Managers / Q1 2020 · view latest →
Capital Advisors, Ltd. LLC
CIK 0001597878 · 20600 CHAGRIN BLVD, SUITE 1115, SHAKER HEIGHTS, OH, 44122 · 2162957900
Reported Value
$319M
Q1 2020
Positions
481
Filings on Record
29
2019–present window
Filed
May 8, 2020
original filing
Summary
Capital Advisors, Ltd. LLC reported $319M in U.S.-listed holdings across 481 positions for Q1 2020.
The portfolio is heavily concentrated: IWF alone accounts for 41.1% of reported value.
Compared with Q4 2019, the fund opened 67 new positions and exited 14.
Portfolio Metrics
Turnover
+4.0%
vs prior filed quarter
Top-10 Concentration
+80.2%
share of reported value
Largest Position
+41.1%
Ishares Tr
New / Exited
67 / 14
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 89.3% · $285M
- Common Stock · 10.0% · $32M
- Other · 0.4% · $1M
- Closed-End Fund · 0.2% · $543,000
- MLP · 0.1% · $297,000
- Other · 0.1% · $248,000
Quarter-over-Quarter Changes full breakdown →
vs Q4 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| XLISELECT SECTOR SPDR TR | NEW | +18.4K | 18.4K | +$1M | $1M |
| ITAISHARES TR | NEW | +7.1K | 7.1K | +$1M | $1M |
| IYTISHARES TR | NEW | +7.0K | 7.0K | +$966,000 | $966,000 |
| XLBSELECT SECTOR SPDR TR | NEW | +19.2K | 19.2K | +$866,000 | $866,000 |
| XLYSELECT SECTOR SPDR TR | NEW | +8.5K | 8.5K | +$835,000 | $835,000 |
| JETSETF SER SOLUTIONS | NEW | +53.9K | 53.9K | +$794,000 | $794,000 |
| XLRESELECT SECTOR SPDR TR | NEW | +19.1K | 19.1K | +$592,000 | $592,000 |
| VGSHVANGUARD SCOTTSDALE FDS | NEW | +8.1K | 8.1K | +$502,000 | $502,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2020
305 positions (from 481 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · MIN VOL USA ETF · RUS 1000 VAL ETF · S&P MC 400 GR ETF · S&P MC 400 VL ETF · SP SMCP600GR ETF · USA QUALITY FCTR · S&P 500 GRWT ETF · MIN VOL EAFE ETF · SP SMCP600VL ETF · CORE DIV GRWTH · CORE HIGH DV ETF · CORE US AGGBD ET · MSCI EAFE ETF · S&P 100 ETF · GLOBAL 100 ETF · CORE S&P TTL STK · CORE MSCI EAFE · GLOBAL INFRASTR ETF · U.S. AER DEF ETF · TRANS AVG ETF · CORE S&P SCP ETF · INTL SEL DIV ETF · CORE S&P MCP ETF · MRNGSTR LG-CP GR · PFD AND INCM SEC · CORE S&P 500 ETF · SELECT DIVID ETF · NATL AMT FREE BD · GLOBALTECH ETF · COHEN &STEERS REIT · U.S. REAL ES ETF · RUS 1000 ETF · MULTIFCTR INTL · MSCI EMG MKTS ETF · HDG MSCI EAFE · CORE MSCI TOTAL · IBOXX HI YD ETF · INTL DIV GRWTH · U.S. UTILITS ETF · INTL QLTY FACTOR · RUS 2000 GRW ETF · S&P 500 VAL ETF · USA MOMENTUM FCT · SHRT NAT MUN ETF · ULTR SH TRM BD · MULTIFACTOR USA · CRE U S REIT ETF · RUS 2000 VAL ETF · MULTIFACTOR INTL · RUS MID CAP GR ETF · EAFE SMALL CAP ETF · CORE MSCI INTL · RUSSELL 2000 ETF · MBS ETF · RUS MID-CAP ETF · MLTFCTR INTL SML · INTL DEVPPTY ETF · MRGSTR MD CP GRW · INTL DEV RE ETF · MRGSTR MD CP VAL · IBONDS DEC21 ETF · RUSSELLL 3000 ETF · RUS MDCP VAL ETF · MSCI ACWI EX US · IBONDS DEC20 ETF · U.S. MED DVC ETF · SH TR CRPORT ETF | 41.15% | $131M | 1.62M |
| 2 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 9.07% | $29M | 112.3K |
| 3 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · REIT ETF · VALUE ETF · MCAP GR IDX VIP · MCAP VL IDXVIP · SMALL CP ETF · SM CP VAL ETF · MID CAP ETF · SML CP GRW ETF · S&P 500 ETF SHS | 7.12% | $23M | 201.5K |
| 4 | VIGVANGUARD GROUPhistory → | DIV APP ETF | 4.89% | $16M | 150.8K |
