Managers / Q1 2019 · view latest →
Capital Advisors, Ltd. LLC
CIK 0001597878 · 20600 CHAGRIN BLVD, SUITE 1115, SHAKER HEIGHTS, OH, 44122 · 2162957900
Reported Value
$370M
Q1 2019
Positions
439
Filings on Record
30
2019–present window
Filed
May 1, 2019
original filing
Summary
Capital Advisors, Ltd. LLC reported $370M in U.S.-listed holdings across 439 positions for Q1 2019.
The portfolio is heavily concentrated: IWF alone accounts for 42.2% of reported value.
Compared with Q4 2018, the fund opened 12 new positions and exited 21.
Portfolio Metrics
Turnover
+2.9%
vs prior filed quarter
Top-10 Concentration
+82.2%
share of reported value
Largest Position
+42.2%
Ishares Tr
New / Exited
12 / 21
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 89.9% · $332M
- Common Stock · 8.7% · $32M
- Closed-End Fund · 0.4% · $2M
- Other · 0.4% · $1M
- MLP · 0.3% · $1M
- Other · 0.2% · $894,000
Quarter-over-Quarter Changes full breakdown →
vs Q4 2018 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| NADNUVEEN QUALITY MUNCP INCOME | NEW | +9.5K | 9.5K | +$129,000 | $129,000 |
| MMUWESTERN ASSET MNGD MUN FD INC | NEW | +9.7K | 9.7K | +$127,000 | $127,000 |
| RMR REAL ESTATE INCOME FD | NEW | +5.6K | 5.6K | +$105,000 | $105,000 |
| RACEFERRARI N V | NEW | +360 | 360 | +$48,000 | $48,000 |
| GULFPORT ENERGY CORP | NEW | +4.4K | 4.4K | +$35,000 | $35,000 |
| CHESAPEAKE ENERGY CORP | NEW | +3.8K | 3.8K | +$12,000 | $12,000 |
| CRONCRONOS GROUP INC | NEW | +365 | 365 | +$7,000 | $7,000 |
| CNTTQCANNTRUST HLDGS INC | NEW | +350 | 350 | +$3,000 | $3,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2019
284 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · MIN VOL USA ETF · RUS 1000 VAL ETF · S&P MC 400 GR ETF · S&P MC 400 VL ETF · SP SMCP600GR ETF · SP SMCP600VL ETF · MIN VOL EAFE ETF · S&P 500 GRWT ETF · MSCI EAFE ETF · USA QUALITY FCTR · CORE HIGH DV ETF · CORE US AGGBD ET · GLOBAL 100 ETF · S&P 100 ETF · CORE DIV GRWTH · CORE S&P TTL STK · SELECT DIVID ETF · GLOBAL INFRASTR ETF · INTL SEL DIV ETF · CORE MSCI EAFE · CORE S&P SCP ETF · U.S. REAL ES ETF · CORE S&P MCP ETF · MSCI EMG MKTS ETF · COHEN &STEERS REIT · MRNGSTR LG-CP ET · NATL AMT FREE BD · GLOBALTECH ETF · RUSSELL 2000 ETF · MULTIFCTR INTL · INTL DIV GRWTH · PFD AND INCM SEC · IBOXX HI YD ETF · FLTG RATE BD ETF · HDG MSCI EAFE · S&P 500 VAL ETF · RUS 2000 GRW ETF · U.S. UTILITS ETF · USA MOMENTUM FCT · RUS 1000 ETF · MSCI ACWI ETF · CORE S&P 500 ETF · CRE U S REIT ETF · SHRT NAT MUN ETF · CORE MSCI TOTAL · EAFE SMALL CAP ETF · RUS MID CAP GR ETF · RUS 2000 VAL ETF · CORE MSCI INTL · RUS MID-CAP ETF · MRGSTR MD CP GRW · MLTFCTR INTL SML · MBS ETF · INTL DEVPPTY ETF · MRGSTR MD CP VAL · INTL DEV RE ETF · RUSSELLL 3000 ETF · SH TR CRPORT ETF · MSCI ACWI EX US · BARCLAYS 7 10 YR · RUS MDCP VAL ETF · 20 YR TR BD ETF | 42.24% | $156M | 1.63M |
| 2 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 9.36% | $35M | 122.6K |
| 3 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · REIT ETF · VALUE ETF · MCAP GR IDX VIP · MCAP VL IDXVIP · MID CAP ETF · SMALL CP ETF · SM CP VAL ETF · SML CP GRW ETF | 7.24% | $27M | 210.7K |
| 4 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · HIG YLD EQ DIV · S&P500 BUY WRT · AEROSPACE DEFN · INTL DIVI ACHI · BUYBACK ACHIEV · DWA UTILS MUMT · ZACKS MULT AST · S&P500 QUALITY · S&P SML600 VAL · RUSEL MIDCAP EQL · S&P MIDCP400 EQ | 5.07% | $19M | 574.8K |
