SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Pointe Capital Management LLC

CIK 0001640335 · 102 KERCHEVAL AVE., SUITE 200, GROSSE POINTE FARMS, MI, 48236 · 3138827100

Reported Value
$141M
Q1 2021
Positions
146
Filings on Record
32
2019–present window
Filed
May 11, 2021
original filing

Summary

Pointe Capital Management LLC reported $141M in U.S.-listed holdings across 146 positions for Q1 2021.

Its largest position, DWD, represents 7.3% of the portfolio.

Compared with Q4 2020, the fund opened 14 new positions and exited 7.

Portfolio Metrics

Turnover
+4.9%
vs prior filed quarter
Top-10 Concentration
+39.0%
share of reported value
Largest Position
+7.3%
Morgan Stanley
New / Exited
14 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $119MQ2 ’19: $121MQ3 ’19: $118MQ4 ’19: $119MQ4 ’19Q1 ’20: $103MQ2 ’20: $111MQ3 ’20: $114MQ4 ’20: $117MQ4 ’20Q1 ’21: $141MQ2 ’21: $142MQ3 ’21: $144MQ4 ’21: $164MQ4 ’21Q1 ’22: $157MQ2 ’22: $134MQ3 ’22: $125MQ2 ’23: $132MQ2 ’23Q3 ’23: $135MQ4 ’23: $144MQ1 ’24: $163MQ2 ’24: $161MQ2 ’24Q3 ’24: $171MQ4 ’24: $174MQ1 ’25: $171MQ2 ’25: $193MQ2 ’25Q3 ’25: $205MQ4 ’25: $202MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 46.3%ETP: 36.0%Closed-End Fund: 11.5%MLP: 2.6%Other: 2.5%Other: 1.1%
  • Common Stock · 46.3% · $65M
  • ETP · 36.0% · $51M
  • Closed-End Fund · 11.5% · $16M
  • MLP · 2.6% · $4M
  • Other · 2.5% · $4M
  • Other · 1.1% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DWDMORGAN STANLEYNEW+131.9K131.9K+$10M$10M
IIIINFORMATION SVCS GROUP INCNEW+1.10M1.10M+$5M$5M
VIRTUS DIVIDEND INTEREST & PR COMNEW+129.2K129.2K+$2M$2M
XNEAXNUVEEN AMT FREE QLTY MUN INCME COMNEW+65.1K65.1K+$964,000$964,000
VANECK VECTORS INVESTMENT GRADE FLOATING RATE ETFNEW+20.8K20.8K+$528,000$528,000
VANGUARD FTSE EMERGING MARKETS ETFNEW+8.2K8.2K+$427,000$427,000
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFNEW+7.8K7.8K+$322,000$322,000
HUBBHUBBELL INC COMNEW+1.3K1.3K+$240,000$240,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1DWDMORGAN STANLEYhistory →Stock7.26%$10M131.9K
2VANGUARD HIGH DIVIDEND YIELD ETFETF5.42%$8M75.7K
3ISHARES 1-3 YR CREDIT BOND ETFETF4.85%$7M125.1K
4IIIINFORMATION SVCS GROUP INChistory →Stock3.42%$5M1.10M
5BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock3.35%$5M18.5K
6VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF3.30%$5M56.5K
7ISHARES CORE MSCI EMERGING MARKETS ETFETF3.22%$5M70.6K
8ISHARES RUSSELL 1000 GROWTH ETFETF3.01%$4M17.5K
9ISHARES 1-3 YR TREASURY BOND ETFETF2.92%$4M47.9K
10ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFETF2.29%$3M54.5K
11CALAMOS STRATEGIC TOTAL RETURN FDCEF2.26%$3M185.2K
12XETYXEATON VANCE TAX MANAGEDhistory →CEF1.85%$3M204.1K
13MSFTMICROSOFThistory →Stock1.49%$2M8.9K
14AAPLAPPLE INChistory →Stock1.47%$2M17.0K
15XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITYhistory →CEF1.37%$2M208.5K
16AMZNAMAZON.COM INChistory →Stock1.30%$2M593
17VIRTUS DIVIDEND INTEREST & PR COMCEF1.26%$2M129.2K
18JPMJPMORGAN CHASE & CO COMhistory →Stock1.13%$2M10.5K
19BLACKROCK LIMITED DURATION INCOME TRUSTCEF1.06%$1M89.5K
20RTXRAYTHEON TECHNOLOGIES CORP COMStock0.98%$1M17.9K
21EPDENTERPRISE PRODS PARTNERS L PStock0.90%$1M57.5K
22COSTCOSTCO WHOLESALE CORPStock0.89%$1M3.5K
23VANGUARD TOTAL INTERNATIONAL BOND ETFETF0.86%$1M21.3K
24ISHARES RUSSELL 2000 ETFETF0.86%$1M5.5K
25ALPS TRUST ETF ALERIAN MLPETF0.85%$1M39.2K
26VANGUARD SHORT TERM BONDETF0.84%$1M14.5K
27GQ9SPDR GOLD ETFETF0.83%$1M7.3K
28GOOGALPHABET INC CAP STK CL CStock0.80%$1M543
29METAFACEBOOK INC CL AStock0.77%$1M3.7K
30UNPUNION PAC CORP COMStock0.74%$1M4.8K
31CSCOCISCO SYS INCStock0.72%$1M19.8K
32ISHARES MSCI EAFE MIN VOL FACTOR ETFETF0.72%$1M13.9K
33ETFMG PRIME CYBER SECURITY ETFETF0.70%$990,00018.0K
34MAMASTERCARD INCStock0.69%$981,0002.8K
35KMBKIMBERLY-CLARK CORP COMStock0.69%$980,0007.0K
36TXNTEXAS INSTRS INC COMStock0.69%$978,0005.2K
37XNEAXNUVEEN AMT FREE QLTY MUN INCME COMCEF0.68%$964,00065.1K
38ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITYCEF0.62%$882,00081.8K
39MIYMUNIYIELD MICH INSD FD INCCEF0.61%$865,00057.5K
40TRVCCITIGROUP INCStock0.60%$850,00011.7K
41QCOMQUALCOMM INCStock0.60%$849,0006.4K
42GOOGLGOOGLE INCStock0.54%$765,000371
43CFGCITIZENS FINL GROUP INC COMStock0.53%$755,00017.1K
44NFLXNETFLIX COM INCStock0.53%$742,0001.4K
45ZBHZIMMER HLDGS INCStock0.50%$711,0004.4K
46WEPMAGELLAN MIDSTREAM PARTNERS LPStock0.50%$711,00016.4K
47CMCSACOMCAST CORP NEW CL AStock0.50%$701,00012.9K
48TJXTJX COS INC NEW COMStock0.49%$694,00010.5K
49ISHARES CORE S&P MID CAP ETFETF0.48%$680,0002.6K
50MEDTRONIC PLC SHSStock0.48%$678,0005.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M153May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M154Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$205M154Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M155Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$171M153May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$174M159Feb 5, 2025RESTATEMENTchanges · EDGAR ↗
Q3 2024$171M160Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$161M158Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$163M160May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M154Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$135M144Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M149Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review408May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review148Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$125M140Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$134M146Aug 26, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$157M155May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$164M154Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$144M148Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$142M147Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$141M146May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$117M139Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$114M131Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$111M133Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M129May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$119M135Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$118M138Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M147Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$119M146May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M138Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.