SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Pointe Capital Management LLC

CIK 0001640335 · 102 KERCHEVAL AVE., SUITE 200, GROSSE POINTE FARMS, MI, 48236 · 3138827100

Reported Value
$119M
Q4 2019
Positions
135
Filings on Record
32
2019–present window
Filed
Feb 4, 2020
original filing

Summary

Pointe Capital Management LLC reported $119M in U.S.-listed holdings across 135 positions for Q4 2019.

Its largest position, Ishares 1 3 Yr Credit Bond Etf, represents 4.9% of the portfolio.

Compared with Q3 2019, the fund opened 3 new positions and exited 6.

Portfolio Metrics

Turnover
+8.5%
vs prior filed quarter
Top-10 Concentration
+31.9%
share of reported value
Largest Position
+4.9%
Ishares 1 3 Yr Credit Bond Etf
New / Exited
3 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $119MQ2 ’19: $121MQ3 ’19: $118MQ4 ’19: $119MQ4 ’19Q1 ’20: $103MQ2 ’20: $111MQ3 ’20: $114MQ4 ’20: $117MQ4 ’20Q1 ’21: $141MQ2 ’21: $142MQ3 ’21: $144MQ4 ’21: $164MQ4 ’21Q1 ’22: $157MQ2 ’22: $134MQ3 ’22: $125MQ2 ’23: $132MQ2 ’23Q3 ’23: $135MQ4 ’23: $144MQ1 ’24: $163MQ2 ’24: $161MQ2 ’24Q3 ’24: $171MQ4 ’24: $174MQ1 ’25: $171MQ2 ’25: $193MQ2 ’25Q3 ’25: $205MQ4 ’25: $202MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 38.6%ETP: 32.9%Closed-End Fund: 13.4%MLP: 7.9%Other: 5.9%Other: 1.4%
  • Common Stock · 38.6% · $46M
  • ETP · 32.9% · $39M
  • Closed-End Fund · 13.4% · $16M
  • MLP · 7.9% · $9M
  • Other · 5.9% · $7M
  • Other · 1.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NSCNORFOLK SOUTHERN CRPNEW+1.1K1.1K+$208,000$208,000
SPDR S&P 500 ETFNEW+646646+$208,000$208,000
MOALTRIA GROUP INC COMNEW+4.2K4.2K+$207,000$207,000
WESWESTERN MIDSTREAM PARTNERS LP COM UNIT LP INTSOLD OUT−26.0K0−$647,000$0
EQMUSDEQM MIDSTREAM PARTNERS LP UNIT LTD PARTNSOLD OUT−12.8K0−$418,000$0
TALLGRASS ENERGY LP CLASS A SHSSOLD OUT−17.3K0−$348,000$0
PAGPEURPLAINS GP HLDGS LP SHS CL A REPSTG LTD PARTNER INTSOLD OUT−9.9K0−$210,000$0
BABOEING CO COMSOLD OUT−4300−$164,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES 1-3 YR CREDIT BOND ETFETF4.87%$6M108.1K
2BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock4.72%$6M24.9K
3VANGUARD HIGH DIVIDEND YIELD ETFETF4.41%$5M56.1K
4VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF3.22%$4M47.3K
5XETYXEATON VANCE TAX MANAGEDhistory →CEF2.78%$3M264.5K
6ISHARES CORE MSCI EMERGING MARKETS ETFETF2.57%$3M57.0K
7CALAMOS STRATEGIC TOTAL RETURN FDCEF2.46%$3M215.2K
8ISHARES 1-3 YR TREASURY BOND ETFETF2.43%$3M34.3K
9AMLPUSDALPS TRUST ETF ALERIAN MLPhistory →ETF2.24%$3M313.6K
10ISHARES EDGE MSCI MIN VOL EAFE ETFETF2.15%$3M34.4K
11EPDENTERPRISE PRODS PARTNERS L Phistory →Stock2.07%$2M87.5K
12ALLIANZGI NFJ DIVID INT & PREM COMCEF2.00%$2M182.9K
13ISHARES RUSSELL 1000 GROWTH ETFETF1.92%$2M13.0K
14UTXZUNITED TECHNOLOGIES CORP COMhistory →Stock1.76%$2M14.0K
15XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITYhistory →CEF1.74%$2M236.3K
16OKEONEOK INC NEW COMhistory →Stock1.55%$2M24.4K
17MSFTMICROSOFThistory →Stock1.49%$2M11.3K
18WEPMAGELLAN MIDSTREAM PARTNERS LPhistory →Stock1.43%$2M27.1K
19BLACKROCK LIMITED DURATION INCOME TRUSTCEF1.37%$2M99.5K
20AAPLAPPLE INChistory →Stock1.36%$2M5.5K
21ETENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIPhistory →Stock1.32%$2M122.7K
22VANGUARD SHORT TERM BONDETF1.23%$1M18.2K
