SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Triumph Capital Management

CIK 0001730765 · 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 · 7203995555

Reported Value
$220M
Q3 2023
Positions
220
Filings on Record
23
2019–present window
Filed
Oct 31, 2023
original filing

Summary

Triumph Capital Management reported $220M in U.S.-listed holdings across 220 positions for Q3 2023.

Its largest position, First Trust Enhanced Short Maturity Etf, represents 7.9% of the portfolio.

Compared with Q2 2023, the fund opened 37 new positions and exited 41.

Portfolio Metrics

Turnover
+18.2%
vs prior filed quarter
Top-10 Concentration
+34.7%
share of reported value
Largest Position
+7.9%
First Trust Enhanced Short Maturity Etf
New / Exited
37 / 41
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $171MQ2 ’21Q3 ’21: $214MQ4 ’21: $231MQ1 ’22: $231MQ1 ’22Q2 ’22: $189MQ3 ’22: $184MQ4 ’22: $187MQ4 ’22Q1 ’23: $196MQ2 ’23: $221MQ3 ’23: $220MQ3 ’23Q4 ’23: $236MQ1 ’24: $245MQ4 ’24: $292MQ4 ’24Q1 ’25: $300MQ2 ’25: $333MQ3 ’25: $411MQ3 ’25Q4 ’25: $463MQ1 ’26: $491Mfilingsflow.com

Portfolio Composition

By security type
ETP: 70.6%Common Stock: 23.3%REIT: 2.4%Other: 1.9%ADR: 0.9%Other: 0.9%
  • ETP · 70.6% · $156M
  • Common Stock · 23.3% · $51M
  • REIT · 2.4% · $5M
  • Other · 1.9% · $4M
  • ADR · 0.9% · $2M
  • Other · 0.9% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUSTNEW+88.1K88.1K+$3M$3M
GLOBAL X NASDAQ 100 COVERED CALL ETFNEW+111.4K111.4K+$2M$2M
INNOVATOR DEEPWATER FRONTIER TECH ETFNEW+34.2K34.2K+$1M$1M
FIRST TRUST HEALTH CARE ALPHADEX FUNDNEW+11.5K11.5K+$1M$1M
INNOVATOR DEFINED WEALTH SHIELD ETFNEW+39.3K39.3K+$1M$1M
ORCLORACLE CORP COMNEW+10.3K10.3K+$1M$1M
FIRST TRUST ENERGY ALPHADEX FUNDNEW+61.2K61.2K+$1M$1M
AGF U.S. MARKET NEUTRAL ANTI-BETA FUNDNEW+53.6K53.6K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

