Managers / Q4 2021 · view latest →
Capital Advisors, Ltd. LLC
CIK 0001597878 · 20600 CHAGRIN BLVD, SUITE 1115, SHAKER HEIGHTS, OH, 44122 · 2162957900
Reported Value
$620M
Q4 2021
Positions
979
Filings on Record
30
2019–present window
Filed
Feb 8, 2022
original filing
Summary
Capital Advisors, Ltd. LLC reported $620M in U.S.-listed holdings across 979 positions for Q4 2021.
The portfolio is heavily concentrated: IWF alone accounts for 38.4% of reported value.
Compared with Q3 2021, the fund opened 482 new positions and exited 9.
Portfolio Metrics
Turnover
+5.1%
vs prior filed quarter
Top-10 Concentration
+76.2%
share of reported value
Largest Position
+38.4%
Ishares Tr
New / Exited
482 / 9
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 87.6% · $543M
- Common Stock · 11.8% · $73M
- Other · 0.3% · $2M
- Closed-End Fund · 0.2% · $1M
- MLP · 0.1% · $506,000
- Other · 0.1% · $472,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| LISTED FD TR | NEW | +392.0K | 392.0K | +$10M | $10M |
| GENZVANECK ETF TRUST | NEW | +211.9K | 211.9K | +$9M | $9M |
| DTEDTE ENERGY CO | NEW | +4.4K | 4.4K | +$520,000 | $520,000 |
| J P MORGAN EXCHANGE-TRADED F | NEW | +7.9K | 7.9K | +$403,000 | $403,000 |
| MEARISHARES U S ETF TR | NEW | +5.0K | 5.0K | +$251,000 | $251,000 |
| JLLJONES LANG LASALLE INC | NEW | +594 | 594 | +$160,000 | $160,000 |
| AGOASSURED GUARANTY LTD | NEW | +3.1K | 3.1K | +$154,000 | $154,000 |
| AIRRFIRST TR EXCHANGE-TRADED FD | NEW | +3.4K | 3.4K | +$152,000 | $152,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2021
329 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · MSCI USA MIN VOL · RUS 1000 VAL ETF · S&P MC 400 GR ETF · S&P MC 400 VL ETF · MSCI USA QLT FCT · S&P 500 GRWT ETF · SP SMCP600GR ETF · CORE DIV GRWTH · SP SMCP600VL ETF · S&P 100 ETF · GLOBAL 100 ETF · CORE S&P TTL STK · MSCI EAFE ETF · CORE US AGGBD ET · MIN VOL EAFE ETF · CORE HIGH DV ETF · TRANS AVG ETF · CORE MSCI EAFE · U.S. AER DEF ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · GLBL INFRASTR ETF · MORNINGSTAR GRWT · SELECT DIVID ETF · CORE S&P 500 ETF · PFD AND INCM SEC · GLOBALTECH ETF · S&P 500 VAL ETF · NATL AMT FREE BD · INTL DIV GRWTH · COHEN &STEERS REIT · RUS 1000 ETF · INTL SEL DIV ETF · INTL MULTIFCTR · HDG MSCI EAFE · MSCI EMG MKTS ETF · MSCI USA MULTIFT · CORE MSCI TOTAL · MSCI INTL QUALTY · RUS 2000 GRW ETF · MSCI USA MMENTM · U.S. UTILITS ETF · RUS MID CAP GR ETF · MSCI USA SML CP · EAFE SMALL CAP ETF · BLACKROCK ULTRA · CORE MSCI INTL · RUS 2000 VAL ETF · SHRT NAT MUN ETF · IBOXX HI YD ETF · RUS MID-CAP ETF · MSCI INTL SML CP · MSCI AC ASIA ETF · RUSSELL 2000 ETF · CRE U S REIT ETF · MRGSTR MD CP GRW · INTL DEVPPTY ETF · MSCI ACWI EX US · RUSSELLL 3000 ETF · RUS MDCP VAL ETF · US CONSM STAPLES · U.S. MED DVC ETF · US DIVID BYBCK · IBONDS DEC 22 ETF | 38.38% | $238M | 2.16M |
| 2 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 8.87% | $55M | 115.8K |
| 3 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · REIT ETF · MCAP GR IDX VIP · VALUE ETF · MCAP VL IDXVIP · SMALL CP ETF · SM CP VAL ETF · MID CAP ETF · SML CP GRW ETF · S&P 500 ETF SHS | 7.69% | $48M | 219.6K |
| 4 | VIGVANGUARD SPECIALIZED FUNDShistory → | DIV APP ETF | 4.43% | $27M | 159.9K |
