Managers / Q3 2020 · view latest →
Capital Advisors, Ltd. LLC
CIK 0001597878 · 20600 CHAGRIN BLVD, SUITE 1115, SHAKER HEIGHTS, OH, 44122 · 2162957900
Reported Value
$401M
Q3 2020
Positions
455
Filings on Record
30
2019–present window
Filed
Nov 3, 2020
original filing
Summary
Capital Advisors, Ltd. LLC reported $401M in U.S.-listed holdings across 455 positions for Q3 2020.
The portfolio is heavily concentrated: IWF alone accounts for 42.0% of reported value.
Compared with Q2 2020, the fund opened 12 new positions and exited 10.
Portfolio Metrics
Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+80.9%
share of reported value
Largest Position
+42.0%
Ishares Tr
New / Exited
12 / 10
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 89.8% · $360M
- Common Stock · 9.4% · $38M
- Other · 0.5% · $2M
- Closed-End Fund · 0.1% · $578,000
- MLP · 0.1% · $294,000
- Other · 0.1% · $261,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| GSSTGOLDMAN SACHS ETF TR | NEW | +4.4K | 4.4K | +$223,000 | $223,000 |
| RTXRAYTHEON TECH CORP COM | NEW | +1.8K | 1.8K | +$103,000 | $103,000 |
| CLXCLOROX CO DEL | NEW | +453 | 453 | +$95,000 | $95,000 |
| ADPAUTOMATIC DATA PROCESSING IN | NEW | +567 | 567 | +$79,000 | $79,000 |
| CBCHUBB LIMITED | NEW | +511 | 511 | +$59,000 | $59,000 |
| TDOCTELADOC HEALTH INC | NEW | +136 | 136 | +$30,000 | $30,000 |
| LVGOLIVONGO HEALTH INC | NEW | +217 | 217 | +$30,000 | $30,000 |
| BDJBLACKROCK ENHANCED EQUITY DI | NEW | +2.2K | 2.2K | +$16,000 | $16,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2020
290 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · MSCI YSA MIN VOL · S&P MC 400 GR ETF · RUS 1000 VAL ETF · S&P MC 400 VL ETF · MSCI USA QLT FCT · S&P 500 GRWT ETF · SP SMCP600GR ETF · MIN VOL EAFE ETF · SP SMCP600VL ETF · CORE DIV GRWTH · CORE US AGGBD ET · CORE HIGH DV ETF · S&P 100 ETF · MSCI EAFE ETF · GLOBAL 100 ETF · CORE S&P TTL STK · TRANS AVG ETF · U.S. AER DEF ETF · CORE MSCI EAFE · GLBL INFRASTR ETF · CORE S&P SCP ETF · MRNGSTR LG-CP GR · CORE S&P MCP ETF · COHEN &STEERS REIT · CORE S&P 500 ETF · PFD AND INCM SEC · GLOBALTECH ETF · INTL DIV GRWTH · NATL AMT FREE BD · SELECT DIVID ETF · U.S. REAL ES ETF · INTL SEL DIV ETF · INTL MULTIFCTR · RUS 1000 ETF · MSCI EMG MKTS ETF · CORE MSCI TOTAL · INTL DEVPPTY ETF · MSCI INTL QUALTY · RUS 2000 GRW ETF · U.S. UTILITS ETF · MSCI USA MMENTM · S&P 500 VAL ETF · RUS MID CAP GR ETF · MSCI USA MULTIFT · HDG MSCI EAFE · SHRT NAT MUN ETF · MSCI USA SML CP · EAFE SMALL CAP ETF · CRE U S REIT ETF · IBONDS DEC 22 ETF · CORE MSCI INTL · RUS 2000 VAL ETF · MSCI INTL SML CP · RUS MID-CAP ETF · MBS ETF · ISHS 1-5YR INVS · RUSSELL 2000 ETF · ULTR SH TRM BD · MRGSTR MD CP GRW · MSCI ACWI EX US · INTL DEV RE ETF · RUSSELLL 3000 ETF · RUS MDCP VAL ETF · IBONDS DEC21 ETF · IBONDS DEC20 ETF · U.S. MED DVC ETF | 42.01% | $168M | 1.65M |
| 2 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 9.35% | $37M | 111.9K |
| 3 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · REIT ETF · MCAP GR IDX VIP · VALUE ETF · MCAP VL IDXVIP · SMALL CP ETF · MID CAP ETF · SM CP VAL ETF · SML CP GRW ETF | 7.59% | $30M | 202.8K |
| 4 | VIGVANGUARD SPECIALIZED FUNDShistory → | DIV APP ETF | 4.95% | $20M | 154.1K |
| 5 | EQALINVESCO EXCHANGE TRADED FD TR | S&P500 LOW VOL · RUSEL 1000 EQL · S&P500 HDL VOL · VAR RATE PFD · S&P MIDCP LOW · S&P INTL LOW · GLOBAL WATER | 3.98% | $16M | 333.6K |
