Managers / Q3 2022 · view latest →

Triumph Capital Management

CIK 0001730765 · 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 · 7203995555

Reported Value

$184M

Q3 2022

Positions

187

Filings on Record

2019–present window

Filed

Nov 1, 2022

original filing

Summary

Triumph Capital Management reported $184M in U.S.-listed holdings across 187 positions for Q3 2022.

Its largest position, QQQ, represents 6.4% of the portfolio.

Compared with Q2 2022, the fund opened 32 new positions and exited 49.

Portfolio Metrics

Turnover

+17.0%

vs prior filed quarter

Top-10 Concentration

+34.1%

share of reported value

Largest Position

+6.4%

Invesco Qqq

New / Exited

32 / 49

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 73.5% · $135M
Common Stock · 25.6% · $47M
ADR · 0.7% · $1M
Other · 0.2% · $456,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF	NEW	+45.4K	45.4K	+$3M	$3M
IWM ISHARES RUSSELL 2000 ETF	NEW	+17.9K	17.9K	+$3M	$3M
UJAN INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JANUARY	NEW	+35.5K	35.5K	+$1M	$1M
XLE ENERGY SELECT SECTOR SPDR FUND	NEW	+11.7K	11.7K	+$842,000	$842,000
VGT VANGUARD INFORMATION TECHNOLOGY ETF	NEW	+2.4K	2.4K	+$732,000	$732,000
SLB SCHLUMBERGER LTD COM STK	NEW	+20.0K	20.0K	+$718,000	$718,000
ALLY ALLY FINL INC COM	NEW	+25.0K	25.0K	+$696,000	$696,000
GSK GSK PLC SPONSORED ADR	NEW	+21.6K	21.6K	+$641,000	$641,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