| 5 | EQALINVESCO EXCHANGE TRADED FD TR | S&P500 LOW VOL · RUSEL 1000 EQL · S&P500 HDL VOL · VAR RATE PFD · S&P MIDCP LOW · S&P INTL LOW · GLOBAL WATER | 4.53% | $14M | 351.2K |
| 6 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · HIG YLD EQ DIV · S&P500 BUY WRT · AEROSPACE DEFN · DWA UTILS MUMT · BUYBACK ACHIEV · S&P500 QUALITY · S&P 500 HB ETF · INTL DIVI ACHI · ZACKS MULT AST · S&P MIDCP400 EQ · RUSEL MIDCAP EQL · S&P SML 600 EQ · S&P SML600 VAL · FINL PDF ETF · S&P 500 HDL VOL | 4.12% | $13M | 483.5K |
| 7 | SDYSPDR SER TR S&P DIVID ETFhistory → | S&P DIVID ETF | 3.60% | $11M | 143.7K |
| 8 | XLUSELECT SECTOR SPDR TR | SBI INT-UTILS · SBI INT-FINL · SBI INT-INDS · ENERGY · SBI MATERIALS · SBI CONS DISCR · RL EST SEL SEC · SBI CONS DSTPLS · SBI HEALTHCARE | 2.27% | $7M | 185.7K |
| 9 | GSLCGOLDMAN SACHS ETF TR | EQUITY ETF · ACTIVEBETA INT · ACTIVEBETA EME | 1.85% | $6M | 149.9K |
| 10 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · LOW DURTN AC ETF · 0-5 HIGH YIELD | 1.64% | $5M | 53.1K |
| 11 | GSYINVESCO ACTIVELY MANAGED ETFhistory → | ULTRA SHRT DUR | 1.57% | $5M | 101.8K |
| 12 | TOTLSSGA ACTIVE ETFhistory → | SPDR TR TACTIC | 1.40% | $4M | 93.3K |
| 13 | DONWISDOMTREE TR | US MIDCAP DIVID · ITL HDG QTLY DIV · INTL MIDCAP DV · US HIGH DIVIDEND · EM MKTS QTLY DIV · US QTLY DIV GRT · US ESG FUND · US MULTIFACTOR · INTL DIV EX FINL · INTL EQUITY FD · US SMALLCAP DIVD · INTL LRGCAP DV · US MIDCAP FUND · INTL SMCAP DIV · INTL QULTY DIV · US LARGECAP DIV | 1.35% | $4M | 150.1K |
| 14 | IGHGPROSHARES TR | INVT INT RT HG · MDCP 400 DIVID · RUSS 2000 DIVD · S&P 500 DV SRIST | 1.20% | $4M | 69.5K |
| 15 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.99% | $3M | 16.7K |
| 16 | VIGIVANGUARD WHITEHALL FDS INC | INTL DVD ETF · HIGH DIV YLD | 0.82% | $3M | 44.2K |
| 17 | MSFTMICROSOFT CORP | COM | 0.63% | $2M | 12.7K |
| 18 | RWOSPDR INDEX SHS FDS | DJ GLB RL ES ETF · MSCI EAFE STRTGC · MSCI EMRG MKTS · S&P INTL SMLCP | 0.60% | $2M | 47.1K |
| 19 | SCHFSCHWAB STRATEGIC TR | COM · EMRG MKTEQ ETF · US BRD MKT ETF · US DIVIDEND EQ · US MID-CAP ETF · US LRG CP ETF · SCHWAB FDT US LG · US SML CAP ETF | 0.59% | $2M | 68.6K |
| 20 | AAPLAPPLE INC | COM | 0.56% | $2M | 7.0K |
| 21 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · GLB EX US ETF · FTSE PACIFIC ETF · FTSE EMR MKT ETF | 0.55% | $2M | 41.9K |
| 22 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW · CL A | 0.45% | $1M | 6.4K |
| 23 | JHMMJOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI · MULTI INTL ETF | 0.43% | $1M | 51.2K |
| 24 | SWKSTANLEY BLACK & DECKER INC | COM | 0.42% | $1M | 13.5K |
| 25 | DIASPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 0.39% | $1M | 5.7K |
| 26 | NOCNORTHROP GRUMMAN CORP | COM | 0.39% | $1M | 4.5K |
| 27 | RWRSPDR SERIES TRUST | DJ REIT ETF · BLOOMBERG SRT TR · NUVEEN BBG BRCLY · PORTFOLIO SHORT · PRTFLO S&P500 VL | 0.31% | $975,000 | 23.8K |
| 28 | JPMJP MORGAN CHASE & CO | COM | 0.26% | $816,000 | 9.1K |
| 29 | JETSETF SER SOLUTIONS | US GLB JETS | 0.25% | $794,000 | 53.9K |
| 30 | IEMGISHARES INC | CORE MSCI EMKT · MIN VOL EMRG MKT · MLT FCTR EMG MKT | 0.24% | $754,000 | 18.0K |
| 31 | VNLAJANUS DETROIT STR TR | HENDRSN SHRT ETF | 0.23% | $749,000 | 15.2K |
| 32 | VGSHVANGUARD SCOTTSDALE FDS | SHORT TERM TREAS · VNG RUS3000IDX · INT-TERM CORP | 0.22% | $692,000 | 9.8K |
| 33 | SHMSPDR SER TR | NUVEEN BLMBRG SR · PORTFOLIO S&P400 · PORTFOLIO AGRGTE | 0.22% | $687,000 | 15.9K |
