Q4 ’20: $392MQ1 ’21: $420MQ2 ’21: $463MQ2 ’21Q3 ’21: $478MQ4 ’21: $545MQ1 ’22: $541MQ1 ’22Q2 ’22: $391MQ3 ’22: $401MQ4 ’22: $484MQ4 ’22Q1 ’23: $516MQ2 ’23: $557MQ3 ’23: $546MQ3 ’23filingsflow.com

Portfolio Composition

By security type
ETP: 68.0%Common Stock: 30.7%REIT: 0.4%Other: 0.3%MLP: 0.2%Other: 0.3%
  • ETP · 68.0% · $234M
  • Common Stock · 30.7% · $106M
  • REIT · 0.4% · $1M
  • Other · 0.3% · $1M
  • MLP · 0.2% · $763,000
  • Other · 0.3% · $966,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NVDANVIDIA CORPORATIONNEW+1.3K1.3K+$709,000$709,000
XLISELECT SECTOR SPDR TRNEW+8.0K8.0K+$636,000$636,000
PPGPPG INDS INCNEW+4.6K4.6K+$604,000$604,000
IEIISHARES TRNEW+3.6K3.6K+$482,000$482,000
IMMUIMMUNOMEDICS INCNEW+4.9K4.9K+$432,000$432,000
BIVVANGUARD BD INDEX FDSNEW+4.3K4.3K+$399,000$399,000
PFFISHARES TRNEW+10.1K10.1K+$373,000$373,000
SCHDSCHWAB STRATEGIC TRNEW+5.4K5.4K+$308,000$308,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

119 positions (from 186 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWSISHARES TRRUS MDCP VAL ETF · SHRT NAT MUN ETF · CORE S&P US VLU · CORE S&P SCP ETF · CORE S&P500 ETF · CORE S&P US GWT · CORE 1 5 YR USD · CORE MSCI TOTAL · CORE S&P MCP ETF · MSCI USA QLT FCT · MSCI USA MIN VOL · CORE DIV GRWTH · NATIONAL MUN ETF · CORE TOTAL USD · RUS 2000 VAL ETF · US TREAS BD ETF · CORE S&P TTL STK · RUS MD CP GR ETF · INTRM GOV CR ETF · MSCI USA MULTIFT · S&P MC 400VL ETF · CORE US AGGBD ET · MSCI EAFE ETF · MSCI USA VALUE · S&P MC 400GR ETF · CORE MSCI EAFE · S&P 500 VAL ETF · RUS MID CAP ETF · S&P 500 GRWT ETF · MRNGSTR LG-CP GR · MRGSTR MD CP GRW · MRGSTR SM CP GR · 3 7 YR TREAS BD · PFD AND INCM SEC · RUSSELL 2000 ETF · MSCI USA SMCP MN · SP SMCP600VL ETF · MSCI ACWI EX US · MBS ETF · MRNGSTR LG-CP ET47.95%$165M2.15M
2BSVVANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM3.13%$11M129.3K
3AAPLAPPLE INChistory →COM2.63%$9M78.6K
4VOOVANGUARD INDEX FDSS&P 500 ETF SHS · MID CAP ETF · GROWTH ETF · MCAP GR IDXVIP · MCAP VL IDXVIP · SMALL CP ETF · VALUE ETF2.58%$9M41.5K
5LLYLILLY ELI & COhistory →COM2.36%$8M57.2K
6SPYMSPDR SER TRS&P 400 MDCP VAL · S&P 600 SMCP VAL · PORTFOLIO S&P500 · S&P 400 MDCP GRW · S&P 600 SMCP GRW · NUVEEN BLMBRG SR · PORTFOLIO AGRGTE2.29%$8M161.5K
7GBILGOLDMAN SACHS ETF TRhistory →ACCES TREASURY2.06%$7M70.8K
8NEARISHARES U S ETF TRhistory →SHT MAT BD ETF1.74%$6M119.3K
9MSFTMICROSOFT CORPhistory →COM1.72%$6M28.1K
10SCHXSCHWAB STRATEGIC TRUS LRG CAP ETF · SHT TM US TRES · US LCAP GR ETF · US BRD MKT ETF · US SML CAP ETF · US MID-CAP ETF · US DIVIDEND EQ1.67%$6M79.4K
11WORLD GOLD TRSPDR GLD MINIS1.53%$5M277.5K
12AMZNAMAZON COM INChistory →COM1.11%$4M1.2K