220 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FIRST TRUST ENHANCED SHORT MATURITY ETFETF7.89%$17M292.5K
2JPMORGAN ULTRA-SHORT INCOME ETFETF5.83%$13M255.9K
3SPDR S&P 500 ETF TRUSTETF3.62%$8M18.7K
4FIRST TRUST PREFERRED SECURITIES & INCOME ETFETF3.42%$8M471.7K
5SPDR BLOOMBERG 1-3 MONTH T-BILL ETFETF2.97%$7M71.2K
6FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFETF2.67%$6M140.0K
7FIRST TRUST LARGE CAP CORE ALPHADEX FUNDETF2.52%$6M68.5K
8VANGUARD TOTAL BOND MARKET ETFETF2.10%$5M66.3K
9ISHARES RUSSELL MIDCAP ETFETF1.89%$4M59.9K
10ISHARES RUSSELL 2000 ETFETF1.83%$4M22.7K
11FIRST TRUST CAPITAL STRENGTH ETFETF1.72%$4M51.6K
12FIRST TRUST LOW DURATION OPPORTUNITIES ETFETF1.63%$4M76.0K
13RDVYFIRST TRUST RISING DIVIDEND ACHIEVERS ETFhistory →ETF1.49%$3M71.4K
14MSFTMICROSOFT CORP COMhistory →COM1.44%$3M10.0K
15JPMORGAN EQUITY PREMIUM INCOME ETFETF1.41%$3M58.0K
16FIRST TRUST NASDAQ CYBERSECURITY ETFETF1.21%$3M58.9K
17INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUSTETF1.15%$3M88.1K
18BRK/BBERKSHIRE HATHAWAY INC DEL CL Bhistory →COM1.14%$3M7.2K
19GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFETF1.01%$2M22.3K
20NDQINVESCO QQQ TRUST SERIES IETF0.93%$2M5.7K
21NVDANVIDIA CORPORATION COMCOM0.92%$2M4.7K
22AAPLAPPLE INC COMCOM0.91%$2M11.7K
23VANECK MORNINGSTAR WIDE MOAT ETFETF0.90%$2M26.1K
24SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTETF0.89%$2M5.9K
25AON PLC SHS CL ACOM0.88%$2M6.0K
26FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDETF0.87%$2M51.3K
27GLOBAL X NASDAQ 100 COVERED CALL ETFETF0.85%$2M111.4K
28BACVERIZON COMMUNICATIONS INC COMCOM0.82%$2M55.5K
29INVESCO S&P 500 EQUAL WEIGHT ETFETF0.74%$2M11.4K
30TSLATESLA INC COMCOM0.73%$2M6.4K
31AMDADVANCED MICRO DEVICES INC COMCOM0.70%$2M15.0K
32GLOBAL X SUPERDIVIDEND US ETFETF0.68%$2M92.8K
33ISHARES FLOATING RATE BOND ETFETF0.65%$1M28.2K
34ISHARES MSCI USA QUALITY FACTOR ETFETF0.64%$1M10.7K
35SOFISOFI TECHNOLOGIES INC COMCOM0.64%$1M176.3K
36PACER US CASH COWS 100 ETFETF0.63%$1M27.9K
37ISHARES RUSSELL 2000 GROWTH ETFETF0.63%$1M6.1K
38TAT&T INC COMCOM0.61%$1M90.1K
39SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.58%$1M24.2K
40INNOVATOR DEEPWATER FRONTIER TECH ETFETF0.55%$1M34.2K
41PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETFETF0.54%$1M13.5K
42TSNTYSON FOODS INC CL ACOM0.53%$1M23.2K
43ISHARES SHORT TREASURY BOND ETFETF0.52%$1M10.5K
44MMM3M CO COMCOM0.52%$1M12.2K
45FIRST TRUST HEALTH CARE ALPHADEX FUNDETF0.51%$1M11.5K
46FIRST TRUST UTILITIES ALPHADEX FUNDETF0.50%$1M38.7K
47SPDR PORTFOLIO S&P 600 SMALL CAP ETFETF0.50%$1M29.7K
48INNOVATOR DEFINED WEALTH SHIELD ETFETF0.50%$1M39.3K
49ORCLORACLE CORP COMCOM0.49%$1M10.3K
50VANGUARD S&P 500 ETFETF0.48%$1M2.7K
51FIRST TRUST ENERGY ALPHADEX FUNDETF0.48%$1M61.2K
52AGF U.S. MARKET NEUTRAL ANTI-BETA FUNDETF0.48%$1M53.6K
53PANWPALO ALTO NETWORKS INC COMCOM0.48%$1M4.5K
54KVUEKENVUE INC COMCOM0.48%$1M52.7K
55METAMETA PLATFORMS INC CL ACOM0.47%$1M3.4K
56FIRST TRUST INDXX AEROSPACE & DEFENSE ETFETF0.44%$972,14044.6K
57FRANKLIN BSP LENDING CORP COMCOM0.44%$961,394132.4K
58ADBEADOBE INC COMCOM0.41%$903,0041.8K
59JNJJOHNSON & JOHNSON COMCOM0.40%$887,9485.7K
60PGPROCTER AND GAMBLE CO COMCOM0.40%$887,5106.1K
61PKSTPEAKSTONE REALTY TRUST COMMON SHARESCOM0.40%$877,89352.1K
62PLTRPALANTIR TECHNOLOGIES INC CL ACOM0.38%$845,04152.8K
63ISHARES U.S. TREASURY BOND ETFETF0.38%$837,47638.0K
