SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Pointe Capital Management LLC

CIK 0001640335 · 102 KERCHEVAL AVE., SUITE 200, GROSSE POINTE FARMS, MI, 48236 · 3138827100

Reported Value
$164M
Q4 2021
Positions
154
Filings on Record
32
2019–present window
Filed
Feb 11, 2022
original filing

Summary

Pointe Capital Management LLC reported $164M in U.S.-listed holdings across 154 positions for Q4 2021.

Its largest position, Vanguard High Dividend Yield Etf, represents 6.0% of the portfolio.

Compared with Q3 2021, the fund opened 12 new positions and exited 6.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+37.5%
share of reported value
Largest Position
+6.0%
Vanguard High Dividend Yield Etf
New / Exited
12 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $119MQ2 ’19: $121MQ3 ’19: $118MQ4 ’19: $119MQ4 ’19Q1 ’20: $103MQ2 ’20: $111MQ3 ’20: $114MQ4 ’20: $117MQ4 ’20Q1 ’21: $141MQ2 ’21: $142MQ3 ’21: $144MQ4 ’21: $164MQ4 ’21Q1 ’22: $157MQ2 ’22: $134MQ3 ’22: $125MQ2 ’23: $132MQ2 ’23Q3 ’23: $135MQ4 ’23: $144MQ1 ’24: $163MQ2 ’24: $161MQ2 ’24Q3 ’24: $171MQ4 ’24: $174MQ1 ’25: $171MQ2 ’25: $193MQ2 ’25Q3 ’25: $205MQ4 ’25: $202MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 44.4%ETP: 41.4%Closed-End Fund: 9.2%Other: 1.9%MLP: 1.6%Other: 1.6%
  • Common Stock · 44.4% · $73M
  • ETP · 41.4% · $68M
  • Closed-End Fund · 9.2% · $15M
  • Other · 1.9% · $3M
  • MLP · 1.6% · $3M
  • Other · 1.6% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CRGYCRESCENT ENERGY COMPANY CL A COMNEW+387.8K387.8K+$5M$5M
REGNREGENERON PHARMACEUTICALS COMNEW+557557+$352,000$352,000
AZNNASTRAZENECA PLC- SPONS ADRNEW+5.1K5.1K+$295,000$295,000
WYWEYERHAEUSER CONEW+6.8K6.8K+$279,000$279,000
NVDANVIDIA CORPORATION COMNEW+943943+$277,000$277,000
MNSTMONSTER BEVERAGE CORPNEW+2.5K2.5K+$240,000$240,000
SILICOM LTD ORDNEW+4.5K4.5K+$232,000$232,000
APDAIR PRODS & CHEMS INC COMNEW+722722+$220,000$220,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD HIGH DIVIDEND YIELD ETFETF5.96%$10M87.3K
2ISHARES 1-3 YR CREDIT BOND ETFETF4.77%$8M145.2K
3VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF4.09%$7M82.6K
4ISHARES RUSSELL 1000 GROWTH ETFETF3.98%$7M21.4K
5ISHARES 1-3 YR TREASURY BOND ETFETF3.91%$6M75.0K
6ORLYO REILLY AUTOMOTIVE INChistory →Stock3.72%$6M865
7BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock3.16%$5M17.4K
8CRGYCRESCENT ENERGY COMPANY CL A COMhistory →Stock3.00%$5M387.8K
9ISHARES CORE MSCI EMERGING MARKETS ETFETF2.89%$5M79.3K
10ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFETF2.06%$3M56.9K
11CALAMOS STRATEGIC TOTAL RETURN FDCEF1.95%$3M166.2K
12AAPLAPPLE INChistory →Stock1.87%$3M17.3K
13MSFTMICROSOFThistory →Stock1.80%$3M8.8K
14VANGUARD TOTAL INTERNATIONAL BOND ETFETF1.68%$3M50.1K
15VANECK INVESTMENT GRADE FLOATING RATE ETFETF1.68%$3M109.1K
16XETYXEATON VANCE TAX MANAGEDhistory →CEF1.61%$3M175.8K
17XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITYhistory →CEF1.24%$2M191.3K
18ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFETF1.24%$2M49.6K
19COSTCOSTCO WHOLESALE CORPhistory →Stock1.23%$2M3.5K
20JPMJPMORGAN CHASE & CO COMhistory →Stock1.18%$2M12.3K
21VIRTUS DIVIDEND INTEREST & PR COMCEF1.15%$2M117.5K
22GQ9SPDR GOLD ETFhistory →ETF1.12%$2M10.8K
23AMZNAMAZON.COM INChistory →Stock1.10%$2M543
24RTXRAYTHEON TECHNOLOGIES CORP COMStock0.97%$2M18.6K
25ISHARES RUSSELL 2000 ETFETF0.89%$1M6.6K
26GOOGALPHABET INC CAP STK CL CStock0.81%$1M462
27CSCOCISCO SYS INCStock0.81%$1M21.0K
28UNPUNION PAC CORP COMStock0.74%$1M4.8K
29QCOMQUALCOMM INCStock0.73%$1M6.6K
30METAMETA PLATFORMS INC CL AStock0.71%$1M3.5K
31VANGUARD SHORT TERM BONDETF0.69%$1M14.1K
32ETFMG PRIME CYBER SECURITY ETFETF0.64%$1M17.0K
33GOOGLGOOGLE INCStock0.63%$1M358
34MAMASTERCARD INCStock0.60%$990,0002.8K
35EPDENTERPRISE PRODS PARTNERS L PStock0.60%$984,00044.8K
36KMBKIMBERLY-CLARK CORP COMStock0.59%$963,0006.7K
37TXNTEXAS INSTRS INC COMStock0.58%$951,0005.0K
38UNHUNITEDHEALTH GROUPStock0.57%$932,0001.9K
39LNGCHENIERE ENERGY INC COM NEWStock0.56%$918,0009.0K
40ODFLOLD DOMINION FREIGHT LINE INC COMStock0.53%$873,0002.4K
41ALPS TRUST ETF ALERIAN MLPETF0.52%$859,00026.2K
42BLACKROCK LIMITED DURATION INCOME TRUSTCEF0.52%$855,00050.7K
43CFGCITIZENS FINL GROUP INC COMStock0.52%$852,00018.0K
44TJXTJX COS INC NEW COMStock0.51%$839,00011.1K
45ALBALBEMARLE CORPStock0.51%$837,0003.6K
46ISHARES CORE S&P MID CAP ETFETF0.51%$831,0002.9K
47MIYMUNIYIELD MICH INSD FD INCCEF0.50%$823,00053.6K
48DHRDANAHER CORPStock0.50%$815,0002.5K
49NFLXNETFLIX COM INCStock0.50%$815,0001.4K
50TRVCCITIGROUP INCStock0.50%$814,00013.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M153May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M154Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$205M154Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M155Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$171M153May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$174M159Feb 5, 2025RESTATEMENTchanges · EDGAR ↗
Q3 2024$171M160Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$161M158Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$163M160May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M154Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$135M144Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M149Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review408May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review148Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$125M140Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$134M146Aug 26, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$157M155May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$164M154Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$144M148Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$142M147Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$141M146May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$117M139Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$114M131Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$111M133Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M129May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$119M135Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$118M138Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M147Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$119M146May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M138Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.