SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Pointe Capital Management LLC

CIK 0001640335 · 102 KERCHEVAL AVE., SUITE 200, GROSSE POINTE FARMS, MI, 48236 · 3138827100

Reported Value
$114M
Q3 2020
Positions
131
Filings on Record
32
2019–present window
Filed
Nov 5, 2020
original filing

Summary

Pointe Capital Management LLC reported $114M in U.S.-listed holdings across 131 positions for Q3 2020.

Its largest position, Ishares 1 3 Yr Credit Bond Etf, represents 5.8% of the portfolio.

Compared with Q2 2020, the fund opened 4 new positions and exited 6.

Portfolio Metrics

Turnover
+4.5%
vs prior filed quarter
Top-10 Concentration
+36.3%
share of reported value
Largest Position
+5.8%
Ishares 1 3 Yr Credit Bond Etf
New / Exited
4 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $119MQ2 ’19: $121MQ3 ’19: $118MQ4 ’19: $119MQ4 ’19Q1 ’20: $103MQ2 ’20: $111MQ3 ’20: $114MQ4 ’20: $117MQ4 ’20Q1 ’21: $141MQ2 ’21: $142MQ3 ’21: $144MQ4 ’21: $164MQ4 ’21Q1 ’22: $157MQ2 ’22: $134MQ3 ’22: $125MQ2 ’23: $132MQ2 ’23Q3 ’23: $135MQ4 ’23: $144MQ1 ’24: $163MQ2 ’24: $161MQ2 ’24Q3 ’24: $171MQ4 ’24: $174MQ1 ’25: $171MQ2 ’25: $193MQ2 ’25Q3 ’25: $205MQ4 ’25: $202MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
ETP: 40.3%Common Stock: 39.4%Closed-End Fund: 11.3%Other: 4.8%MLP: 3.0%Other: 1.3%
  • ETP · 40.3% · $46M
  • Common Stock · 39.4% · $45M
  • Closed-End Fund · 11.3% · $13M
  • Other · 4.8% · $5M
  • MLP · 3.0% · $3M
  • Other · 1.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ATLANTICA SUSTAINABLE INFR PLC SHSNEW+10.6K10.6K+$303,000$303,000
NSCNORFOLK SOUTHERN CRPNEW+1.1K1.1K+$229,000$229,000
APDAIR PRODS & CHEMS INC COMNEW+739739+$220,000$220,000
DLTRDOLLAR TREE INC COMNEW+2.4K2.4K+$218,000$218,000
AAPLAPPLE INCADDED+14.9K20.0K+$433,000$2M
NDQPOWERSHARES QQQ TRSOLD OUT−1.9K0−$460,000$0
SILICOM LTD ORDSOLD OUT−10.8K0−$395,000$0
INTCINTEL CORP COMSOLD OUT−4.5K0−$271,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES 1-3 YR CREDIT BOND ETFETF5.81%$7M121.0K
2VANGUARD HIGH DIVIDEND YIELD ETFETF5.02%$6M70.9K
3BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock3.89%$4M20.9K
4VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF3.67%$4M50.6K
5ISHARES MSCI EAFE MIN VOL FACTOR ETFETF3.42%$4M57.4K
6ISHARES 1-3 YR TREASURY BOND ETFETF3.23%$4M42.7K
7ISHARES RUSSELL 1000 GROWTH ETFETF3.13%$4M16.5K
8ISHARES CORE MSCI EMERGING MARKETS ETFETF2.98%$3M64.7K
9ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFETF2.90%$3M54.5K
10XETYXEATON VANCE TAX MANAGEDhistory →CEF2.27%$3M238.9K
11CALAMOS STRATEGIC TOTAL RETURN FDCEF2.26%$3M192.5K
12AAPLAPPLE INChistory →Stock2.03%$2M20.0K
13MSFTMICROSOFThistory →Stock1.93%$2M10.5K
14AMZNAMAZON.COM INChistory →Stock1.75%$2M636
15ALLIANZGI DIVIDEND INT & PRMIU COMCEF1.68%$2M162.8K
16XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITYhistory →CEF1.56%$2M243.0K
17ALPS TRUST ETF ALERIAN MLPETF1.47%$2M84.1K
18VANGUARD SHORT TERM BONDETF1.13%$1M15.6K
19BLACKROCK LIMITED DURATION INCOME TRUSTCEF1.13%$1M87.7K
20COSTCOSTCO WHOLESALE CORPhistory →Stock1.10%$1M3.5K
21MAMASTERCARD INChistory →Stock1.02%$1M3.5K
22GQ9SPDR GOLD ETFETF0.97%$1M6.3K
23KMBKIMBERLY-CLARK CORP COMStock0.97%$1M7.5K
24UNPUNION PAC CORP COMStock0.95%$1M5.5K
25EPDENTERPRISE PRODS PARTNERS L PStock0.95%$1M68.7K
26RTXRAYTHEON TECHNOLOGIES CORP COMStock0.94%$1M18.7K
27TXNTEXAS INSTRS INC COMStock0.93%$1M7.4K
28JPMJPMORGAN CHASE & CO COMStock0.90%$1M10.7K
29ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITYCEF0.89%$1M106.7K
30METAFACEBOOK INC CL AStock0.84%$961,0003.7K
31ISHARES MSCI EAFE ETFETF0.84%$959,00015.1K
32NUVEEN MICH QUALITY INCOME MUN FD INCCEF0.83%$950,00067.0K
33NFLXNETFLIX COM INCStock0.78%$897,0001.8K
34ETFMG PRIME CYBER SECURITY ETFETF0.78%$887,00019.1K
35VANGUARD TOTAL INTERNATIONAL BOND ETFETF0.74%$848,00014.6K
36MIYMUNIYIELD MICH INSD FD INCCEF0.72%$821,00058.5K
37GOOGALPHABET INC CAP STK CL CStock0.71%$813,000553
38QCOMQUALCOMM INCStock0.69%$791,0006.7K
39MDLZMONDELEZ INTL INC CL AStock0.65%$749,00013.0K
408CWCROWN CASTLE INTL CORPREIT0.63%$715,0004.3K
41ISHARES RUSSELL 2000 ETFETF0.61%$701,0004.7K
42DHRDANAHER CORPStock0.60%$687,0003.2K
43CSCOCISCO SYS INCStock0.60%$683,00017.3K
44VVISA INCStock0.59%$677,0003.4K
45PGPROCTER AND GAMBLE CO COMStock0.59%$672,0004.8K
46WEPMAGELLAN MIDSTREAM PARTNERS LPStock0.58%$668,00019.5K
47ZBHZIMMER HLDGS INCStock0.58%$666,0004.9K
48MEDTRONIC PLC SHSStock0.58%$664,0006.4K
49WMBWILLIAMS COS INC COMStock0.57%$655,00033.3K
50XEVVXEATON VANCE LTD DURATION INCOME FDCEF0.56%$641,00056.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M153May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M154Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$205M154Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M155Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$171M153May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$174M159Feb 5, 2025RESTATEMENTchanges · EDGAR ↗
Q3 2024$171M160Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$161M158Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$163M160May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M154Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$135M144Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M149Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review408May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review148Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$125M140Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$134M146Aug 26, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$157M155May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$164M154Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$144M148Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$142M147Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$141M146May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$117M139Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$114M131Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$111M133Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M129May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$119M135Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$118M138Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M147Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$119M146May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M138Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.