| 5 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · HIG YLD EQ DIV · S&P500 QUALITY · AEROSPACE DEFN · S&P 500 HB ETF · BUYBACK ACHIEV · DWA UTILS MUMT · INTL DIVI ACHI · S&P MIDCP400 EQ · S&P SML 600 EQ · S&P500 BUY WRT · S&P MDCP QUALITY · FINL PDF ETF · ZACKS MULT AST | 3.57% | $22M | 381.3K |
| 6 | SDYSPDR SER TR S&P DIVID ETFhistory → | S&P DIVID ETF | 3.44% | $21M | 165.2K |
| 7 | EQALINVESCO EXCHANGE TRADED FD TR | S&P500 LOW VOL · RUSEL 1000 EQL · VAR RATE PFD · S&P500 HDL VOL · S&P MIDCP LOW · GLOBAL WATER | 3.06% | $19M | 303.4K |
| 8 | XLESELECT SECTOR SPDR TR | ENERGY · SBI INT-INDS · SBI INT-FINL · SBI MATERIALS · SBI CONS DISCR · RL EST SEL SEC · SBI INT-UTILS · SBI CONS STPLS · SBI HEALTHCARE · TECHNOLOGY | 3.02% | $19M | 276.8K |
| 9 | GSLCGOLDMAN SACHS ETF TR | EQUITY ETF · ACTIVEBETA INT · ACES ULTRA SHR · ACTIVEBETA EME | 2.18% | $14M | 198.3K |
| 10 | LISTED FD TR | ROUNDHILL SPORTS | 1.57% | $10M | 392.0K |
| 11 | GENZVANECK ETF TRUSThistory → | GAMING ETF | 1.52% | $9M | 211.9K |
| 12 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.36% | $8M | 21.2K |
| 13 | IGHGPROSHARES TR | MDCP 400 DIVID · INVT INT RT HG · RUSS 2000 DIVD · S&P 500 DV SRIST · DJ BRKFLD GLB · BITCOIN STRATE | 1.22% | $8M | 105.2K |
| 14 | GSYINVESCO ACTIVELY MANAGED ETFhistory → | ULTRA SHRT DUR | 1.06% | $7M | 130.3K |
| 15 | AAPLAPPLE INC | COM | 0.98% | $6M | 34.1K |
| 16 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · ENHNCD LW DUR AC · 0-5 HIGH YIELD | 0.89% | $6M | 54.4K |
| 17 | JHMMJOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI · HENDRSN SHRT ETF · MLTFCTR LRG CAP · MULTIFACTR SML | 0.88% | $5M | 102.0K |
| 18 | VIGIVANGUARD WHITEHALL FDS INC | INTL DVD ETF · HIGH DIV YLD | 0.82% | $5M | 58.3K |
| 19 | MSFTMICROSOFT CORP | COM | 0.81% | $5M | 15.0K |
| 20 | DONWISDOMTREE TR | US MIDCAP DIVID · ITL HDG QTLY DIV · US HIGH DIVIDEND · EM MKTS QTLY DIV · INTL MIDCAP DV · US QTLY DIV GRT · US ESG FUND · US MULTIFACTOR · US MIDCAP FUND · INTL SMCAP DIV · INTL QULTY DIV · INTL LRGCAP DV · EM EX ST-OWNED · US LARGECAP DIV | 0.78% | $5M | 101.4K |
| 21 | SCHFSCHWAB STRATEGIC TR | INTL EQTY ETF · US LRG CP ETF · EMRG MKTEQ ETF · US BRD MKT ETF · US DIVIDEND EQ · US MID-CAP ETF · US SML CAP ETF · SCHWAB FDT US LG | 0.70% | $4M | 82.7K |
| 22 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · GLB EX US ETF · FTSE PACIFIC ETF · FTSE EMR MKT ETF | 0.41% | $3M | 42.0K |
| 23 | SWKSTANLEY BLACK & DECKER INC | COM | 0.41% | $3M | 13.5K |
| 24 | TOTLSSGA ACTIVE ETF TR | SPDR TR TACTIC | 0.39% | $2M | 50.8K |
| 25 | VGSHVANGUARD SCOTTSDALE FDS | SHORT TERM TREAS · VNG RUS2000IDX · SHRT TRM CORP BD · VNG RUS3000IDX · VNG RUS2000GRW · VNG RUS2000VAL · INT-TERM CORP | 0.34% | $2M | 25.6K |
| 26 | DIASPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 0.34% | $2M | 5.7K |
| 27 | JPMJPMORGAN CHASE & CO | COM | 0.30% | $2M | 11.9K |
| 28 | VDEVANGUARD WORLD FDS | ENERGY ETF | 0.29% | $2M | 23.4K |
| 29 | OSI ETF TR | OSHARES US QUALT · OSHARES US SMLCP · OSHARES GBL INTER | 0.28% | $2M | 39.3K |
| 30 | QEFASPDR INDEX SHS FDS | MSCI EAFE STRTGC · DJ GLB RL ES ETF · PORTFOLIO EMG MK · MSCI EMRG MKTS | 0.27% | $2M | 26.7K |
| 31 | NOCNORTHROP GRUMMAN CORP | COM | 0.24% | $2M | 3.9K |
| 32 | TDIVFIRST TR EXCHANGE-TRADED FD | NASD TECH DIV · CLOUD COMPUTING · PFD SECS INC ETF · RBA INDL ETF · DJ INTERNT IDX | 0.24% | $1M | 27.8K |
| 33 | VFQYVANGUARD WELLINGTON FD | US QUALITY · US MULTIFACTOR | 0.23% | $1M | 11.5K |
