Managers / Q4 2023 · view latest →

Triumph Capital Management

CIK 0001730765 · 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 · 7203995555

Reported Value

$236M

Q4 2023

Positions

215

Filings on Record

2019–present window

Filed

Feb 5, 2024

original filing

Summary

Triumph Capital Management reported $236M in U.S.-listed holdings across 215 positions for Q4 2023.

Its largest position, First Trust Enhanced Short Maturity Etf, represents 7.5% of the portfolio.

Compared with Q3 2023, the fund opened 43 new positions and exited 48.

Portfolio Metrics

Turnover

+17.6%

vs prior filed quarter

Top-10 Concentration

+35.6%

share of reported value

Largest Position

+7.5%

First Trust Enhanced Short Maturity Etf

New / Exited

43 / 48

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 70.4% · $166M
Common Stock · 23.4% · $55M
REIT · 2.1% · $5M
Other · 2.0% · $5M
ADR · 1.1% · $3M
Other · 1.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
INVESCO SENIOR LOAN ETF	NEW	+149.9K	149.9K	+$3M	$3M
XLE ENERGY SELECT SECTOR SPDR FUND	NEW	+22.7K	22.7K	+$2M	$2M
DC4 DEXCOM INC COM	NEW	+9.0K	9.0K	+$1M	$1M
FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF	NEW	+20.9K	20.9K	+$1M	$1M
NEOS S&P 500 HIGH INCOME ETF	NEW	+22.1K	22.1K	+$1M	$1M
IOT SAMSARA INC COM CL A	NEW	+20.0K	20.0K	+$667,600	$667,600
HAL HALLIBURTON CO COM	NEW	+16.9K	16.9K	+$612,212	$612,212
CHV CHEVRON CORP NEW COM	NEW	+4.1K	4.1K	+$610,950	$610,950