| 5 | VIGVANGUARD GROUPhistory → | DIV APP ETF | 4.49% | $17M | 151.3K |
| 6 | EQALINVESCO EXCHANGE TRADED FD TR | S&P500 LOW VOL · RUSEL 1000 EQL · S&P500 HDL VOL · VAR RATE PFD · PFD ETF · S&P MIDCP LOW · S&P INTL LOW · GLOBAL WATER · S&P SMLCP LOW | 4.38% | $16M | 354.6K |
| 7 | SDYSPDR SERIES TRUST | S&P DIVID ETF · DJ REIT ETF · BLOOMBERG SRT TR · S&P 400 MDCP GRW · S&P 500 GROWTH · NUV HGHYLD MUN · PORTFOLIO SHORT · S&P 600 SML CAP · S&P 600 SMCP VAL · S&P HOMEBUILD | 4.16% | $15M | 169.6K |
| 8 | GSYINVESCO ACTIVELY MANAGED ETFhistory → | ULTRA SHRT DUR | 2.06% | $8M | 151.8K |
| 9 | GSLCGOLDMAN SACHS ETF TR | EQUITY ETF · ACTIVEBETA INT · ACTIVEBETA EME | 1.62% | $6M | 150.2K |
| 10 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · LOW DURTN AC ETF · 0-5 HIGH YIELD · ACTIVE BD ETF | 1.61% | $6M | 58.9K |
| 11 | DONWISDOMTREE TR | US MIDCAP DIVID · ITL HDG QTLY DIV · US HIGH DIVIDEND · INTL MIDCAP DV · INTL SMCAP DIV · US SMALLCAP FUND · US QTLY DIV GRT · US TOTAL MRKT FD · EM MKTS QTLY DIV · INTL DIV EX FINL · INTL EQUITY FD · US MIDCAP FUND · INTL LRGCAP DV · US LARGECAP DIV | 1.43% | $5M | 129.7K |
| 12 | IGHGPROSHARES TR | INVT INT RT HG · MDCP 400 DIVID · S&P 500 DV SRIST · RUSS 2000 DIVD | 1.35% | $5M | 74.7K |
| 13 | TOTLSSGA ACTIVE ETF | SPDR TR TACTIC | 0.96% | $4M | 73.3K |
| 14 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · GLBL EX US ETF · FTSE EMR MKT ETF · FTSE PACIFIC ETF · FTSE RUROPE ETF | 0.89% | $3M | 64.4K |
| 15 | RWOSPDR INDEX SHS FDS | DJ GLB RL ES ETF · MSCI EAFE STRTGC · MSCI EMRG MKTS · S&P INTLY SMLXCP | 0.77% | $3M | 52.8K |
| 16 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.76% | $3M | 15.6K |
| 17 | VIGIVANGUARD WHITEHALL FDS INC | INTL DVD ETF · HIGH DIV YLD | 0.71% | $3M | 39.5K |
| 18 | XLUSELECT SECTOR SPDR TR | SBI INT-UTILS · SBI INT-FINL · ENERGY · SBI INT-INDS | 0.49% | $2M | 46.1K |
| 19 | SCHFSCHWAB STRATEGIC TR | INTL EQTY ETF · US MID-CAP ETF | 0.47% | $2M | 54.8K |
| 20 | DIASPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 0.41% | $2M | 5.8K |
| 21 | MSFTMICROSOFT CORP | COM | 0.39% | $1M | 12.3K |
| 22 | JHMMJOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI · MULTI INTL ETF | 0.36% | $1M | 39.4K |
| 23 | AAPLAPPLE INC | COM | 0.36% | $1M | 7.1K |
| 24 | IEMGISHARES INC | CORE MSCI EMKT · MIN VOL EMRG MKT · MLT FCTR EMG MKT · MSCI JPN ETF NEW · MSCI BRIC INDX | 0.33% | $1M | 22.7K |
| 25 | SHMSPDR SER TR | NUVEEN BLMBRG SR · BLOMBERG BRC INV · NUVN BRCLY MUNI · PORTFOLIO SM ETF | 0.32% | $1M | 29.4K |
| 26 | NOCNORTHROP GRUMMAN CORP | COM | 0.29% | $1M | 3.9K |
| 27 | NEARISHARES U S ETF TR | SHT MAT BD ETF | 0.24% | $885,000 | 17.6K |
| 28 | ALPS ETF TR | ALERIAN MLP · ALERIAN ENERGY | 0.22% | $800,000 | 73.4K |
| 29 | VEAVANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 0.20% | $756,000 | 18.5K |
| 30 | PAVEGLOBAL X FDS | GLBL X MLP ETF · GLOBAL X SUPERDIV · US INFR DEV · GLB X MLP ENRG I | 0.20% | $755,000 | 69.9K |
| 31 | MAGELLAN MIDSTREAM PARTNERS LP | COM UNIT RP LP | 0.18% | $680,000 | 11.2K |
| 32 | PFEPFIZER INC | COM | 0.17% | $632,000 | 14.9K |
| 33 | LLYLILLY ELI & CO | COM | 0.16% | $605,000 | 4.7K |
| 34 | PFFDGLOBAL X FDS U S PFD ETF | U S PFD ETF | 0.14% | $534,000 | 22.2K |