| 34 | AMZNAMAZON INC | COM | 0.22% | $1M | 404 |
| 35 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.21% | $1M | 446 |
| 36 | SHMSPDR SER TR | NUVEEN BLMBRG SR · BLOOMBERG SHT TE · PORTFOLIO S&P400 | 0.20% | $1M | 31.9K |
| 37 | JETSEVERSOURCE ENERGY COM | US GLB JETS | 0.19% | $1M | 56.0K |
| 38 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW · CL A | 0.18% | $1M | 2.2K |
| 39 | LEADSIREN ETF TR | DIVCN LDRS ETF | 0.17% | $1M | 17.6K |
| 40 | IYRISHARES U S ETF TR | U.S. REAL ES ETF · BLACKROCK SHORT | 0.16% | $1M | 11.6K |
| 41 | IEMGISHARES INC | CORE MSCI EMKT · MSCI EMERG MKT | 0.16% | $980,000 | 16.6K |
| 42 | METAMETA PLATFORMS INC | CL A | 0.15% | $949,000 | 2.8K |
| 43 | NEARJANUS DETROIT STR TR | SHT MAT BD ETF | 0.15% | $937,000 | 18.8K |
| 44 | HDHOME DEPOT INC | COM | 0.14% | $837,000 | 2.0K |
| 45 | VEAVANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 0.13% | $833,000 | 15.4K |
| 46 | ORCLORACLE CORP | COM | 0.11% | $691,000 | 7.9K |
| 47 | PFEPFIZER INC | COM | 0.11% | $685,000 | 11.6K |
| 48 | TSCOTRACTOR SUPPLY CO | COM | 0.11% | $675,000 | 2.8K |
| 49 | MAMASTERCARD INCORPORATED | CL A | 0.11% | $674,000 | 1.9K |
| 50 | LOWLOWES COS INC | COM | 0.11% | $674,000 | 2.6K |
| 51 | MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 0.10% | $648,000 | 29.1K |
| 52 | BLACKROCK INC | COM | 0.10% | $621,000 | 678 |
| 53 | ADIANALOG DEVICES INC | COM | 0.10% | $613,000 | 3.5K |
| 54 | PAVEGLOBAL X FDS | US INFR DEV · S&P 500 QLT ETF · GLBL X MLP ETF · GLB X MLP ENRG I | 0.10% | $595,000 | 20.2K |
| 55 | UNHUNITEDHEALTH GROUP INC | COM | 0.10% | $589,000 | 1.2K |
| 56 | UTFCOHEN & STEERS INFRASTRUCTURE | COM | 0.09% | $586,000 | 20.6K |
| 57 | JNJJOHNSON & JOHNSON | COM | 0.09% | $579,000 | 3.4K |
| 58 | SPSBSPDR SERIES TRUST | BLOOMBERG SRT TR · DJ REIT ETF · PRTFLO S&P500 VL | 0.09% | $578,000 | 13.8K |
| 59 | AMGNAMGEN INC | COM | 0.09% | $561,000 | 2.5K |
| 60 | BDXBECTON DICKINSON & CO | COM | 0.09% | $552,000 | 2.2K |
| 61 | PEPPEPSICO INC | COM | 0.09% | $547,000 | 3.1K |
| 62 | QCOMQUALCOMM INC | COM | 0.09% | $545,000 | 3.0K |
| 63 | GLDSPDR GOLD TR | GOLD SHS | 0.09% | $534,000 | 3.1K |
| 64 | CSCOCISCO SYSTEMS INC | COM | 0.09% | $530,000 | 8.4K |
| 65 | DTEDTE ENERGY CO | COM | 0.08% | $520,000 | 4.4K |
| 66 | TXNTEXAS INSTRS INC | COM | 0.08% | $501,000 | 2.7K |
| 67 | JHMDJOHN HANCOCK EXCHANGE ETF TRUST | MULTI INTL ETF | 0.08% | $489,000 | 14.5K |
| 68 | INTUINTUIT | COM | 0.08% | $484,000 | 753 |
| 69 | PGPROCTER AND GAMBLE CO | COM | 0.08% | $477,000 | 2.9K |
| 70 | ABBVABBVIE INC | COM | 0.08% | $476,000 | 3.5K |
| 71 | PAYXPAYCHEX INC | COM | 0.08% | $465,000 | 3.4K |
| 72 | ARKKARK ETF TR | INNOVATION ETF | 0.07% | $430,000 | 4.5K |
| 73 | HONHONEYWELL INTL INC | COM | 0.07% | $421,000 | 2.0K |
| 74 | FDXFEDEX CORP | COM | 0.07% | $420,000 | 1.6K |
| 75 | TSLATESLA INC | COM | 0.07% | $415,000 | 393 |
| 76 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND | 0.07% | $410,000 | 5.1K |
| 77 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 0.07% | $404,000 | 780 |
| 78 | J P MORGAN EXCHANGE-TRADED F | ULTRA SHT MUNCPL | 0.07% | $403,000 | 7.9K |
| 79 | ABTABBOTT LABS | COM | 0.06% | $391,000 | 2.8K |
| 80 | PMPHILIP MORRIS INTL INC | COM | 0.06% | $387,000 | 4.1K |
| 81 | CMCSACOMCAST CORP NEW | CL A | 0.06% | $386,000 | 7.7K |