13VXUSVANGUARD STAR FDShistory →VG TL INTL STK F1.05%$4M68.8K
14SPYSPDR S&P 500 ETF TRTR UNIT1.00%$3M10.1K
15PENPENUMBRA INCCOM0.93%$3M13.5K
16CLHCLEAN HARBORS INCCOM0.89%$3M53.8K
17DISDISNEY WALT COCOM DISNEY0.83%$3M22.9K
18ABTABBOTT LABSCOM0.76%$3M23.9K
19GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.65%$2M1.4K
20JPMJPMORGAN CHASE & COCOM0.60%$2M20.4K
21BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A0.60%$2M8.4K
22JNJJOHNSON & JOHNSONCOM0.60%$2M14.2K
23VZVERIZON COMMUNICATIONS INCCOM0.56%$2M33.4K
24DGRWWISDOMTREE TRUS QTLY DIV GRT · FLOATNG RAT TREA · EM MKTS QTLY DIV0.55%$2M47.7K
25PEPPEPSICO INCCOM0.52%$2M12.9K
26VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.50%$2M36.7K
27ACNACCENTURE PLC IRELANDSHS CLASS A0.48%$2M7.6K
28QCOMQUALCOMM INCCOM0.46%$2M12.5K
29HDHOME DEPOT INCCOM0.46%$2M5.7K
30UNHUNITEDHEALTH GROUP INCCOM0.45%$2M4.8K
31HERITAGE CRYSTAL CLEAN INCCOM0.44%$2M96.2K
32UNPUNION PAC CORPCOM0.44%$2M8.2K
33XLISELECT SECTOR SPDR TRSBI INT-INDS · TECHNOLOGY · SBI CONS DISCR0.43%$1M14.9K
34PGPROCTER AND GAMBLE COCOM0.43%$1M10.5K
35DGDOLLAR GEN CORP NEWCOM0.42%$1M6.9K
36TXNTEXAS INSTRS INCCOM0.42%$1M9.9K
37MCDMCDONALDS CORPCOM0.41%$1M6.3K
38ABBVABBVIE INCCOM0.40%$1M16.3K
39TAT&T INCCOM0.38%$1M48.2K
40MDTMEDTRONIC PLCSHS0.38%$1M12.1K
41PRFINVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 · S&P500 EQL WGT0.36%$1M10.8K
42VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.34%$1M8.9K
43KOCOCA COLA COCOM0.32%$1M22.4K
44DHRDANAHER CORPORATIONCOM0.32%$1M4.7K
45BLACKROCK INCCOM0.31%$1M1.7K
46NKENIKE INCCL B0.31%$1M8.3K
47SBUXSTARBUCKS CORPCOM0.31%$1M11.8K
48CATCATERPILLAR INC DELCOM0.30%$1M6.4K
49COSTCOSTCO WHSL CORP NEWCOM0.29%$995,0002.7K
50MAMASTERCARD INCORPORATEDCL A0.29%$994,0003.1K
51VVISA INCCOM CL A0.29%$989,0005.1K
52HONHONEYWELL INTL INCCOM0.28%$949,0005.6K
53INTCINTEL CORPCOM0.27%$912,00019.5K
54TJXTJX COS INC NEWCOM0.26%$901,00016.4K
55MRKMERCK & CO. INCCOM0.26%$894,00011.3K
56ADIANALOG DEVICES INCCOM0.26%$884,0007.3K
57AMGNAMGEN INCCOM0.26%$880,0003.9K
58BACBK OF AMERICA CORPCOM0.25%$875,00035.7K
59AMTAMERICAN TOWER CORP NEWCOM0.25%$870,0003.7K
60PFEPFIZER INCCOM0.23%$803,00021.2K
61WMTWALMART INCCOM0.23%$802,0005.6K
62IBMINTERNATIONAL BUSINESS MACHSCOM0.23%$790,0007.0K
63CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER0.22%$763,000206.2K
64NVDANVIDIA CORPORATIONCOM0.21%$709,0001.3K
65GSGOLDMAN SACHS GROUP INCCOM0.21%$709,0003.5K
66LOWLOWES COS INCCOM0.19%$669,0004.0K
67ITWILLINOIS TOOL WKS INCCOM0.18%$631,0003.2K
68CSCOCISCO SYS INCCOM0.18%$617,00016.4K
69CMCSACOMCAST CORP NEWCL A0.18%$614,00014.0K
70PPGPPG INDS INCCOM0.18%$604,0004.6K
71BMYBRISTOL-MYERS SQUIBB COCOM0.18%$603,00010.1K