| 35 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.12% | $439,000 | 15.1K |
| 36 | BNDXVANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 0.12% | $436,000 | 7.8K |
| 37 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&P DCRP | 0.12% | $430,000 | 1.2K |
| 38 | VNLAJANUS DETROIT STR TR | HENDRSN SHRT ETF | 0.11% | $420,000 | 8.4K |
| 39 | BRK/ABERKSHIRE HATHAWAY INC DEL | CL A · CL B NEW | 0.10% | $377,000 | 381 |
| 40 | FDNFIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX · PFD SECS INC ETF · CLOUD COMPUTING | 0.10% | $371,000 | 10.4K |
| 41 | AMGNAMGEN INC | COM | 0.10% | $359,000 | 1.9K |
| 42 | GLDSPDR GOLD TR | GOLD SHS | 0.09% | $345,000 | 2.8K |
| 43 | MMM3M CO | COM | 0.09% | $342,000 | 1.6K |
| 44 | CSCOCISCO SYSTEMS INC | COM | 0.09% | $339,000 | 6.3K |
| 45 | PEPPEPSICO INC | COM | 0.09% | $336,000 | 2.7K |
| 46 | JPMJP MORGAN CHASE & CO | COM | 0.09% | $333,000 | 3.3K |
| 47 | HTDHANCOCK JOHN TAX-ADV DIV INC | COM | 0.09% | $321,000 | 12.9K |
| 48 | XRNPXCOHEN & STEERS REIT & PFD INC | COM | 0.09% | $317,000 | 15.4K |
| 49 | BMYBRISTOL MYERS SQUIBB CO | COM | 0.08% | $314,000 | 6.6K |
| 50 | VFMFVANGUARD WELLINGTON FD | US MULTIFACTOR | 0.08% | $311,000 | 4.1K |
| 51 | PMPHILIP MORRIS INTL INC | COM | 0.08% | $308,000 | 3.5K |
| 52 | MCDMCDONALDS CORP | COM | 0.08% | $308,000 | 1.6K |
| 53 | JNJJOHNSON & JOHNSON | COM | 0.08% | $298,000 | 2.1K |
| 54 | MOALTRIA GROUP INC | COM | 0.08% | $297,000 | 5.2K |
| 55 | UTFCOHEN & STEERS INFRASTRUCTURE | COM | 0.08% | $296,000 | 12.1K |
| 56 | CLXCLOROX CO DEL | COM | 0.08% | $294,000 | 1.8K |
| 57 | VTHRVANGUARD SCOTTSDALE FDS | VNG RUS3000IDX · INT-TERM CORP | 0.08% | $288,000 | 2.7K |
| 58 | AMZNAMAZON INC | COM | 0.07% | $267,000 | 150 |
| 59 | AEPAMERICAN ELECTRIC PWR INC | COM | 0.07% | $267,000 | 3.2K |
| 60 | EXMOCEXXON MOBIL CORP | COM | 0.07% | $261,000 | 3.2K |
| 61 | MDTMEDTRONIC PLC | SHS | 0.07% | $258,000 | 2.8K |
| 62 | ORCLORACLE CORP | COM | 0.07% | $244,000 | 4.5K |
| 63 | HIIHUNTINGTON INGALLS INDS INC | COM | 0.06% | $225,000 | 1.1K |
| 64 | VPUVANGUARD WORLDS FDS | UTILITIES ETF · COMM SRVC ETF · ENERGY ETF | 0.06% | $219,000 | 2.1K |
| 65 | NFRAFLEXSHARES TR | STOXX GLOBR INF | 0.06% | $208,000 | 4.2K |
| 66 | MANAGED PORTFOLIO SER | TORTOISE NRAM PI | 0.06% | $207,000 | 8.7K |
| 67 | METAFACEBOOK INC | CL A | 0.06% | $206,000 | 1.2K |
| 68 | ADBEADOBE SYS INC COM | COM | 0.05% | $203,000 | 760 |
| 69 | UTXZUNITED TECHNOLOGIES CORP | COM | 0.05% | $197,000 | 1.5K |
| 70 | CNCCENTENE CORP DEL | COM | 0.05% | $194,000 | 3.6K |
| 71 | BABOEING CO | COM | 0.05% | $192,000 | 504 |
| 72 | MDLZMONDELEZ INTL INC | CL A | 0.05% | $191,000 | 3.8K |
| 73 | ROSTROSS STORES INC | COM | 0.05% | $190,000 | 2.0K |
| 74 | ABTABBOTT LABS | COM | 0.05% | $179,000 | 2.2K |
| 75 | MRKMERCK & CO INC | COM | 0.05% | $177,000 | 2.1K |
| 76 | XEVTXEATON VANCE TAX ADVT DIV INC | COM | 0.05% | $175,000 | 7.8K |
| 77 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.05% | $175,000 | 149 |
| 78 | MAMASTERCARD INCORPORATED | CL A | 0.05% | $170,000 | 720 |
| 79 | LLOEWS CORP | COM | 0.05% | $168,000 | 2.2K |
| 80 | FRCBFIRST REP BK SAN FRANCISCO C | COM | 0.04% | $163,000 | 1.6K |
| 81 | CORESITE RLTY CORP | COM | 0.04% | $163,000 | 1.5K |
| 82 | CEDAR FAIR L P | DEPOSITORY UNIT | 0.04% | $158,000 | 3.0K |