23MPLXMPLX LP COM UNIT REPSTG LTD PARTNER INThistory →Stock1.06%$1M49.5K
24PAAPLAINS ALL AMERICAN PIPELINE LPhistory →Stock1.03%$1M66.8K
25PSXPUSDPHILLIPS 66 PARTNERS LPhistory →Stock1.01%$1M19.6K
26AMZNAMAZON.COM INChistory →Stock1.01%$1M651
27WMBWILLIAMS COS INC DEL COMStock0.98%$1M49.3K
28JPMJPMORGAN CHASE & CO COMStock0.97%$1M8.3K
29KMIKINDER MORGAN INCStock0.92%$1M51.7K
30MAMASTERCARD INCStock0.89%$1M3.6K
31COSTCOSTCO WHOLESALE CORPStock0.87%$1M3.5K
32ISHARES MSCI EAFE ETFETF0.87%$1M14.9K
33ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITYCEF0.86%$1M109.4K
34UNPUNION PACIFIC CORP COMStock0.84%$1M5.5K
35ISHARES RUSSELL 2000 ETFETF0.84%$995,0006.0K
36NUVEEN MICH QUALITY INCOME MUN FD INCCEF0.80%$948,00067.0K
37TXNTEXAS INSTRS INC COMStock0.78%$932,0007.3K
38ETFMG PRIME CYBER SECURITY ETFETF0.78%$926,00022.3K
39ISHARES RUSSELL 2000 VALUEETF0.73%$867,0006.7K
40MIYMUNIYIELD MICH INSD FD INCCEF0.70%$831,00058.5K
41LNGCHENIERE ENERGY INC COM NEWStock0.69%$818,00013.4K
42VANGUARD REIT INDEX ETFETF0.68%$808,0008.7K
43XEVVXEATON VANCE LTD DURATION INCOME FDCEF0.68%$805,00060.8K
44AMJEURJP MORGAN ALERIAN MLP ETNETF0.67%$796,00036.5K
45ISHARES MSCI EAFE SMALL CAP ETFETF0.65%$777,00012.5K
46GOOGALPHABET INC CAP STK CL CStock0.65%$776,000580
47CFGCITIZENS FINL GROUP INC COMStock0.65%$772,00019.0K
48MDLZMONDELEZ INTL INC CL AStock0.63%$746,00013.5K
49MEDTRONIC PLC SHSStock0.61%$728,0006.4K
50METAFACEBOOK INC CL AStock0.60%$719,0003.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M153May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M154Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$205M154Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M155Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$171M153May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$174M159Feb 5, 2025RESTATEMENTchanges · EDGAR ↗
Q3 2024$171M160Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$161M158Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$163M160May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M154Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$135M144Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M149Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review408May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review148Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$125M140Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$134M146Aug 26, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$157M155May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$164M154Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$144M148Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$142M147Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$141M146May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$117M139Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$114M131Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$111M133Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M129May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$119M135Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$118M138Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M147Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$119M146May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M138Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.