72CMICUMMINS INCCOM0.17%$582,0002.6K
73BDXBECTON DICKINSON & COCOM0.17%$580,0002.4K
74INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL0.17%$575,00010.6K
75DLRDIGITAL RLTY TR INCCOM0.16%$564,0003.7K
76ICEINTERCONTINENTAL EXCHANGE INCOM0.16%$551,0005.6K
77MCHPMICROCHIP TECHNOLOGY INC.COM0.16%$546,0005.0K
78BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.15%$527,0001.7K
79TSLATESLA INCCOM0.15%$518,0001.2K
80CVSCVS HEALTH CORPCOM0.15%$515,0008.6K
81GLDSPDR GOLD TRGOLD SHS0.15%$505,0002.8K
82PROSHARES TRSHORT S&P 500 NE0.14%$495,00024.7K
83SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.14%$472,00017.8K
84ADBEADOBE SYSTEMS INCORPORATEDCOM0.13%$459,000967
85ELVANTHEM INCCOM0.13%$459,0001.5K
86VTEBVANGUARD MUN BD FDSTAX EXEMPT BD0.13%$451,0008.3K
87GENERAL ELECTRIC COCOM0.13%$450,00061.0K
88MARMARRIOTT INTL INC NEWCL A0.13%$438,0004.6K
89IMMUIMMUNOMEDICS INCCOM0.13%$432,0004.9K
90METAFACEBOOK INCCL A0.12%$423,0001.5K
91ISRGINTUITIVE SURGICAL INCCOM NEW0.12%$414,000581
92NEENEXTERA ENERGY INCCOM0.12%$413,0001.4K
93FRMEFIRST MERCHANTS CORPCOM0.12%$403,00014.9K
94IEMGISHARES INCCORE MSCI EMKT0.12%$396,0007.2K
95CLCOLGATE PALMOLIVE COCOM0.11%$383,0004.9K
96JPSTJ P MORGAN EXCHANGE-TRADED FULTRA SHRT INC0.11%$370,0007.3K
97UPSUNITED PARCEL SERVICE INCCL B0.11%$369,0002.2K
98ORCLORACLE CORPCOM0.10%$355,0006.2K
99EXMOCEXXON MOBIL CORPCOM0.09%$322,0009.6K
100SDCCQSMILEDIRECTCLUB INCCL A COM0.09%$317,00031.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$546M157Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$557M165Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$516M162Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$484M161Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$401M150Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$391M153Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$541M235May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$545M235Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$478M224Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$463M213Jul 26, 202113F-HRchanges · EDGAR ↗
Q1 2021$420M198May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$392M190Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$344M186Nov 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$314M186Jul 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$248M176Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$272M185Jan 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$229M175Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$228M175Jul 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$178M152Apr 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.