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

215 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	FIRST TRUST ENHANCED SHORT MATURITY ETF	ETF	7.48%	$18M	295.4K
2	JPMORGAN ULTRA-SHORT INCOME ETF	ETF	5.79%	$14M	270.1K
3	SPDR S&P 500 ETF TRUST	ETF	3.75%	$9M	18.6K
4	FIRST TRUST PREFERRED SECURITIES & INCOME ETF	ETF	3.65%	$9M	510.6K
5	FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF	ETF	3.06%	$7M	161.7K
6	FIRST TRUST LARGE CAP CORE ALPHADEX FUND	ETF	2.70%	$6M	70.6K
7	VANGUARD TOTAL BOND MARKET ETF	ETF	2.41%	$6M	77.1K
8	SPDR BLOOMBERG 1-3 MONTH T-BILL ETF	ETF	2.30%	$5M	59.4K
9	ISHARES RUSSELL 2000 ETF	ETF	2.28%	$5M	26.8K
10	ISHARES RUSSELL MIDCAP ETF	ETF	2.19%	$5M	66.3K
11	INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUST	ETF	2.04%	$5M	156.4K
12	RDVY FIRST TRUST RISING DIVIDEND ACHIEVERS ETF history →	ETF	2.03%	$5M	92.7K
13	FIRST TRUST CAPITAL STRENGTH ETF	ETF	1.69%	$4M	49.8K
14	GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF	ETF	1.69%	$4M	39.6K
15	INVESCO SENIOR LOAN ETF	ETF	1.35%	$3M	149.9K
16	SOFI SOFI TECHNOLOGIES INC COM history →	COM	1.23%	$3M	290.2K
17	ISHARES MSCI USA QUALITY FACTOR ETF	ETF	1.18%	$3M	19.0K
18	MSFT MICROSOFT CORP COM history →	COM	1.15%	$3M	7.2K
19	PANW PALO ALTO NETWORKS INC COM history →	COM	1.06%	$2M	8.5K
20	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW	COM	0.99%	$2M	6.5K
21	NDQ INVESCO QQQ TRUST SERIES I	ETF	0.98%	$2M	5.6K
22	JPMORGAN EQUITY PREMIUM INCOME ETF	ETF	0.97%	$2M	41.2K
23	TSLA TESLA INC COM	COM	0.94%	$2M	8.9K
24	SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	ETF	0.92%	$2M	5.8K
25	GLOBAL X NASDAQ 100 COVERED CALL ETF	ETF	0.87%	$2M	116.6K
26	ISHARES FLOATING RATE BOND ETF	ETF	0.83%	$2M	38.6K
27	AON PLC SHS CL A	COM	0.82%	$2M	6.7K
28	ISHARES 0-3 MONTH TREASURY BOND ETF	ETF	0.82%	$2M	19.2K
29	XLE ENERGY SELECT SECTOR SPDR FUND	ETF	0.81%	$2M	22.7K
30	FIRST TRUST VALUE LINE DIVIDEND INDEX FUND	ETF	0.80%	$2M	46.3K
31	PKST PEAKSTONE REALTY TRUST COMMON SHARES	COM	0.76%	$2M	88.9K
32	FIRST TRUST LOW DURATION OPPORTUNITIES ETF	ETF	0.72%	$2M	35.2K
33	VANECK MORNINGSTAR WIDE MOAT ETF	ETF	0.70%	$2M	19.5K
34	TSN TYSON FOODS INC CL A	COM	0.69%	$2M	30.2K
35	SPDR PORTFOLIO S&P 600 SMALL CAP ETF	ETF	0.64%	$2M	35.8K
36	AAPL APPLE INC COM	COM	0.62%	$1M	7.6K
37	INTC INTEL CORP COM	COM	0.59%	$1M	27.8K
38	SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF	ETF	0.59%	$1M	23.7K
39	INVESCO S&P 500 EQUAL WEIGHT ETF	ETF	0.58%	$1M	8.6K
40	SNOW SNOWFLAKE INC CL A	COM	0.58%	$1M	6.8K
41	LLY ELI LILLY & CO COM	COM	0.55%	$1M	2.2K
42	INNOVATOR EQUITY MANAGED FLOOR ETF	ETF	0.53%	$1M	45.5K
43	MMM 3M CO COM	COM	0.53%	$1M	11.4K
44	PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	ETF	0.52%	$1M	12.9K
45	8QR CONFLUENT INC CLASS A COM	COM	0.50%	$1M	50.5K
46	PYPL PAYPAL HLDGS INC COM	COM	0.50%	$1M	19.2K
47	KVUE KENVUE INC COM	COM	0.48%	$1M	52.1K
48	DC4 DEXCOM INC COM	COM	0.47%	$1M	9.0K
49	GLOBAL X SUPERDIVIDEND US ETF	ETF	0.47%	$1M	64.3K
50	ISHARES CORE S&P 500 ETF	ETF	0.47%	$1M	2.3K
51	FIRST TRUST UTILITIES ALPHADEX FUND	ETF	0.46%	$1M	34.1K
52	FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF	ETF	0.46%	$1M	20.9K
53	NEOS S&P 500 HIGH INCOME ETF	ETF	0.45%	$1M	22.1K
54	FIRST TRUST INDXX AEROSPACE & DEFENSE ETF	ETF	0.45%	$1M	41.5K
55	FIRST TRUST HEALTH CARE ALPHADEX FUND	ETF	0.44%	$1M	10.1K
56	PG PROCTER AND GAMBLE CO COM	COM	0.44%	$1M	7.0K
57	PACER US CASH COWS 100 ETF	ETF	0.43%	$1M	19.4K
58	JNJ JOHNSON & JOHNSON COM	COM	0.43%	$1M	6.4K
59	FRANKLIN BSP LENDING CORP COM	COM	0.41%	$962,990	132.5K
60	ISHARES SHORT TREASURY BOND ETF	ETF	0.40%	$938,968	8.5K
61	BXSL BLACKSTONE SECD LENDING FD COMMON STOCK	COM	0.39%	$908,361	32.9K