| 82 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.06% | $381,000 | 571 |
| 83 | DHRDANAHER CORPORATION | COM | 0.06% | $373,000 | 1.1K |
| 84 | MDTMEDTRONIC PLC | SHS | 0.06% | $369,000 | 3.6K |
| 85 | VVISA INC | COM CL A | 0.06% | $363,000 | 1.7K |
| 86 | COSTCOSTCO WHSL CORP NEW | COM | 0.06% | $362,000 | 638 |
| 87 | XRNPXCOHEN & STEERS REIT & PFD INC | COM | 0.06% | $357,000 | 12.5K |
| 88 | SYKSTRYKER CORPORATION | COM | 0.05% | $337,000 | 1.3K |
| 89 | DISDISNEY WALT CO | COM | 0.05% | $337,000 | 2.2K |
| 90 | LMTLOCKHEED MARTIN CORP | COM | 0.05% | $337,000 | 948 |
| 91 | TJXTJX COS INC NEW | COM | 0.05% | $336,000 | 4.4K |
| 92 | FRCBFIRST REP BK SAN FRANCISCO C | COM | 0.05% | $336,000 | 1.6K |
| 93 | CNCCENTENE CORP DEL | COM | 0.05% | $318,000 | 3.9K |
| 94 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.05% | $287,000 | 1.2K |
| 95 | ADBEADOBE SYSTEMS INCORPORATED | COM | 0.05% | $279,000 | 492 |
| 96 | HPQHP INC | COM | 0.04% | $278,000 | 7.4K |
| 97 | NEENEXTERA ENERGY INC | COM | 0.04% | $268,000 | 2.9K |
| 98 | NFRAFLEXSHARES TR | STOXX GLOBR INF | 0.04% | $262,000 | 4.6K |
| 99 | ROSTROSS STORES INC | COM | 0.04% | $260,000 | 2.3K |
| 100 | APDAIR PRODS & CHEMS INC | COM | 0.04% | $258,000 | 848 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 1,555 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $887M | 1,536 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $885M | 1,528 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $811M | 1,531 | Jul 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $759M | 1,508 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $793M | 1,537 | Feb 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $806M | 1,554 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $771M | 1,584 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $767M | 1,548 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $712M | 1,424 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $653M | 1,444 | Oct 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $669M | 1,443 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $608M | 1,403 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $576M | 1,510 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $514M | 1,477 | Nov 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $534M | 1,184 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $601M | 1,121 | May 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $620M | 979 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $560M | 506 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $557M | 484 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $545M | 484 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $453M | 456 | Feb 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $401M | 455 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $379M | 453 | Aug 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $319M | 481 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $392M | 427 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $361M | 419 | Oct 23, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $354M | 449 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $370M | 439 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $339M | 452 | Jan 29, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.