SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Triumph Capital Management

CIK 0001730765 · 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 · 7203995555

Reported Value
$214M
Q3 2021
Positions
189
Filings on Record
23
2019–present window
Filed
Nov 16, 2021
amendment (RESTATEMENT)

Summary

Triumph Capital Management reported $214M in U.S.-listed holdings across 189 positions for Q3 2021.

Its largest position, NDQ, represents 7.1% of the portfolio.

Compared with Q2 2021, the fund opened 59 new positions and exited 30.

Portfolio Metrics

Turnover
+11.1%
vs prior filed quarter
Top-10 Concentration
+33.5%
share of reported value
Largest Position
+7.1%
Invesco Qqq
New / Exited
59 / 30
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $171MQ2 ’21Q3 ’21: $214MQ4 ’21: $231MQ1 ’22: $231MQ1 ’22Q2 ’22: $189MQ3 ’22: $184MQ4 ’22: $187MQ4 ’22Q1 ’23: $196MQ2 ’23: $221MQ3 ’23: $220MQ3 ’23Q4 ’23: $236MQ1 ’24: $245MQ4 ’24: $292MQ4 ’24Q1 ’25: $300MQ2 ’25: $333MQ3 ’25: $411MQ3 ’25Q4 ’25: $463MQ1 ’26: $491Mfilingsflow.com

Portfolio Composition

By security type
ETP: 71.9%Common Stock: 21.7%ADR: 4.5%Other: 1.6%MLP: 0.4%
  • ETP · 71.9% · $153M
  • Common Stock · 21.7% · $46M
  • ADR · 4.5% · $10M
  • Other · 1.6% · $3M
  • MLP · 0.4% · $952,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
JPMORGAN ULTRA-SHORT INCOME ETFNEW+123.0K123.0K+$6M$6M
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFNEW+88.2K88.2K+$5M$5M
FIRST TRUST PREFERRED SECURITIES AND INCOME ETFNEW+196.4K196.4K+$4M$4M
FIRST TRUST TACTICAL HIGH YIELD ETFNEW+71.5K71.5K+$3M$3M
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFNEW+31.3K31.3K+$3M$3M
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFNEW+55.8K55.8K+$3M$3M
VANGUARD TOTAL INTERNATIONAL BOND ETFNEW+50.2K50.2K+$3M$3M
VANGUARD TOTAL BOND MARKET INDEX FUNDNEW+33.3K33.3K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NDQINVESCO QQQ TRUSThistory →ETF7.14%$15M42.6K
2SPDR S&P 500 ETFETF5.42%$12M26.9K
3FIRST TRUST CAPITAL STRENGTH ETFETF4.66%$10M133.1K
4SPDR DOW JONES INDUSTRIAL AVERAGE ETFETF3.77%$8M23.7K
5JPMORGAN ULTRA-SHORT INCOME ETFETF2.92%$6M123.0K
6FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFETF2.21%$5M88.2K
7ISHARES CORE S&P 500 ETFETF1.93%$4M9.6K
8FIRST TRUST PREFERRED SECURITIES AND INCOME ETFETF1.89%$4M196.4K
9XLFFINANCIAL SELECT SECTOR SPDR FUNDhistory →ETF1.78%$4M101.1K
10VANECK MORNINGSTAR WIDE MOAT ETFETF1.76%$4M51.2K
11FIRST TRUST TACTICAL HIGH YIELD ETFETF1.61%$3M71.5K
12FIRST TRUST NASDAQ CEA CYBERSECURITY ETFETF1.55%$3M67.7K
13FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTINGETF1.49%$3M30.3K
14MSTBLHA MARKET STATE TACTICAL BETA ETFhistory →ETF1.46%$3M102.7K
15HEALTH CARE SELECT SECTOR SPDR FUNDETF1.42%$3M23.8K
16VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFETF1.38%$3M31.3K
17VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFETF1.37%$3M55.8K
18VANGUARD TOTAL INTERNATIONAL BOND ETFETF1.34%$3M50.2K
19VANGUARD TOTAL BOND MARKET INDEX FUNDETF1.33%$3M33.3K
20ISHARES CORE U.S. AGGREGATE BOND ETFETF1.28%$3M23.7K
21ISHARES RUSSELL TOP 200 GROWTH ETFETF1.25%$3M17.5K
22TECHNOLOGY SELECT SECTOR SPDR FUNDETF1.22%$3M17.4K
23FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETFETF1.13%$2M47.9K
24SESEA LTD SPONSORD ADShistory →ADR1.13%$2M7.6K
25MDYSPDR S&P MIDCAP 400 ETFhistory →ETF1.11%$2M4.9K
26XLEENERGY SELECT SECTOR SPDR FUNDhistory →ETF1.07%$2M43.8K
27TAT&T INC COMCOM1.00%$2M78.8K
28RDVYFIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUNDETF0.91%$2M40.7K
29ARK INNOVATION ETFETF0.86%$2M16.7K
30INVESCO S&P 500 EQUAL WEIGHT ETFETF0.85%$2M12.1K
31INNOVATOR LOUP FRONTIER TECH ETFETF0.83%$2M34.5K
32MSFTMICROSOFT CORP COMCOM0.75%$2M5.7K
33SOFISOFI TECHNOLOGIES INC COMCOM0.70%$1M94.3K
34CTXSEURCITRIX SYS INC COMCOM0.66%$1M13.1K
35FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY ETFETF0.60%$1M20.5K
36XELXCEL ENERGY INC COMCOM0.59%$1M19.9K
37ISHARES RUSSELL 2000 GROWTH ETFETF0.59%$1M4.3K
38EIXEDISON INTL COMCOM0.57%$1M21.7K
39ISHARES MSCI USA QUALITY FACTOR ETFETF0.56%$1M9.1K
40SAFTSAFETY INS GROUP INC COMCOM0.56%$1M15.1K
41FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDXETF0.54%$1M4.9K
42FIRST TRUST SMALL CAP CORE ALPHADEX FUNDETF0.54%$1M12.6K
43ATHMAUTOHOME INC SP ADS RP CL AADR0.53%$1M24.1K
44ISHARES MORNINGSTAR MID-CAP GROWTH ETFETF0.51%$1M15.9K
45SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.51%$1M20.5K
46TWLOTWILIO INC CL ACOM0.50%$1M3.4K
47INNOVATOR IBD 50 ETFETF0.49%$1M22.1K
48OGIGUSDO'SHARES GLOBAL INTERNET GIANTS ETFETF0.49%$1M19.6K
49HAILIANG ED GROUP INC SPONSORED ADRADR0.49%$1M31.9K
50AAPLAPPLE INC COMCOM0.48%$1M7.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$491M1,838May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$463M1,769Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$411M1,969Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$333M286Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$300M276May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$292M273Feb 14, 202513F-HRchanges · EDGAR ↗
Q1 2024$245M225Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$236M215Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$220M220Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$221M224Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$196M190May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$187M207Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$184M187Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$189M204Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$231M199May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M210Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M189Nov 16, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$171M160Jul 19, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.