SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Pointe Capital Management LLC

CIK 0001640335 · 102 KERCHEVAL AVE., SUITE 200, GROSSE POINTE FARMS, MI, 48236 · 3138827100

Reported Value
$118M
Q3 2019
Positions
138
Filings on Record
32
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Pointe Capital Management LLC reported $118M in U.S.-listed holdings across 138 positions for Q3 2019.

Its largest position, BRK/B, represents 4.6% of the portfolio.

Compared with Q2 2019, the fund opened 3 new positions and exited 12.

Portfolio Metrics

Turnover
+8.0%
vs prior filed quarter
Top-10 Concentration
+29.8%
share of reported value
Largest Position
+4.6%
Berkshire Hathaway
New / Exited
3 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $119MQ2 ’19: $121MQ3 ’19: $118MQ4 ’19: $119MQ4 ’19Q1 ’20: $103MQ2 ’20: $111MQ3 ’20: $114MQ4 ’20: $117MQ4 ’20Q1 ’21: $141MQ2 ’21: $142MQ3 ’21: $144MQ4 ’21: $164MQ4 ’21Q1 ’22: $157MQ2 ’22: $134MQ3 ’22: $125MQ2 ’23: $132MQ2 ’23Q3 ’23: $135MQ4 ’23: $144MQ1 ’24: $163MQ2 ’24: $161MQ2 ’24Q3 ’24: $171MQ4 ’24: $174MQ1 ’25: $171MQ2 ’25: $193MQ2 ’25Q3 ’25: $205MQ4 ’25: $202MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 41.0%ETP: 28.6%Closed-End Fund: 13.9%MLP: 9.2%Other: 6.0%Other: 1.3%
  • Common Stock · 41.0% · $48M
  • ETP · 28.6% · $34M
  • Closed-End Fund · 13.9% · $16M
  • MLP · 9.2% · $11M
  • Other · 6.0% · $7M
  • Other · 1.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TRVCCITIGROUP INCNEW+3.6K3.6K+$246,000$246,000
CTVACORTEVA INC COMNEW+8.8K8.8K+$245,000$245,000
SCHWCHARLES SCHWAB CORPNEW+5.6K5.6K+$236,000$236,000
FXBCURRENCYSHARES BRIT POUND STERLING TR BRITSOLD OUT−3.4K0−$417,000$0
VICTORYSHARES US LARGE CAP HIGH DIV VOLATILITY WTD ETFSOLD OUT−8.8K0−$412,000$0
DWDPEURDUPONT DE NEMOURS INC COMSOLD OUT−5.1K0−$380,000$0
ANDEAVOR LOGISTICS LP COM UNIT LP INTSOLD OUT−8.2K0−$299,000$0
FXECURRENCY SHARES EURO TR EUROSOLD OUT−2.7K0−$295,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock4.65%$5M26.4K
2VANGUARD HIGH DIVIDEND YIELD ETFETF4.00%$5M53.3K
3VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF3.14%$4M45.8K
4XETYXEATON VANCE TAX MANAGEDhistory →CEF2.93%$3M291.1K
5ORCLORACLE CORPORATIONhistory →Stock2.93%$3M6.3K
6ISHARES 1-3 YR CREDIT BOND ETFETF2.67%$3M58.8K
7LENLENNAR CORP CL Ahistory →Stock2.49%$3M5.3K
8AMLPUSDALPS TRUST ETF ALERIAN MLPhistory →ETF2.40%$3M310.3K
9CALAMOS STRATEGIC TOTAL RETURN FDCEF2.36%$3M218.6K
10ISHARES CORE MSCI EMERGING MARKETS ETFETF2.22%$3M53.6K
11EPDENTERPRISE PRODS PARTNERS L Phistory →Stock2.15%$3M88.9K
12ISHARES 1-3 YR TREASURY BOND ETFETF2.10%$2M29.2K
13ALLIANZGI NFJ DIVID INT & PREM COMCEF2.05%$2M198.1K
14ISHARES EDGE MSCI MIN VOL EAFE ETFETF1.78%$2M28.7K
15XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITYhistory →CEF1.76%$2M252.8K
16ISHARES RUSSELL 1000 GROWTH ETFETF1.55%$2M11.5K
17UTXZUNITED TECHNOLOGIES CORP COMhistory →Stock1.53%$2M13.2K
18OKEONEOK INC NEW COMhistory →Stock1.49%$2M23.8K
19ETENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIPhistory →Stock1.45%$2M130.8K
20WEPMAGELLAN MIDSTREAM PARTNERS LPhistory →Stock1.43%$2M25.5K
21MSFTMICROSOFThistory →Stock1.36%$2M11.6K
22BLACKROCK LIMITED DURATION INCOME TRUSTCEF1.36%$2M102.7K
23VANGUARD SHORT TERM BONDETF1.32%$2M19.3K
24MPLXMPLX LP COM UNIT REPSTG LTD PARTNER INThistory →Stock1.25%$1M52.7K
25PAAPLAINS ALL AMERICAN PIPELINE LPhistory →Stock1.17%$1M66.4K
26AAPLAPPLE INChistory →Stock1.02%$1M5.4K
27ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITYCEF0.97%$1M124.3K
28KMIKINDER MORGAN INCStock0.93%$1M53.4K
29AMZNAMAZON.COM INCStock0.93%$1M630
30ISHARES RUSSELL 2000 VALUEETF0.91%$1M9.0K
31MAMASTERCARD INCStock0.88%$1M3.8K
32COSTCOSTCO WHOLESALE CORPStock0.86%$1M3.5K
33WMBWILLIAMS COS INC DEL COMStock0.84%$993,00041.3K
34JPMJPMORGAN CHASE & CO COMStock0.83%$975,0008.3K
35ISHARES MSCI EAFE ETFETF0.82%$973,00014.9K
36PSXPUSDPHILLIPS 66 PARTNERS LPStock0.80%$946,00016.7K
37NUVEEN MICH QUALITY INCOME MUN FD INCCEF0.79%$936,00067.0K
38UNPUNION PACIFIC CORP COMStock0.76%$899,0005.5K
39ETFMG PRIME CYBER SECURITY ETFETF0.71%$834,00022.3K
40TXNTEXAS INSTRS INC COMStock0.70%$832,0006.4K
41MIYMUNIYIELD MICH INSD FD INCCEF0.70%$822,00058.5K
42ISHARES RUSSELL 2000 ETFETF0.69%$819,0005.4K
43AMJEURJP MORGAN ALERIAN MLP ETNETF0.67%$786,00033.8K
44XEVVXEATON VANCE LTD DURATION INCOME FDCEF0.65%$766,00061.3K
45VANGUARD REIT INDEX ETFETF0.65%$762,0008.2K
46MDLZMONDELEZ INTL INC CL AStock0.64%$751,00013.6K
47GOOGALPHABET INC CAP STK CL CStock0.60%$708,000581
48MEDTRONIC PLC SHSStock0.59%$698,0006.4K
498CWCROWN CASTLE INTL CORPREIT0.59%$697,0005.0K
50CFGCITIZENS FINL GROUP INC COMStock0.57%$674,00019.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M153May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M154Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$205M154Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M155Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$171M153May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$174M159Feb 5, 2025RESTATEMENTchanges · EDGAR ↗
Q3 2024$171M160Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$161M158Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$163M160May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M154Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$135M144Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M149Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review408May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review148Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$125M140Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$134M146Aug 26, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$157M155May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$164M154Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$144M148Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$142M147Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$141M146May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$117M139Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$114M131Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$111M133Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M129May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$119M135Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$118M138Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M147Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$119M146May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M138Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.