| 34 | VEAVANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 0.20% | $641,000 | 19.2K |
| 35 | NEARISHARES U S ETF TR | SHT MAT BD ETF | 0.18% | $581,000 | 12.0K |
| 36 | GLDSPDR GOLD TR | GOLD SHS | 0.13% | $419,000 | 2.8K |
| 37 | AMGNAMGEN INC | COM | 0.13% | $406,000 | 2.0K |
| 38 | AMZNAMAZON INC | COM | 0.12% | $378,000 | 194 |
| 39 | FDNFIRST TR EXCHANGE TRADED FD | PFD SECS INC ETF · DJ INTERNT IDX · NASD TECH DIV · CLOUD COMPUTING · MULTI ASSET DI | 0.12% | $376,000 | 13.5K |
| 40 | PEPPEPSICO INC | COM | 0.12% | $371,000 | 3.1K |
| 41 | PFEPFIZER INC | COM | 0.11% | $357,000 | 10.9K |
| 42 | VFQYVANGUARD WELLINGTON FD | US QUALITY · US MULTIFACTOR | 0.10% | $310,000 | 4.9K |
| 43 | REALITY SHS ETF TR | DIVCN LDRS ETF | 0.10% | $306,000 | 9.3K |
| 44 | XRNPXCOHEN & STEERS REIT & PFD INC | COM | 0.09% | $303,000 | 18.8K |
| 45 | MANAGED PORTFOLIO SER | TORTOISE GBL WTR | 0.09% | $301,000 | 22.2K |
| 46 | AMARIN CORP PLC | SPONS ADR NEW | 0.09% | $275,000 | 68.7K |
| 47 | VCSHVANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | SHRT TRM CORP BD | 0.09% | $272,000 | 3.4K |
| 48 | CSCOCISCO SYSTEMS INC | COM | 0.08% | $271,000 | 6.9K |
| 49 | PMPHILIP MORRIS INTL INC | COM | 0.08% | $260,000 | 3.6K |
| 50 | MDTMEDTRONIC PLC | SHS | 0.08% | $255,000 | 2.8K |
| 51 | ORCLORACLE CORP | COM | 0.07% | $235,000 | 4.9K |
| 52 | TFISPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF | NUVEEN BLMBRG SR | 0.07% | $221,000 | 4.4K |
| 53 | CNCCENTENE CORP DEL | COM | 0.07% | $217,000 | 3.6K |
| 54 | BNDXVANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 0.07% | $216,000 | 3.8K |
| 55 | JNJJOHNSON & JOHNSON | COM | 0.07% | $216,000 | 1.6K |
| 56 | ALPS ETF TR | ALERIAN MLP · ALERIAN ENERGY | 0.07% | $212,000 | 54.3K |
| 57 | MAGELLAN MIDSTREAM PARTNERS LP | COM UNIT RP LP | 0.07% | $209,000 | 5.7K |
| 58 | ABTABBOTT LABS | COM | 0.07% | $208,000 | 2.6K |
| 59 | BDXBECTON DICKINSON & CO | COM | 0.06% | $207,000 | 899 |
| 60 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&P DCRP | 0.06% | $205,000 | 780 |
| 61 | METAFACEBOOK INC | CL A | 0.06% | $203,000 | 1.2K |
| 62 | UTXZUNITED TECHNOLOGIES CORP | COM | 0.06% | $199,000 | 2.1K |
| 63 | MRKMERCK & CO INC | COM | 0.06% | $198,000 | 2.6K |
| 64 | HIIHUNTINGTON INGALLS INDS INC | COM | 0.06% | $198,000 | 1.1K |
| 65 | QCOMQUALCOMM INC | COM | 0.06% | $193,000 | 2.9K |
| 66 | PAVEGLOBAL X FDS | GLBL X MLP ETF · GLOBAL X SUPERDIV · US INFR DEV · GLB X MLP ENRG I | 0.06% | $188,000 | 43.9K |
| 67 | ADBEADOBE SYS INC COM | COM | 0.06% | $186,000 | 585 |
| 68 | NFRAFLEXSHARES TR | STOXX GLOBR INF | 0.06% | $182,000 | 4.2K |
| 69 | ROSTROSS STORES INC | COM | 0.06% | $178,000 | 2.0K |
| 70 | PGXINVESCO EXCHANGE TRADED FUND T | PFD ETF | 0.05% | $173,000 | 13.1K |
| 71 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND · TOTAL BND MRKT | 0.05% | $173,000 | 2.1K |
| 72 | NEENEXTERA ENERGY INC | COM | 0.05% | $172,000 | 715 |
| 73 | COSTCOSTCO WHSL CORP NEW | COM | 0.05% | $160,000 | 560 |
| 74 | DISDISNEY WALT CO | COM | 0.05% | $157,000 | 1.6K |
| 75 | PGPROCTER & GAMBLE CO | COM | 0.05% | $157,000 | 1.4K |
| 76 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.05% | $154,000 | 133 |
| 77 | CORESITE RLTY CORP | COM | 0.04% | $141,000 | 1.2K |
| 78 | FRCBFIRST REP BK SAN FRANCISCO C | COM | 0.04% | $134,000 | 1.6K |
| 79 | EXMOCEXXON MOBIL CORP | COM | 0.04% | $131,000 | 3.4K |
