SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Triumph Capital Management

CIK 0001730765 · 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 · 7203995555

Reported Value
$221M
Q2 2023
Positions
224
Filings on Record
23
2019–present window
Filed
Aug 3, 2023
original filing

Summary

Triumph Capital Management reported $221M in U.S.-listed holdings across 224 positions for Q2 2023.

Its largest position, First Trust Enhanced Short Maturity Etf, represents 7.5% of the portfolio.

Compared with Q1 2023, the fund opened 68 new positions and exited 34.

Portfolio Metrics

Turnover
+18.1%
vs prior filed quarter
Top-10 Concentration
+35.4%
share of reported value
Largest Position
+7.5%
First Trust Enhanced Short Maturity Etf
New / Exited
68 / 34
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $171MQ2 ’21Q3 ’21: $214MQ4 ’21: $231MQ1 ’22: $231MQ1 ’22Q2 ’22: $189MQ3 ’22: $184MQ4 ’22: $187MQ4 ’22Q1 ’23: $196MQ2 ’23: $221MQ3 ’23: $220MQ3 ’23Q4 ’23: $236MQ1 ’24: $245MQ4 ’24: $292MQ4 ’24Q1 ’25: $300MQ2 ’25: $333MQ3 ’25: $411MQ3 ’25Q4 ’25: $463MQ1 ’26: $491Mfilingsflow.com

Portfolio Composition

By security type
ETP: 70.1%Common Stock: 23.2%REIT: 2.7%Other: 2.3%ADR: 0.8%Other: 0.9%
  • ETP · 70.1% · $155M
  • Common Stock · 23.2% · $51M
  • REIT · 2.7% · $6M
  • Other · 2.3% · $5M
  • ADR · 0.8% · $2M
  • Other · 0.9% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TRUST LARGE CAP CORE ALPHADEX FUNDNEW+59.3K59.3K+$5M$5M
FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - AUGUSTNEW+127.7K127.7K+$4M$4M
FIRST TRUST LOW DURATION OPPORTUNITIES ETFNEW+79.8K79.8K+$4M$4M
RDVYFIRST TRUST RISING DIVIDEND ACHIEVERS ETFNEW+70.6K70.6K+$3M$3M
ISHARES U.S. AEROSPACE & DEFENSE ETFNEW+8.6K8.6K+$1M$1M
FRANKLIN BSP LENDING CORP COMNEW+132.4K132.4K+$963,776$963,776
FIRST TRUST UTILITIES ALPHADEX FUNDNEW+29.9K29.9K+$951,093$951,093
ISHARES U.S. ENERGY ETFNEW+21.9K21.9K+$937,982$937,982

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FIRST TRUST ENHANCED SHORT MATURITY ETFETF7.55%$17M280.3K
2JPMORGAN ULTRA-SHORT INCOME ETFETF6.53%$14M287.5K
3SPDR S&P 500 ETF TRUSTETF4.49%$10M22.3K
4SPDR BLOOMBERG 1-3 MONTH T-BILL ETFETF3.82%$8M91.8K
5FIRST TRUST PREFERRED SECURITIES & INCOME ETFETF3.10%$7M427.8K
6FIRST TRUST LARGE CAP CORE ALPHADEX FUNDETF2.26%$5M59.3K
7FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - AUGUSTETF1.97%$4M127.7K
8ISHARES RUSSELL MIDCAP ETFETF1.94%$4M58.7K
9ISHARES RUSSELL 2000 ETFETF1.88%$4M22.1K
10VANGUARD TOTAL BOND MARKET ETFETF1.87%$4M56.7K
11FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFETF1.78%$4M88.7K
12FIRST TRUST LOW DURATION OPPORTUNITIES ETFETF1.72%$4M79.8K
13ISHARES FLOATING RATE BOND ETFETF1.64%$4M71.1K
14MSFTMICROSOFT CORP COMhistory →COM1.52%$3M9.8K
15RDVYFIRST TRUST RISING DIVIDEND ACHIEVERS ETFhistory →ETF1.51%$3M70.6K
16FIRST TRUST CAPITAL STRENGTH ETFETF1.49%$3M43.7K
17JPMORGAN EQUITY PREMIUM INCOME ETFETF1.39%$3M55.4K
18FIRST TRUST NASDAQ CYBERSECURITY ETFETF1.38%$3M66.9K
19FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDETF1.09%$2M60.2K
20BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →COM1.05%$2M6.8K
21NDQINVESCO QQQ TRUST SERIES Ihistory →ETF1.02%$2M6.1K
22GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFETF1.01%$2M22.4K
23AON PLC SHS CL ACOM1.01%$2M6.4K
24XLEENERGY SELECT SECTOR SPDR FUNDETF0.99%$2M26.9K
25NVDANVIDIA CORPORATION COMCOM0.95%$2M5.0K
26FIRST TRUST CLOUD COMPUTING ETFETF0.95%$2M27.6K
27SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTETF0.91%$2M5.8K
28SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.75%$2M53.8K
29PACER US CASH COWS 100 ETFETF0.69%$2M32.0K
30TSLATESLA INC COMCOM0.69%$2M5.8K
31JXNJACKSON FINANCIAL INC COM CL ACOM0.69%$2M49.4K
32AAPLAPPLE INC COMCOM0.66%$1M7.5K
33ISHARES MSCI USA QUALITY FACTOR ETFETF0.66%$1M10.8K
34VANGUARD S&P 500 ETFETF0.62%$1M3.4K
35ISHARES SHORT TREASURY BOND ETFETF0.62%$1M12.4K
36METAMETA PLATFORMS INC CL ACOM0.61%$1M4.7K
37SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.60%$1M24.1K
38PYPLPAYPAL HLDGS INC COMCOM0.58%$1M19.3K
39GLOBAL X SUPERDIVIDEND US ETFETF0.58%$1M77.2K
40SOFISOFI TECHNOLOGIES INC COMCOM0.58%$1M152.3K
41BACVERIZON COMMUNICATIONS INC COMCOM0.55%$1M32.9K
42TSNTYSON FOODS INC CL ACOM0.53%$1M22.9K
43PGPROCTER AND GAMBLE CO COMCOM0.50%$1M7.3K
44WFCWELLS FARGO CO NEW COMCOM0.49%$1M25.4K
45MMM3M CO COMCOM0.46%$1M10.2K
46PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETFETF0.46%$1M10.7K
47ISHARES U.S. AEROSPACE & DEFENSE ETFETF0.46%$1M8.6K
48AMDADVANCED MICRO DEVICES INC COMCOM0.44%$970,6278.5K
49FRANKLIN BSP LENDING CORP COMCOM0.44%$963,776132.4K
50FIRST TRUST UTILITIES ALPHADEX FUNDETF0.43%$951,09329.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$491M1,838May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$463M1,769Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$411M1,969Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$333M286Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$300M276May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$292M273Feb 14, 202513F-HRchanges · EDGAR ↗
Q1 2024$245M225Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$236M215Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$220M220Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$221M224Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$196M190May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$187M207Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$184M187Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$189M204Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$231M199May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$231M210Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M189Nov 16, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$171M160Jul 19, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.