Managers / Q4 2022 · view latest →

Triumph Capital Management

CIK 0001730765 · 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 · 7203995555

Reported Value

$187M

Q4 2022

Positions

207

Filings on Record

2019–present window

Filed

Jan 31, 2023

original filing

Summary

Triumph Capital Management reported $187M in U.S.-listed holdings across 207 positions for Q4 2022.

Its largest position, Spdr S P 500 Etf, represents 5.8% of the portfolio.

Compared with Q3 2022, the fund opened 63 new positions and exited 43.

Portfolio Metrics

Turnover

+30.8%

vs prior filed quarter

Top-10 Concentration

+35.6%

share of reported value

Largest Position

+5.8%

Spdr S P 500 Etf

New / Exited

63 / 43

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 68.4% · $128M
Common Stock · 25.4% · $47M
Other · 2.9% · $5M
REIT · 2.1% · $4M
ADR · 1.1% · $2M
Other · 0.2% · $282,678

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF	NEW	+86.8K	86.8K	+$9M	$9M
ISHARES SHORT TREASURY BOND ETF	NEW	+41.6K	41.6K	+$5M	$5M
FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - JANUARY	NEW	+50.5K	50.5K	+$2M	$2M
SGENUSD SEAGEN INC COM	NEW	+6.6K	6.6K	+$853,563	$853,563
SIVBEUR SVB FINANCIAL GROUP COM	NEW	+3.5K	3.5K	+$811,934	$811,934
ALPS SECTOR DIVIDEND DOGS ETF	NEW	+12.5K	12.5K	+$644,440	$644,440
BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT	NEW	+25.0K	25.0K	+$632,664	$632,664
VANGUARD HIGH DIVIDEND YIELD INDEX ETF	NEW	+5.7K	5.7K	+$620,909	$620,909

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

50 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	SPDR S&P 500 ETF TRUST	ETF	5.79%	$11M	28.3K
2	SPDR BLOOMBERG 1-3 MONTH T-BILL ETF	ETF	4.66%	$9M	95.0K
3	GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF	ETF	4.65%	$9M	86.8K
4	NDQ INVESCO QQQ TRUST history →	ETF	3.78%	$7M	26.5K
5	JPMORGAN ULTRA-SHORT INCOME ETF	ETF	3.43%	$6M	127.3K
6	FIRST TRUST ENHANCED SHORT MATURITY ETF	ETF	3.21%	$6M	101.0K
7	FIRST TRUST PREFERRED SECURITIES & INCOME ETF	ETF	2.94%	$5M	327.3K
8	VANGUARD TOTAL BOND MARKET ETF	ETF	2.48%	$5M	64.5K
9	ISHARES SHORT TREASURY BOND ETF	ETF	2.45%	$5M	41.6K
10	ISHARES RUSSELL 2000 ETF	ETF	2.19%	$4M	23.5K
11	VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF	ETF	1.94%	$4M	46.7K
12	FIRST TRUST CAPITAL STRENGTH ETF	ETF	1.75%	$3M	43.6K
13	FIRST TRUST CLOUD COMPUTING ETF	ETF	1.71%	$3M	55.5K
14	VANECK SEMICONDUCTOR ETF	ETF	1.68%	$3M	15.5K
15	FIRST TRUST NASDAQ CYBERSECURITY ETF	ETF	1.61%	$3M	77.6K
16	MSFT MICROSOFT CORP COM history →	COM	1.53%	$3M	11.9K
17	FIRST TRUST VALUE LINE DIVIDEND INDEX FUND	ETF	1.32%	$2M	61.9K
18	SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	ETF	1.30%	$2M	7.4K
19	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW history →	COM	1.29%	$2M	7.8K
20	AON PLC SHS CL A	COM	1.04%	$2M	6.4K
21	XLU UTILITIES SELECT SECTOR SPDR FUND history →	ETF	1.03%	$2M	27.3K
22	PACER US CASH COWS 100 ETF	ETF	0.85%	$2M	34.4K
23	AAPL APPLE INC COM	COM	0.84%	$2M	12.0K
24	FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - JANUARY	ETF	0.82%	$2M	50.5K
25	PG PROCTER AND GAMBLE CO COM	COM	0.82%	$2M	10.1K
26	SOFI SOFI TECHNOLOGIES INC COM	COM	0.77%	$1M	312.9K
27	ISHARES MSCI USA QUALITY FACTOR ETF	ETF	0.74%	$1M	12.1K
28	NWL NEWELL BRANDS INC COM	COM	0.73%	$1M	104.4K
29	SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF	ETF	0.72%	$1M	28.4K
30	FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND	ETF	0.67%	$1M	56.5K
31	VANGUARD S&P 500 ETF	ETF	0.66%	$1M	3.5K
32	PACER LUNT LARGE CAP ALTERNATOR ETF	ETF	0.64%	$1M	29.6K
33	INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JANUARY	ETF	0.61%	$1M	38.6K
34	DHR B & G FOODS INC NEW COM	COM	0.60%	$1M	99.8K
35	MMM 3M CO COM	COM	0.59%	$1M	9.1K
36	PFE PFIZER INC COM	COM	0.58%	$1M	21.0K
37	SNOW SNOWFLAKE INC CL A	COM	0.55%	$1M	7.1K
38	BAC VERIZON COMMUNICATIONS INC COM	COM	0.52%	$969,300	24.6K
39	GLOBAL X SUPERDIVIDEND US ETF	ETF	0.49%	$913,648	48.6K
40	F FORD MTR CO DEL COM	COM	0.49%	$909,181	78.2K
41	WFC WELLS FARGO CO NEW COM	COM	0.48%	$899,080	21.8K
42	TMO THERMO FISHER SCIENTIFIC INC COM	COM	0.47%	$871,768	1.6K
43	CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND	ETF	0.46%	$863,231	6.7K
44	SGENUSD SEAGEN INC COM	COM	0.46%	$853,563	6.6K
45	AMZN AMAZON COM INC COM	COM	0.45%	$841,512	10.0K
46	ISHARES CORE S&P 500 ETF	ETF	0.44%	$823,490	2.1K
47	NU HLDGS LTD ORD SHS CL A	COM	0.44%	$812,551	199.6K
48	SIVBEUR SVB FINANCIAL GROUP COM	COM	0.43%	$811,934	3.5K
49	XLE ENERGY SELECT SECTOR SPDR FUND	ETF	0.43%	$807,569	9.2K
50	FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF	ETF	0.42%	$783,955	17.9K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2026	$491M	1,838	May 13, 2026	13F-HR	changes · EDGAR ↗
Q4 2025	$463M	1,769	Feb 12, 2026	13F-HR	changes · EDGAR ↗
Q3 2025	$411M	1,969	Nov 17, 2025	13F-HR	changes · EDGAR ↗
Q2 2025	$333M	286	Jul 9, 2025	13F-HR	changes · EDGAR ↗
Q1 2025	$300M	276	May 6, 2025	13F-HR	changes · EDGAR ↗
Q4 2024	$292M	273	Feb 14, 2025	13F-HR	changes · EDGAR ↗
Q1 2024	$245M	225	Apr 25, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$236M	215	Feb 5, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$220M	220	Oct 31, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$221M	224	Aug 3, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$196M	190	May 8, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$187M	207	Jan 31, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$184M	187	Nov 1, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$189M	204	Aug 2, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$231M	199	May 3, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$231M	210	Feb 11, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$214M	189	Nov 16, 2021	RESTATEMENT	changes · EDGAR ↗
Q2 2021	$171M	160	Jul 19, 2021	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.