| 80 | BAHBOOZ ALLEN HAMILTON HLDG COR | CL A | 0.04% | $124,000 | 1.8K |
| 81 | MMM3M CO | COM | 0.04% | $123,000 | 898 |
| 82 | HPQHP INC | COM | 0.04% | $123,000 | 7.1K |
| 83 | JHMLJOHN HANCOCK EXCHANGE ETF TRUST | MLTFCTR LRG CAP | 0.04% | $121,000 | 3.8K |
| 84 | WMTWALMART INC | COM | 0.04% | $120,000 | 1.1K |
| 85 | ABBVABBVIE INC | COM | 0.04% | $119,000 | 1.6K |
| 86 | ITWILLINOIS TOOL WORKS INC | COM | 0.04% | $114,000 | 804 |
| 87 | HDHOME DEPOT INC | COM | 0.04% | $114,000 | 613 |
| 88 | MOALTRIA GROUP INC | COM | 0.04% | $112,000 | 2.9K |
| 89 | UTFCOHEN & STEERS INFRASTRUCTURE | COM | 0.03% | $108,000 | 5.7K |
| 90 | ICLRICON PLC | SHS | 0.03% | $107,000 | 785 |
| 91 | VPUVANGUARD WORLDS FDS | UTILITIES ETF | 0.03% | $106,000 | 871 |
| 92 | VZVERIZONCOMMUNICATIONS INC | COM | 0.03% | $100,000 | 1.9K |
| 93 | MXIMMAXIM INTEGRATED PRODS INC | COM | 0.03% | $99,000 | 2.0K |
| 94 | LHXL3HARRIS TECHNOLOGIES INC | COM | 0.03% | $98,000 | 544 |
| 95 | TAT&T INC | COM | 0.03% | $97,000 | 3.3K |
| 96 | DGXQUEST DIAGNOSTICS INC | COM | 0.03% | $95,000 | 1.2K |
| 97 | VVISA INC CL A | CL A | 0.03% | $94,000 | 584 |
| 98 | MDLZMONDELEZ INTL INC | CL A | 0.03% | $94,000 | 1.9K |
| 99 | LOWLOWES COS INC | COM | 0.03% | $93,000 | 1.1K |
| 100 | SPYGSPDR SER TR S&P 500 GROWTH ETF | S&P 500 GROWTH | 0.03% | $93,000 | 2.6K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 1,555 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $887M | 1,536 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $885M | 1,528 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $811M | 1,531 | Jul 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $759M | 1,508 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $793M | 1,537 | Feb 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $806M | 1,554 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $771M | 1,584 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $767M | 1,548 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $712M | 1,424 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $653M | 1,444 | Oct 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $669M | 1,443 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $608M | 1,403 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $576M | 1,510 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $514M | 1,477 | Nov 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $534M | 1,184 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $601M | 1,121 | May 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $620M | 979 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $560M | 506 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $557M | 484 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $545M | 484 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $453M | 456 | Feb 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $401M | 455 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $379M | 453 | Aug 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $319M | 481 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $392M | 427 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $361M | 419 | Oct 23, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $354M | 449 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $370M | 439 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.