| 6 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · HIG YLD EQ DIV · AEROSPACE DEFN · S&P500 QUALITY · DWA UTILS MUMT · S&P500 BUY WRT · BUYBACK ACHIEV · S&P 500 HB ETF · S&P MIDCP400 EQ · INTL DIVI ACHI · S&P SML 600 EQ · S&P MDCP QUALITY · ZACKS MULT AST · FINL PDF ETF | 3.56% | $14M | 396.1K |
| 7 | SDYSPDR SER TR S&P DIVID ETFhistory → | S&P DIVID ETF | 3.31% | $13M | 143.7K |
| 8 | XLISELECT SECTOR SPDR TR | SBI INT-INDS · ENERGY · SBI INT-UTILS · SBI INT-FINL · SBI CONS DISCR · SBI MATERIALS · RL EST SEL SEC · SBI CONS STPLS · SBI HEALTHCARE · TECHNOLOGY | 2.72% | $11M | 242.6K |
| 9 | GSLCGOLDMAN SACHS ETF TR | EQUITY ETF · ACTIVEBETA INT · ACES ULTRA SHR · ACTIVEBETA EME | 2.07% | $8M | 167.2K |
| 10 | GSYINVESCO ACTIVELY MANAGED ETFhistory → | ULTRA SHRT DUR | 1.33% | $5M | 105.4K |
| 11 | IGHGPROSHARES TR | MDCP 400 DIVID · INVT INT RT HG · S&P 500 DV SRIST · DJ BRKFLD GLB · RUSS 2000 DIVD | 1.29% | $5M | 88.2K |
| 12 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.25% | $5M | 18.0K |
| 13 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · LOW DURTN AC ETF · 0-5 HIGH YIELD | 1.20% | $5M | 47.4K |
| 14 | TOTLSSGA ACTIVE ETFhistory → | SPDR TR TACTIC | 1.11% | $4M | 89.8K |
| 15 | DONWISDOMTREE TR | US MIDCAP DIVID · ITL HDG QTLY DIV · INTL MIDCAP DV · US HIGH DIVIDEND · EM MKTS QTLY DIV · US QTLY DIV GRT · US ESG FUND · US MULTIFACTOR · INTL DIV EX FINL · US MIDCAP FUND · INTL SMCAP DIV · INTL QULTY DIV · INTL LRGCAP DV · US LARGECAP DIV · US SMALLCAP DIVD | 1.02% | $4M | 114.2K |
| 16 | VIGIVANGUARD WHITEHALL FDS INC | INTL DVD ETF · HIGH DIV YLD | 0.92% | $4M | 50.8K |
| 17 | AAPLAPPLE INC | COM | 0.79% | $3M | 27.4K |
| 18 | MSFTMICROSOFT CORP | COM | 0.66% | $3M | 12.6K |
| 19 | JHMMJOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI · MULTI INTL ETF · MULTIFACTR SML | 0.55% | $2M | 62.8K |
| 20 | SWKSTANLEY BLACK & DECKER INC | COM | 0.55% | $2M | 13.5K |
| 21 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · GLB EX US ETF · FTSE PACIFIC ETF · FTSE EMR MKT ETF | 0.54% | $2M | 42.6K |
| 22 | VGSHVANGUARD SCOTTSDALE FDS | SHORT TERM TREAS · VNG RUS3000IDX · INT-TERM CORP | 0.40% | $2M | 23.5K |
| 23 | DIASPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 0.40% | $2M | 5.7K |
| 24 | QEFASPDR INDEX SHS FDS | MSCI EAFE STRTGC · DJ GLB RL ES ETF · MSCI EMRG MKTS · S&P INTL SMLCP | 0.35% | $1M | 28.1K |
| 25 | SCHFSCHWAB STRATEGIC TR INTL EQUITY ETF | INTL EQTY ETF | 0.34% | $1M | 44.0K |
| 26 | NOCNORTHROP GRUMMAN CORP | COM | 0.31% | $1M | 3.9K |
| 27 | VNLAJANUS DETROIT STR TR | HENDRSN SHRT ETF | 0.29% | $1M | 22.8K |
| 28 | SCHXSCHWAB STRATEGIC TR | US LRG CP ETF · US BRD MKT ETF · US DIVIDEND EQ · US MID-CAP ETF · SCHWAB FDT US LG · US SML CAP ETF | 0.29% | $1M | 15.5K |
| 29 | JETSETF SER SOLUTIONS | US GLB JETS | 0.24% | $952,000 | 56.3K |
| 30 | VDEVANGUARD WORLD FDS | ENERGY ETF | 0.24% | $944,000 | 23.4K |
| 31 | JPMJP MORGAN CHASE & CO | COM | 0.22% | $873,000 | 9.1K |
| 32 | IEMGISHARES INC | CORE MSCI EMKT · MSCI EMERG MKT | 0.20% | $789,000 | 14.8K |
| 33 | SHMSPDR SER TR | NUVEEN BLMBRG SR · PORTFOLIO S&P400 | 0.19% | $755,000 | 16.9K |
| 34 | BRK/ABERKSHIRE HATHAWAY INC DEL | CL A · CL B NEW | 0.16% | $629,000 | 1.4K |