64GOOGLALPHABET INC CAP STK CL ACOM0.37%$815,7966.2K
65WFCWELLS FARGO CO NEW COMCOM0.37%$814,15319.9K
66OBDCBLUE OWL CAPITAL CORPORATION COMCOM0.36%$802,65856.6K
67FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUNDETF0.35%$780,50337.9K
68DSLDOUBLELINE INCOME SOLUTIONS FD COMCOM0.35%$769,85165.7K
69SNOWSNOWFLAKE INC CL ACOM0.34%$752,5454.9K
70ISHARES CORE S&P 500 ETFETF0.33%$719,7791.7K
71BXBLACKSTONE INC COMCOM0.33%$718,5316.7K
72INREINLAND REAL ESTATE INCOME TR I COMCOM0.33%$717,28336.1K
73GLOBAL X ALTERNATIVE INCOME ETFETF0.32%$713,10066.3K
74MDYSPDR S&P MIDCAP 400 ETF TRUSTETF0.32%$708,7971.6K
75ISHARES PREFERRED & INCOME SECURITIES ETFETF0.31%$691,55622.9K
76SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.31%$683,05722.0K
77IEPICAHN ENTERPRISES LP DEPOSITARY UNITCOM0.31%$681,34234.4K
78AMPLIFY HIGH INCOME ETFETF0.30%$671,86660.5K
79XLFFINANCIAL SELECT SECTOR SPDR FUNDETF0.30%$657,29719.8K
80BXSLBLACKSTONE SECD LENDING FD COMMON STOCKCOM0.30%$656,85924.0K
81ISHARES MSCI INTL QUALITY FACTOR ETFETF0.30%$653,88319.5K
82ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFETF0.29%$645,99218.6K
83INNOVATOR EQUITY MANAGED FLOOR ETFETF0.28%$623,09224.3K
84SQMSOCIEDAD QUIMICA Y MINERA DE SPON ADR SER BADR0.28%$614,27210.3K
858QRCONFLUENT INC CLASS A COMCOM0.28%$607,00520.5K
86TRVCCITIGROUP INC COM NEWCOM0.27%$603,49014.7K
87SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.27%$593,05019.3K
88CRWDCROWDSTRIKE HLDGS INC CL ACOM0.27%$585,7953.5K
89JPMJPMORGAN CHASE & CO COMCOM0.26%$581,1994.0K
90DISDISNEY WALT CO COMCOM0.26%$576,5507.1K
91ISHARES U.S. AEROSPACE & DEFENSE ETFETF0.26%$573,4385.4K
92SPDR PORTFOLIO EMERGING MARKETS ETFETF0.25%$561,75616.7K
93APOLLO COML REAL EST FIN INC COMCOM0.25%$548,27352.3K
94ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETFETF0.25%$544,69318.7K
95MRVLMARVELL TECHNOLOGY INC COMCOM0.25%$542,77710.0K
96TMOTHERMO FISHER SCIENTIFIC INC COMCOM0.25%$540,2581.1K
97SAFTSAFETY INS GROUP INC COMCOM0.24%$537,9407.9K
98ISHARES LATIN AMERICA 40 ETFETF0.24%$535,44220.9K
99AIR TRANSPORT SERVICES GRP INC COMCOM0.23%$517,57624.8K
100FT CBOE VEST US EQUITY MODERATE BUFFER ETF - JULYETF0.23%$510,83617.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$491M1,838May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$463M1,769Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$411M1,969Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$333M286Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$300M276May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$292M273Feb 14, 202513F-HRchanges · EDGAR ↗
Q1 2024$245M225Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$236M215Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$220M220Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$221M224Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$196M190May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$187M207Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$184M187Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$189M204Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$231M199May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M210Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M189Nov 16, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$171M160Jul 19, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.