SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Pointe Capital Management LLC

CIK 0001640335 · 102 KERCHEVAL AVE., SUITE 200, GROSSE POINTE FARMS, MI, 48236 · 3138827100

Reported Value
$117M
Q4 2020
Positions
139
Filings on Record
32
2019–present window
Filed
Feb 12, 2021
original filing

Summary

Pointe Capital Management LLC reported $117M in U.S.-listed holdings across 139 positions for Q4 2020.

Its largest position, Ishares 1 3 Yr Credit Bond Etf, represents 5.7% of the portfolio.

Compared with Q3 2020, the fund opened 13 new positions and exited 5.

Portfolio Metrics

Turnover
+7.4%
vs prior filed quarter
Top-10 Concentration
+36.4%
share of reported value
Largest Position
+5.7%
Ishares 1 3 Yr Credit Bond Etf
New / Exited
13 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $119MQ2 ’19: $121MQ3 ’19: $118MQ4 ’19: $119MQ4 ’19Q1 ’20: $103MQ2 ’20: $111MQ3 ’20: $114MQ4 ’20: $117MQ4 ’20Q1 ’21: $141MQ2 ’21: $142MQ3 ’21: $144MQ4 ’21: $164MQ4 ’21Q1 ’22: $157MQ2 ’22: $134MQ3 ’22: $125MQ2 ’23: $132MQ2 ’23Q3 ’23: $135MQ4 ’23: $144MQ1 ’24: $163MQ2 ’24: $161MQ2 ’24Q3 ’24: $171MQ4 ’24: $174MQ1 ’25: $171MQ2 ’25: $193MQ2 ’25Q3 ’25: $205MQ4 ’25: $202MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
ETP: 39.7%Common Stock: 39.0%Closed-End Fund: 11.9%Other: 5.3%MLP: 2.9%Other: 1.2%
  • ETP · 39.7% · $47M
  • Common Stock · 39.0% · $46M
  • Closed-End Fund · 11.9% · $14M
  • Other · 5.3% · $6M
  • MLP · 2.9% · $3M
  • Other · 1.2% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO NASDAQ NEXT GEN 100 ETFNEW+17.9K17.9K+$551,000$551,000
BABOEING CO COMNEW+2.5K2.5K+$532,000$532,000
VUGVANGUARD GROWTH ETFNEW+1.9K1.9K+$484,000$484,000
VTVVANGUARD VALUE INDEX FUNDNEW+3.1K3.1K+$366,000$366,000
SCHWCHARLES SCHWAB CORPNEW+5.4K5.4K+$287,000$287,000
EATON CORP PLC SHSNEW+2.0K2.0K+$246,000$246,000
XLFFINANCIAL SELECT SECTOR SPDRNEW+8.2K8.2K+$243,000$243,000
ISHARES U.S. FINANCIAL SERVICES ETFNEW+1.6K1.6K+$240,000$240,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES 1-3 YR CREDIT BOND ETFETF5.72%$7M121.6K
2VANGUARD HIGH DIVIDEND YIELD ETFETF5.40%$6M69.2K
3BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock3.86%$5M19.5K
4VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF3.69%$4M52.0K
5ISHARES CORE MSCI EMERGING MARKETS ETFETF3.39%$4M64.1K
6ISHARES RUSSELL 1000 GROWTH ETFETF3.35%$4M16.3K
7ISHARES 1-3 YR TREASURY BOND ETFETF3.18%$4M43.1K
8ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFETF2.87%$3M54.5K
9CALAMOS STRATEGIC TOTAL RETURN FDCEF2.55%$3M189.4K
10XETYXEATON VANCE TAX MANAGEDhistory →CEF2.36%$3M225.4K
11AAPLAPPLE INChistory →Stock1.91%$2M16.9K
12XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITYhistory →CEF1.72%$2M230.0K
13ALLIANZGI DIVIDEND INT & PRMIU COMCEF1.71%$2M148.9K
14AMZNAMAZON.COM INChistory →Stock1.68%$2M605
15MSFTMICROSOFThistory →Stock1.67%$2M8.8K
16BLACKROCK LIMITED DURATION INCOME TRUSTCEF1.26%$1M92.9K
17JPMJPMORGAN CHASE & CO COMhistory →Stock1.16%$1M10.7K
18COSTCOSTCO WHOLESALE CORPhistory →Stock1.14%$1M3.5K
19RTXRAYTHEON TECHNOLOGIES CORP COMhistory →Stock1.09%$1M17.8K
20VANGUARD SHORT TERM BONDETF1.05%$1M14.8K
21EPDENTERPRISE PRODS PARTNERS L PStock0.99%$1M59.2K
22ISHARES MSCI EAFE MIN VOL FACTOR ETFETF0.96%$1M15.3K
23GQ9SPDR GOLD ETFETF0.93%$1M6.1K
24ALPS TRUST ETF ALERIAN MLPETF0.93%$1M42.6K
25ETFMG PRIME CYBER SECURITY ETFETF0.90%$1M18.4K
26ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITYCEF0.90%$1M101.8K
27METAFACEBOOK INC CL AStock0.85%$998,0003.7K
28NUVEEN MICH QUALITY INCOME MUN FD INCCEF0.84%$989,00067.0K
29ISHARES RUSSELL 2000 ETFETF0.84%$986,0005.0K
30UNPUNION PAC CORP COMStock0.84%$984,0004.7K
31KMBKIMBERLY-CLARK CORP COMStock0.83%$972,0007.2K
32MAMASTERCARD INCStock0.83%$970,0002.7K
33QCOMQUALCOMM INCStock0.81%$954,0006.3K
34VANGUARD TOTAL INTERNATIONAL BOND ETFETF0.76%$895,00015.3K
35GOOGALPHABET INC CAP STK CL CStock0.73%$855,000488
36TXNTEXAS INSTRS INC COMStock0.72%$841,0005.1K
37MIYMUNIYIELD MICH INSD FD INCCEF0.71%$838,00057.5K
38CSCOCISCO SYS INCStock0.67%$786,00017.6K
39NFLXNETFLIX COM INCStock0.64%$754,0001.4K
40WEPMAGELLAN MIDSTREAM PARTNERS LPStock0.61%$714,00016.8K
41TRVCCITIGROUP INCStock0.61%$710,00011.5K
42XEVVXEATON VANCE LTD DURATION INCOME FDCEF0.59%$697,00055.7K
43ZBHZIMMER HLDGS INCStock0.59%$688,0004.5K
44CMCSACOMCAST CORP NEW CL AStock0.58%$682,00013.0K
45SPDR DOW JONES INDUSTRIAL ETFETF0.58%$676,0002.2K
46PGPROCTER AND GAMBLE CO COMStock0.57%$673,0004.8K
47VVISA INCStock0.57%$667,0003.0K
48MEDTRONIC PLC SHSStock0.56%$658,0005.6K
49GOOGLGOOGLE INCStock0.54%$634,000362
50UNHUNITEDHEALTH GROUPStock0.53%$624,0001.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M153May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M154Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$205M154Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M155Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$171M153May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$174M159Feb 5, 2025RESTATEMENTchanges · EDGAR ↗
Q3 2024$171M160Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$161M158Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$163M160May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M154Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$135M144Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M149Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review408May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review148Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$125M140Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$134M146Aug 26, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$157M155May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$164M154Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$144M148Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$142M147Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$141M146May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$117M139Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$114M131Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$111M133Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M129May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$119M135Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$118M138Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M147Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$119M146May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M138Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.