| 35 | OSI ETF TR | OSHARES US QUALT · OSHARES US SMLCP · OSHARES GBL INTER | 0.15% | $614,000 | 19.6K |
| 36 | AMZNAMAZON INC | COM | 0.15% | $611,000 | 194 |
| 37 | NEARISHARES U S ETF TR | SHT MAT BD ETF | 0.15% | $600,000 | 12.0K |
| 38 | VEAVANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 0.15% | $582,000 | 14.2K |
| 39 | SJNKSPDR SERIES TRUST | BLOOMBERG SRT TR · DJ REIT ETF · PORTFOLIO SHORT · PRTFLO S&P500 VL | 0.14% | $547,000 | 15.2K |
| 40 | REALITY SHS ETF TR | DIVCN LDRS ETF | 0.13% | $518,000 | 11.8K |
| 41 | SCHESCHWAB STRATEGIC TR EMERGING MKTS EQUITY ETF | EMRG MKTEQ ETF | 0.13% | $517,000 | 19.3K |
| 42 | GLDSPDR GOLD TR | GOLD SHS | 0.12% | $501,000 | 2.8K |
| 43 | SKYYFIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING · PFD SECS INC ETF · NASD TECH DIV · DJ INTERNT IDX | 0.12% | $484,000 | 12.5K |
| 44 | MANAGED PORTFOLIO SER | TORTOISE NRAM PI | 0.11% | $438,000 | 29.2K |
| 45 | PEPPEPSICO INC | COM | 0.11% | $428,000 | 3.1K |
| 46 | VFQYVANGUARD WELLINGTON FD | US QUALITY · US MULTIFACTOR | 0.10% | $406,000 | 4.9K |
| 47 | PFEPFIZER INC | COM | 0.10% | $401,000 | 10.9K |
| 48 | AMGNAMGEN INC | COM | 0.10% | $392,000 | 1.5K |
| 49 | QCOMQUALCOMM INC | COM | 0.08% | $337,000 | 2.9K |
| 50 | VCSHVANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | SHRT TRM CORP BD | 0.08% | $310,000 | 3.7K |
| 51 | METAFACEBOOK INC | CL A | 0.08% | $303,000 | 1.2K |
| 52 | MDTMEDTRONIC PLC | SHS | 0.07% | $294,000 | 2.8K |
| 53 | AMARIN CORP PLC | SPONS ADR NEW | 0.07% | $289,000 | 68.7K |
| 54 | ABTABBOTT LABS | COM | 0.07% | $287,000 | 2.6K |
| 55 | XRNPXCOHEN & STEERS REIT & PFD INC | COM | 0.07% | $276,000 | 13.7K |
| 56 | PMPHILIP MORRIS INTL INC | COM | 0.07% | $275,000 | 3.7K |
| 57 | CSCOCISCO SYSTEMS INC | COM | 0.07% | $272,000 | 6.9K |
| 58 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&P DCRP | 0.07% | $264,000 | 780 |
| 59 | ORCLORACLE CORP | COM | 0.07% | $262,000 | 4.4K |
| 60 | JNJJOHNSON & JOHNSON | COM | 0.06% | $245,000 | 1.6K |
| 61 | TFISPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF | NUVEEN BRC MUNIC | 0.06% | $230,000 | 4.4K |
| 62 | ADBEADOBE SYS INC COM | COM | 0.06% | $226,000 | 460 |
| 63 | BNDXVANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 0.06% | $223,000 | 3.8K |
| 64 | CNCCENTENE CORP DEL | COM | 0.05% | $213,000 | 3.6K |
| 65 | BDXBECTON DICKINSON & CO | COM | 0.05% | $209,000 | 899 |
| 66 | NFRAFLEXSHARES TR | STOXX GLOBR INF | 0.05% | $209,000 | 4.2K |
| 67 | DISDISNEY WALT CO | COM | 0.05% | $202,000 | 1.6K |
| 68 | PGPROCTER & GAMBLE CO | COM | 0.05% | $198,000 | 1.4K |
| 69 | NEENEXTERA ENERGY INC | COM | 0.05% | $198,000 | 715 |
| 70 | MAGELLAN MIDSTREAM PARTNERS LP | COM UNIT RP LP | 0.05% | $196,000 | 5.7K |
| 71 | PGXINVESCO EXCHANGE TRADED FD TR II | PFD ETF | 0.05% | $193,000 | 13.1K |
| 72 | ROSTROSS STORES INC | COM | 0.05% | $191,000 | 2.0K |
| 73 | AMLPALPS ETF TR | ALERIAN MLP · ALERIAN ENERGY | 0.05% | $185,000 | 9.6K |
| 74 | LOWLOWES COS INC | COM | 0.04% | $179,000 | 1.1K |
| 75 | FRCBFIRST REP BK SAN FRANCISCO C | COM | 0.04% | $177,000 | 1.6K |
| 76 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.04% | $176,000 | 120 |
| 77 | MRKMERCK & CO, INC | COM | 0.04% | $170,000 | 2.1K |
| 78 | HDHOME DEPOT INC | COM | 0.04% | $170,000 | 613 |