62	SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF	ETF	0.37%	$866,127	25.5K
63	DSL DOUBLELINE INCOME SOLUTIONS FD COM	COM	0.37%	$861,169	70.4K
64	CRWD CROWDSTRIKE HLDGS INC CL A	COM	0.36%	$842,503	3.3K
65	EXMOC EXXON MOBIL CORP COM	COM	0.35%	$813,621	8.1K
66	ISHARES U.S. AEROSPACE & DEFENSE ETF	ETF	0.34%	$806,681	6.4K
67	MDY SPDR S&P MIDCAP 400 ETF TRUST	ETF	0.33%	$780,669	1.5K
68	WFC WELLS FARGO CO NEW COM	COM	0.33%	$779,665	15.8K
69	IEP ICAHN ENTERPRISES LP DEPOSITARY UNIT	COM	0.33%	$768,513	44.7K
70	ISHARES MSCI INTL QUALITY FACTOR ETF	ETF	0.32%	$748,533	19.9K
71	FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND	ETF	0.32%	$747,738	33.6K
72	AMPLIFY HIGH INCOME ETF	ETF	0.31%	$733,977	63.2K
73	INRE INLAND REAL ESTATE INCOME TR I COM	COM	0.30%	$717,283	36.1K
74	PFE PFIZER INC COM	COM	0.30%	$714,581	24.8K
75	BMY BRISTOL-MYERS SQUIBB CO COM	COM	0.30%	$707,388	13.8K
76	SPDR PORTFOLIO EMERGING MARKETS ETF	ETF	0.30%	$705,361	19.9K
77	META META PLATFORMS INC CL A	COM	0.30%	$704,950	2.0K
78	SQM SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B	ADR	0.29%	$691,362	11.5K
79	DIS DISNEY WALT CO COM	COM	0.29%	$677,567	7.5K
80	IOT SAMSARA INC COM CL A	COM	0.28%	$667,600	20.0K
81	BAC VERIZON COMMUNICATIONS INC COM	COM	0.28%	$662,266	17.6K
82	MO ALTRIA GROUP INC COM	COM	0.27%	$632,184	15.4K
83	JPM JPMORGAN CHASE & CO COM	COM	0.27%	$628,417	3.7K
84	NVDA NVIDIA CORPORATION COM	COM	0.27%	$628,126	1.3K
85	HAL HALLIBURTON CO COM	COM	0.26%	$612,212	16.9K
86	CHV CHEVRON CORP NEW COM	COM	0.26%	$610,950	4.1K
87	T AT&T INC COM	COM	0.26%	$604,047	36.0K
88	ISHARES U.S. ENERGY ETF	ETF	0.25%	$585,693	13.3K
89	GLOBAL X ALTERNATIVE INCOME ETF	ETF	0.24%	$570,263	50.0K
90	VOD VODAFONE GROUP PLC NEW SPONSORED ADR	ADR	0.23%	$549,823	63.2K
91	ISHARES CYBERSECURITY & TECH ETF	ETF	0.23%	$535,574	11.8K
92	ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF	ETF	0.23%	$533,436	21.3K
93	HEALTHCARE TRUST INC COM	COM	0.22%	$526,872	37.6K
94	ISHARES BIOTECHNOLOGY ETF	ETF	0.22%	$524,841	3.9K
95	OBDC BLUE OWL CAPITAL CORPORATION COM	COM	0.22%	$516,731	34.2K
96	TMO THERMO FISHER SCIENTIFIC INC COM	COM	0.22%	$516,610	973
97	ISHARES PREFERRED & INCOME SECURITIES ETF	ETF	0.21%	$500,602	16.1K
98	VUG VANGUARD GROWTH ETF	ETF	0.21%	$494,565	1.6K
99	PSEC PROSPECT CAP CORP COM	COM	0.21%	$493,627	82.4K
100	ISHARES CORE U.S. AGGREGATE BOND ETF	ETF	0.21%	$491,529	5.0K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2026	$491M	1,838	May 13, 2026	13F-HR	changes · EDGAR ↗
Q4 2025	$463M	1,769	Feb 12, 2026	13F-HR	changes · EDGAR ↗
Q3 2025	$411M	1,969	Nov 17, 2025	13F-HR	changes · EDGAR ↗
Q2 2025	$333M	286	Jul 9, 2025	13F-HR	changes · EDGAR ↗
Q1 2025	$300M	276	May 6, 2025	13F-HR	changes · EDGAR ↗
Q4 2024	$292M	273	Feb 14, 2025	13F-HR	changes · EDGAR ↗
Q1 2024	$245M	225	Apr 25, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$236M	215	Feb 5, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$220M	220	Oct 31, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$221M	224	Aug 3, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$196M	190	May 8, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$187M	207	Jan 31, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$184M	187	Nov 1, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$189M	204	Aug 2, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$231M	199	May 3, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$231M	210	Feb 11, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$214M	189	Nov 16, 2021	RESTATEMENT	changes · EDGAR ↗
Q2 2021	$171M	160	Jul 19, 2021	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.