SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Pointe Capital Management LLC

CIK 0001640335 · 102 KERCHEVAL AVE., SUITE 200, GROSSE POINTE FARMS, MI, 48236 · 3138827100

Reported Value
$142M
Q2 2021
Positions
147
Filings on Record
32
2019–present window
Filed
Aug 13, 2021
original filing

Summary

Pointe Capital Management LLC reported $142M in U.S.-listed holdings across 147 positions for Q2 2021.

Its largest position, Vanguard High Dividend Yield Etf, represents 6.1% of the portfolio.

Compared with Q1 2021, the fund opened 9 new positions and exited 8.

Portfolio Metrics

Turnover
+13.2%
vs prior filed quarter
Top-10 Concentration
+36.5%
share of reported value
Largest Position
+6.1%
Vanguard High Dividend Yield Etf
New / Exited
9 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $119MQ2 ’19: $121MQ3 ’19: $118MQ4 ’19: $119MQ4 ’19Q1 ’20: $103MQ2 ’20: $111MQ3 ’20: $114MQ4 ’20: $117MQ4 ’20Q1 ’21: $141MQ2 ’21: $142MQ3 ’21: $144MQ4 ’21: $164MQ4 ’21Q1 ’22: $157MQ2 ’22: $134MQ3 ’22: $125MQ2 ’23: $132MQ2 ’23Q3 ’23: $135MQ4 ’23: $144MQ1 ’24: $163MQ2 ’24: $161MQ2 ’24Q3 ’24: $171MQ4 ’24: $174MQ1 ’25: $171MQ2 ’25: $193MQ2 ’25Q3 ’25: $205MQ4 ’25: $202MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
ETP: 43.9%Common Stock: 39.1%Closed-End Fund: 10.8%MLP: 2.6%Other: 2.2%Other: 1.4%
  • ETP · 43.9% · $62M
  • Common Stock · 39.1% · $56M
  • Closed-End Fund · 10.8% · $15M
  • MLP · 2.6% · $4M
  • Other · 2.2% · $3M
  • Other · 1.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD SMALL CAP VALUE ETFNEW+3.4K3.4K+$594,000$594,000
TTDTHE TRADE DESK INC COM CL ANEW+3.9K3.9K+$302,000$302,000
OREALTY INCOME CORP COMNEW+4.1K4.1K+$273,000$273,000
ENBENBRIDGE INC COMNEW+5.6K5.6K+$223,000$223,000
MRSHMARSH & MCLENNAN COS INC COMNEW+1.6K1.6K+$219,000$219,000
VANGUARD EUROPEANNEW+3.1K3.1K+$207,000$207,000
APDAIR PRODS & CHEMS INC COMNEW+713713+$205,000$205,000
ORIOLD REP INTL CORP COMNEW+8.1K8.1K+$202,000$202,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD HIGH DIVIDEND YIELD ETFETF6.06%$9M82.2K
2ISHARES 1-3 YR CREDIT BOND ETFETF5.27%$7M136.6K
3VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF4.37%$6M75.1K
4ISHARES RUSSELL 1000 GROWTH ETFETF3.90%$6M20.4K
5ISHARES 1-3 YR TREASURY BOND ETFETF3.57%$5M58.8K
6BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock3.50%$5M17.9K
7ISHARES CORE MSCI EMERGING MARKETS ETFETF3.46%$5M73.4K
8ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFETF2.32%$3M54.5K
9CALAMOS STRATEGIC TOTAL RETURN FDCEF2.24%$3M175.3K
10XETYXEATON VANCE TAX MANAGEDhistory →CEF1.82%$3M183.6K
11VANGUARD TOTAL INTERNATIONAL BOND ETFETF1.75%$2M43.6K
12MSFTMICROSOFThistory →Stock1.63%$2M8.5K
13AAPLAPPLE INChistory →Stock1.59%$2M16.5K
14VANECK VECTORS INVESTMENT GRADE FLOATING RATE ETFETF1.49%$2M83.4K
15XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITYhistory →CEF1.40%$2M195.6K
16AMZNAMAZON.COM INChistory →Stock1.37%$2M565
17JPMJPMORGAN CHASE & CO COMhistory →Stock1.34%$2M12.3K
18VIRTUS DIVIDEND INTEREST & PR COMCEF1.28%$2M120.6K
19ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFETF1.21%$2M41.3K
20ALPS TRUST ETF ALERIAN MLPETF1.13%$2M44.2K
21GQ9SPDR GOLD ETFhistory →ETF1.13%$2M9.7K
22RTXRAYTHEON TECHNOLOGIES CORP COMhistory →Stock1.09%$2M18.1K
23EPDENTERPRISE PRODS PARTNERS L PStock0.99%$1M58.5K
24COSTCOSTCO WHOLESALE CORPStock0.99%$1M3.5K
25ISHARES RUSSELL 2000 ETFETF0.97%$1M6.0K
26GOOGALPHABET INC CAP STK CL CStock0.94%$1M531
27METAFACEBOOK INC CL AStock0.90%$1M3.7K
28VANGUARD SHORT TERM BONDETF0.82%$1M14.1K
29CSCOCISCO SYS INCStock0.77%$1M20.8K
30UNPUNION PAC CORP COMStock0.74%$1M4.8K
31ETFMG PRIME CYBER SECURITY ETFETF0.72%$1M17.0K
32MAMASTERCARD INCStock0.71%$1M2.8K
33TXNTEXAS INSTRS INC COMStock0.69%$986,0005.1K
34KMBKIMBERLY-CLARK CORP COMStock0.66%$944,0007.1K
35BLACKROCK LIMITED DURATION INCOME TRUSTCEF0.66%$937,00055.0K
36TRVCCITIGROUP INCStock0.63%$898,00012.7K
37GOOGLGOOGLE INCStock0.63%$896,000367
38QCOMQUALCOMM INCStock0.62%$878,0006.1K
39MIYMUNIYIELD MICH INSD FD INCCEF0.59%$834,00054.1K
40CFGCITIZENS FINL GROUP INC COMStock0.56%$802,00017.5K
41ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITYCEF0.56%$794,00068.9K
42LNGCHENIERE ENERGY INC COM NEWStock0.55%$782,0009.0K
43ISHARES CORE S&P MID CAP ETFETF0.53%$756,0002.8K
448CWCROWN CASTLE INTL CORPREIT0.53%$755,0003.9K
45ETENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIPStock0.53%$754,00070.9K
46XNEAXNUVEEN AMT FREE QLTY MUN INCME COMCEF0.53%$753,00047.9K
47NFLXNETFLIX COM INCStock0.53%$751,0001.4K
48CMCSACOMCAST CORP NEW CL AStock0.53%$749,00013.1K
49TJXTJX COS INC NEW COMStock0.52%$745,00011.1K
50WEPMAGELLAN MIDSTREAM PARTNERS LPStock0.52%$739,00015.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M153May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M154Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$205M154Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M155Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$171M153May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$174M159Feb 5, 2025RESTATEMENTchanges · EDGAR ↗
Q3 2024$171M160Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$161M158Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$163M160May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M154Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$135M144Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$132M149Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review408May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review148Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$125M140Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$134M146Aug 26, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$157M155May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$164M154Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$144M148Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$142M147Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$141M146May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$117M139Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$114M131Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$111M133Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M129May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$119M135Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$118M138Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M147Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$119M146May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M138Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.