| 83 | HEIHEICO CORP NEW COM | COM | 0.04% | $147,000 | 1.5K |
| 84 | QCOMQUALCOMM INC | COM | 0.04% | $147,000 | 2.6K |
| 85 | RED HAT INC COM | COM | 0.04% | $144,000 | 790 |
| 86 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND | 0.04% | $142,000 | 1.8K |
| 87 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | COM | 0.04% | $139,000 | 10.5K |
| 88 | VZVERIZONCOMMUNICATIONS INC | COM | 0.04% | $139,000 | 2.4K |
| 89 | HPQHP INC | COM | 0.04% | $138,000 | 7.1K |
| 90 | ETF MANAGERS TR | ETFMG ALTR HRVST | 0.04% | $136,000 | 3.7K |
| 91 | COSTCOSTCO WHSL CORP NEW | COM | 0.04% | $136,000 | 560 |
| 92 | NTRNUTRIEN LTD | COM | 0.04% | $134,000 | 2.5K |
| 93 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.03% | $129,000 | 9.5K |
| 94 | CBS CORP NEW | CL B | 0.03% | $127,000 | 2.7K |
| 95 | MMUWESTERN ASSET MNGD MUN FD INC | COM | 0.03% | $127,000 | 9.7K |
| 96 | NEENEXTERA ENERGY INC | COM | 0.03% | $125,000 | 648 |
| 97 | DALDELTA AIRLINES INC DEL | COM NEW | 0.03% | $125,000 | 2.4K |
| 98 | PSAPUBLIC STORAGE | COM | 0.03% | $121,000 | 555 |
| 99 | HDHOME DEPOT INC | COM | 0.03% | $118,000 | 613 |
| 100 | VCSHVANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | SHRT TRM CORP BD | 0.03% | $117,000 | 1.5K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 1,555 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $887M | 1,536 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $885M | 1,528 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $811M | 1,531 | Jul 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $759M | 1,508 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $793M | 1,537 | Feb 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $806M | 1,554 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $771M | 1,584 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $767M | 1,548 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $712M | 1,424 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $653M | 1,444 | Oct 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $669M | 1,443 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $608M | 1,403 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $576M | 1,510 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $514M | 1,477 | Nov 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $534M | 1,184 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $601M | 1,121 | May 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $620M | 979 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $560M | 506 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $557M | 484 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $545M | 484 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $453M | 456 | Feb 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $401M | 455 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $379M | 453 | Aug 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $319M | 481 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $392M | 427 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $361M | 419 | Oct 23, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $354M | 449 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $370M | 439 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $339M | 452 | Jan 29, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.