186 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	QQQ INVESCO QQQ TRUST history →	ETF	6.36%	$12M	43.7K
2	SPY SPDR S&P 500 ETF TRUST history →	ETF	5.04%	$9M	25.9K
3	FIXD FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF history →	ETF	4.38%	$8M	184.6K
4	DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST history →	ETF	4.09%	$8M	26.1K
5	FIRST TRUST PREFERRED SECURITIES & INCOME ETF	ETF	2.92%	$5M	321.4K
6	BIL SPDR BLOOMBERG 1-3 MONTH T-BILL ETF history →	ETF	2.89%	$5M	57.9K
7	JPST JPMORGAN ULTRA-SHORT INCOME ETF history →	ETF	2.47%	$5M	90.5K
8	BND VANGUARD TOTAL BOND MARKET ETF history →	ETF	2.08%	$4M	53.4K
9	FTSM FIRST TRUST ENHANCED SHORT MATURITY ETF history →	ETF	2.00%	$4M	61.7K
10	SKYY FIRST TRUST CLOUD COMPUTING ETF history →	ETF	1.89%	$3M	57.5K
11	VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF history →	ETF	1.87%	$3M	45.4K
12	FTCS FIRST TRUST CAPITAL STRENGTH ETF history →	ETF	1.72%	$3M	47.5K
13	IWM ISHARES RUSSELL 2000 ETF history →	ETF	1.61%	$3M	17.9K
14	XLF FINANCIAL SELECT SECTOR SPDR FUND history →	ETF	1.58%	$3M	95.6K
15	MSFT MICROSOFT CORP COM history →	COM	1.47%	$3M	11.6K
16	IVV ISHARES CORE S&P 500 ETF history →	ETF	1.46%	$3M	7.5K
17	SMH VANECK SEMICONDUCTOR ETF history →	ETF	1.45%	$3M	14.4K
18	LMBS FIRST TRUST LOW DURATION OPPORTUNITIES ETF history →	ETF	1.41%	$3M	54.5K
19	FVD FIRST TRUST VALUE LINE DIVIDEND INDEX FUND history →	ETF	1.38%	$3M	71.0K
20	CIBR FIRST TRUST NASDAQ CYBERSECURITY ETF history →	ETF	1.29%	$2M	61.5K
21	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW history →	COM	1.29%	$2M	8.8K
22	IBB ISHARES BIOTECHNOLOGY ETF history →	ETF	1.15%	$2M	18.1K
23	MOAT VANECK MORNINGSTAR WIDE MOAT ETF history →	ETF	1.13%	$2M	34.6K
24	RSP INVESCO S&P 500 EQUAL WEIGHT ETF history →	ETF	1.13%	$2M	16.2K
25	FGD FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND history →	ETF	1.08%	$2M	106.9K
26	AON AON PLC SHS CL A	COM	0.94%	$2M	6.4K
27	NOBL PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	ETF	0.89%	$2M	20.5K
28	RDVY FIRST TRUST RISING DIVIDEND ACHIEVERS ETF	ETF	0.85%	$2M	40.0K
29	VTV VANGUARD VALUE ETF	ETF	0.84%	$2M	12.6K
30	SOFI SOFI TECHNOLOGIES INC COM	COM	0.79%	$1M	298.9K
31	AAPL APPLE INC COM	COM	0.77%	$1M	10.3K
32	XLV HEALTH CARE SELECT SECTOR SPDR FUND	ETF	0.72%	$1M	10.9K
33	VOO VANGUARD S&P 500 ETF	ETF	0.70%	$1M	3.9K
34	MMM 3M CO COM	COM	0.70%	$1M	11.6K
35	SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF	ETF	0.67%	$1M	27.8K
36	QUAL ISHARES MSCI USA QUALITY FACTOR ETF	ETF	0.67%	$1M	11.8K
37	PG PROCTER AND GAMBLE CO COM	COM	0.67%	$1M	9.7K
38	NVDA NVIDIA CORPORATION COM	COM	0.63%	$1M	9.6K
39	TMO THERMO FISHER SCIENTIFIC INC COM	COM	0.60%	$1M	2.2K
40	FTSL FIRST TRUST SENIOR LOAN FUND	ETF	0.58%	$1M	24.2K
41	UJAN INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JANUARY	ETF	0.56%	$1M	35.5K
42	SHYG ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF	ETF	0.51%	$945,000	23.7K
43	AMD ADVANCED MICRO DEVICES INC COM	COM	0.51%	$938,000	14.8K
44	ALTY GLOBAL X ALTERNATIVE INCOME ETF	ETF	0.50%	$922,000	87.0K
45	NFLX NETFLIX INC COM	COM	0.49%	$899,000	3.8K
46	F FORD MTR CO DEL COM	COM	0.49%	$897,000	80.0K
47	SNOW SNOWFLAKE INC CL A	COM	0.48%	$875,000	5.2K
48	VZ VERIZON COMMUNICATIONS INC COM	COM	0.46%	$851,000	22.4K
49	XLE ENERGY SELECT SECTOR SPDR FUND	ETF	0.46%	$842,000	11.7K
50	META META PLATFORMS INC CL A	COM	0.45%	$826,000	6.1K
51	GOOG ALPHABET INC CAP STK CL C	COM	0.45%	$826,000	8.6K
52	UCON FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF	ETF	0.45%	$822,000	34.5K
53	T AT&T INC COM	COM	0.44%	$812,000	53.0K
54	DIV GLOBAL X SUPERDIVIDEND US ETF	ETF	0.43%	$796,000	45.2K
55	UPST UPSTART HLDGS INC COM	COM	0.42%	$774,000	37.2K
56	ADBE ADOBE SYSTEMS INCORPORATED COM	COM	0.41%	$753,000	2.7K
57	VGT VANGUARD INFORMATION TECHNOLOGY ETF	ETF	0.40%	$732,000	2.4K
