SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Triumph Capital Management

CIK 0001730765 · 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 · 7203995555

Reported Value
$231M
Q4 2021
Positions
210
Filings on Record
23
2019–present window
Filed
Feb 11, 2022
original filing

Summary

Triumph Capital Management reported $231M in U.S.-listed holdings across 210 positions for Q4 2021.

Its largest position, NDQ, represents 7.8% of the portfolio.

Compared with Q3 2021, the fund opened 50 new positions and exited 29.

Portfolio Metrics

Turnover
+15.3%
vs prior filed quarter
Top-10 Concentration
+34.0%
share of reported value
Largest Position
+7.8%
Invesco Qqq
New / Exited
50 / 29
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $171MQ2 ’21Q3 ’21: $214MQ4 ’21: $231MQ1 ’22: $231MQ1 ’22Q2 ’22: $189MQ3 ’22: $184MQ4 ’22: $187MQ4 ’22Q1 ’23: $196MQ2 ’23: $221MQ3 ’23: $220MQ3 ’23Q4 ’23: $236MQ1 ’24: $245MQ4 ’24: $292MQ4 ’24Q1 ’25: $300MQ2 ’25: $333MQ3 ’25: $411MQ3 ’25Q4 ’25: $463MQ1 ’26: $491Mfilingsflow.com

Portfolio Composition

By security type
ETP: 71.6%Common Stock: 22.3%ADR: 3.2%Other: 2.5%MLP: 0.4%
  • ETP · 71.6% · $165M
  • Common Stock · 22.3% · $51M
  • ADR · 3.2% · $7M
  • Other · 2.5% · $6M
  • MLP · 0.4% · $833,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETFNEW+125.2K125.2K+$3M$3M
AON PLC SHS CL ANEW+6.9K6.9K+$2M$2M
MLB1MERCADOLIBRE INC COMNEW+821821+$1M$1M
PYPLPAYPAL HLDGS INC COMNEW+5.6K5.6K+$1M$1M
QCOMQUALCOMM INC COMNEW+5.4K5.4K+$981,000$981,000
CELHCELSIUS HLDGS INC COM NEWNEW+12.5K12.5K+$935,000$935,000
FIRST TRUST MID CAP VALUE ALPHADEX FUNDNEW+18.6K18.6K+$877,000$877,000
DLOCAL LTD CLASS A COMNEW+23.6K23.6K+$841,000$841,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NDQINVESCO QQQ TRUSThistory →ETF7.75%$18M45.0K
2SPDR S&P 500 ETFETF5.27%$12M25.7K
3FIRST TRUST CAPITAL STRENGTH ETFETF5.19%$12M141.7K
4SPDR DOW JONES INDUSTRIAL AVERAGE ETFETF4.07%$9M25.9K
5JPMORGAN ULTRA-SHORT INCOME ETFETF2.33%$5M106.6K
6ISHARES CORE S&P 500 ETFETF2.08%$5M10.1K
7FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFETF1.92%$4M83.5K
8FIRST TRUST PREFERRED SECURITIES AND INCOME ETFETF1.88%$4M214.1K
9VANECK MORNINGSTAR WIDE MOAT ETFETF1.82%$4M55.2K
10XLFFINANCIAL SELECT SECTOR SPDR FUNDhistory →ETF1.67%$4M99.0K
11MSTBLHA MARKET STATE TACTICAL BETA ETFhistory →ETF1.64%$4M117.4K
12FIRST TRUST NASDAQ CEA CYBERSECURITY ETFETF1.60%$4M69.8K
13SESEA LTD SPONSORD ADShistory →ADR1.52%$4M15.7K
14FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTINGETF1.50%$3M33.3K
15FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETFETF1.43%$3M125.2K
16TECHNOLOGY SELECT SECTOR SPDR FUNDETF1.27%$3M16.8K
17MDYSPDR S&P MIDCAP 400 ETFhistory →ETF1.24%$3M5.5K
18RDVYFIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUNDhistory →ETF1.23%$3M55.0K
19VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFETF1.18%$3M52.9K
20VANGUARD TOTAL INTERNATIONAL BOND ETFETF1.13%$3M47.2K
21FIRST TRUST ENHANCED SHORT MATURITY ETFETF1.12%$3M43.2K
22ISHARES CORE U.S. AGGREGATE BOND ETFETF1.09%$3M22.1K
23FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETFETF0.99%$2M45.9K
24ISHARES RUSSELL TOP 200 GROWTH ETFETF0.99%$2M13.2K
25MSFTMICROSOFT CORP COMCOM0.98%$2M6.7K
26HEALTH CARE SELECT SECTOR SPDR FUNDETF0.94%$2M15.4K
27INVESCO S&P 500 EQUAL WEIGHT ETFETF0.94%$2M13.3K
28FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDETF0.91%$2M48.9K
29AON PLC SHS CL ACOM0.90%$2M6.9K
30SOFISOFI TECHNOLOGIES INC COMCOM0.88%$2M129.3K
31FIRST TRUST SMALL CAP CORE ALPHADEX FUNDETF0.72%$2M17.1K
32TAT&T INC COMCOM0.68%$2M63.7K
33AAPLAPPLE INC COMCOM0.66%$2M8.6K
34NVDANVIDIA CORPORATION COMCOM0.64%$1M5.0K
35VANGUARD S&P 500 ETFETF0.63%$1M3.3K
36INNOVATOR LOUP FRONTIER TECH ETFETF0.61%$1M26.5K
37ISHARES MSCI USA QUALITY FACTOR ETFETF0.61%$1M9.7K
38FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY ETFETF0.60%$1M20.5K
39ARK INNOVATION ETFETF0.60%$1M14.6K
40INNOVATOR IBD 50 ETFETF0.56%$1M28.4K
41XELXCEL ENERGY INC COMCOM0.55%$1M18.8K
42CTXSEURCITRIX SYS INC COMCOM0.55%$1M13.4K
43SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.55%$1M21.6K
44FIRST TRUST TACTICAL HIGH YIELD ETFETF0.53%$1M25.6K
45SAFTSAFETY INS GROUP INC COMCOM0.53%$1M14.4K
46FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDXETF0.53%$1M5.4K
47FFORD MTR CO DEL COMCOM0.51%$1M57.1K
48VTVVANGUARD VALUE INDEX FUNDETF0.51%$1M8.1K
49AMZNAMAZON COM INC COMCOM0.51%$1M353
50ISHARES RUSSELL 2000 ETFETF0.48%$1M5.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$491M1,838May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$463M1,769Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$411M1,969Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$333M286Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$300M276May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$292M273Feb 14, 202513F-HRchanges · EDGAR ↗
Q1 2024$245M225Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$236M215Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$220M220Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$221M224Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$196M190May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$187M207Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$184M187Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$189M204Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$231M199May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M210Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M189Nov 16, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$171M160Jul 19, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.