58	AMZN AMAZON COM INC COM	COM	0.40%	$732,000	6.5K
59	SLB SCHLUMBERGER LTD COM STK	COM	0.39%	$718,000	20.0K
60	PFF ISHARES PREFERRED & INCOME SECURITIES ETF	ETF	0.38%	$700,000	22.1K
61	ALLY ALLY FINL INC COM	COM	0.38%	$696,000	25.0K
62	JXN JACKSON FINANCIAL INC COM CL A	COM	0.38%	$692,000	24.9K
63	IQLT ISHARES MSCI INTL QUALITY FACTOR ETF	ETF	0.37%	$677,000	24.4K
64	WBA WALGREENS BOOTS ALLIANCE INC COM	COM	0.35%	$648,000	20.6K
65	GSK GSK PLC SPONSORED ADR	ADR	0.35%	$641,000	21.6K
66	SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF	ETF	0.34%	$631,000	24.5K
67	PFFD GLOBAL X U.S. PREFERRED ETF	ETF	0.34%	$627,000	30.6K
68	HAL HALLIBURTON CO COM	COM	0.34%	$622,000	25.3K
69	TWLO TWILIO INC CL A	COM	0.34%	$619,000	9.0K
70	SE SEA LTD SPONSORD ADS	ADR	0.34%	$617,000	11.0K
71	MBB ISHARES MBS ETF	ETF	0.33%	$613,000	6.7K
72	OKTA OKTA INC CL A	COM	0.33%	$597,000	10.5K
73	PYPL PAYPAL HLDGS INC COM	COM	0.32%	$585,000	6.8K
74	MELI MERCADOLIBRE INC COM	COM	0.32%	$584,000	706
75	GILD GILEAD SCIENCES INC COM	COM	0.31%	$568,000	9.2K
76	JPM JPMORGAN CHASE & CO COM	COM	0.31%	$563,000	5.4K
77	EMB ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF	ETF	0.30%	$558,000	7.0K
78	WFC WELLS FARGO CO NEW COM	COM	0.30%	$553,000	13.8K
79	PFE PFIZER INC COM	COM	0.30%	$550,000	12.6K
80	AIR TRANSPORT SERVICES GRP INC COM	COM	0.30%	$549,000	22.8K
81	SPDR PORTFOLIO EMERGING MARKETS ETF	ETF	0.30%	$543,000	17.5K
82	ALTL PACER LUNT LARGE CAP ALTERNATOR ETF	ETF	0.29%	$533,000	14.9K
83	INTC INTEL CORP COM	COM	0.29%	$531,000	20.6K
84	EIX EDISON INTL COM	COM	0.29%	$531,000	9.4K
85	NCLH NORWEGIAN CRUISE LINE HLDG LTD SHS	COM	0.29%	$531,000	46.8K
86	IHAK ISHARES CYBERSECURITY & TECH ETF	ETF	0.28%	$521,000	15.3K
87	DAL DELTA AIR LINES INC DEL COM NEW	COM	0.28%	$512,000	18.2K
88	PANW PALO ALTO NETWORKS INC COM	COM	0.28%	$508,000	3.1K
89	SHOP SHOPIFY INC CL A	COM	0.27%	$504,000	18.7K
90	CAG CONAGRA BRANDS INC COM	COM	0.27%	$500,000	15.3K
91	BGS B & G FOODS INC NEW COM	COM	0.27%	$500,000	30.3K
92	EWS ISHARES MSCI SINGAPORE ETF	ETF	0.27%	$496,000	29.0K
93	PLTR PALANTIR TECHNOLOGIES INC CL A	COM	0.27%	$488,000	60.0K
94	NKE NIKE INC CL B	COM	0.27%	$487,000	5.8K
95	CORP PIMCO INVESTMENT GRADE CORPORATE BOND INDEX ETF	ETF	0.26%	$473,000	5.2K
96	SAFT SAFETY INS GROUP INC COM	COM	0.25%	$458,000	5.6K
97	IWP ISHARES RUSSELL MID-CAP GROWTH ETF	ETF	0.25%	$454,000	5.8K
98	HAN HAWAIIAN HOLDINGS INC COM	COM	0.24%	$437,000	33.3K
99	UBER UBER TECHNOLOGIES INC COM	COM	0.23%	$430,000	16.2K
100	XLU UTILITIES SELECT SECTOR SPDR FUND	ETF	0.23%	$428,000	6.5K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2026	$491M	1,838	May 13, 2026	13F-HR	changes · EDGAR ↗
Q4 2025	$463M	1,769	Feb 12, 2026	13F-HR	changes · EDGAR ↗
Q3 2025	$411M	1,969	Nov 17, 2025	13F-HR	changes · EDGAR ↗
Q2 2025	$333M	286	Jul 9, 2025	13F-HR	changes · EDGAR ↗
Q1 2025	$300M	276	May 6, 2025	13F-HR	changes · EDGAR ↗
Q4 2024	$292M	273	Feb 14, 2025	13F-HR	changes · EDGAR ↗
Q1 2024	$245M	225	Apr 25, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$236M	215	Feb 5, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$220M	220	Oct 31, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$221M	224	Aug 3, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$196M	190	May 8, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$187M	207	Jan 31, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$184M	187	Nov 1, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$189M	204	Aug 2, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$231M	199	May 3, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$231M	210	Feb 11, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$214M	189	Nov 16, 2021	RESTATEMENT	changes · EDGAR ↗
Q2 2021	$171M	160	Jul 19, 2021	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.