| 79 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND | 0.04% | $169,000 | 2.0K |
| 80 | COSTCOSTCO WHSL CORP NEW | COM | 0.04% | $160,000 | 452 |
| 81 | JHMLJOHN HANCOCK EXCHANGE ETF TRUST | MLTFCTR LRG CAP | 0.04% | $157,000 | 3.8K |
| 82 | ITWILLINOIS TOOL WORKS INC | COM | 0.04% | $154,000 | 797 |
| 83 | HONHONEYWELL INTL INC | COM | 0.04% | $146,000 | 7.1K |
| 84 | XYZSQUARE INC | CL A | 0.04% | $146,000 | 900 |
| 85 | MMM3M CO | COM | 0.04% | $144,000 | 899 |
| 86 | ABBVABBVIE INC | COM | 0.03% | $137,000 | 1.6K |
| 87 | MXIMMAXIM INTEGRATED PRODS INC | COM | 0.03% | $137,000 | 2.0K |
| 88 | DGXQUEST DIAGNOSTICS INC | COM | 0.03% | $136,000 | 1.2K |
| 89 | SPYGSPDR SER TR S&P 500 GROWTH ETF | S&P 500 GROWTH | 0.03% | $131,000 | 2.6K |
| 90 | MLPAGLOBAL X FDS | GLBL X MLP ETF · US INFR DEV · GLOBAL X SUPERDIV · GLB X MLP ENRG I | 0.03% | $121,000 | 6.8K |
| 91 | EXMOCEXXON MOBIL CORP | COM | 0.03% | $118,000 | 3.4K |
| 92 | VVISA INC CL A | CL A | 0.03% | $117,000 | 584 |
| 93 | MOALTRIA GROUP INC | COM | 0.03% | $112,000 | 2.9K |
| 94 | VPUVANGUARD WORLDS FDS | UTILITIES ETF | 0.03% | $112,000 | 871 |
| 95 | WMTWALMART INC | COM | 0.03% | $111,000 | 793 |
| 96 | VZVERIZONCOMMUNICATIONS INC | COM | 0.03% | $111,000 | 1.9K |
| 97 | CORESITE RLTY CORP | COM | 0.03% | $109,000 | 915 |
| 98 | MDLZMONDELEZ INTL INC | CL A | 0.03% | $109,000 | 1.9K |
| 99 | NDSNNORDSON CORP | COM | 0.03% | $108,000 | 564 |
| 100 | HTDHANCOCK JOHN TAX-ADVANTAGED | COM | 0.03% | $107,000 | 5.6K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 1,555 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $887M | 1,536 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $885M | 1,528 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $811M | 1,531 | Jul 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $759M | 1,508 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $793M | 1,537 | Feb 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $806M | 1,554 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $771M | 1,584 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $767M | 1,548 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $712M | 1,424 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $653M | 1,444 | Oct 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $669M | 1,443 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $608M | 1,403 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $576M | 1,510 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $514M | 1,477 | Nov 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $534M | 1,184 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $601M | 1,121 | May 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $620M | 979 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $560M | 506 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $557M | 484 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $545M | 484 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $453M | 456 | Feb 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $401M | 455 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $379M | 453 | Aug 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $319M | 481 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $392M | 427 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $361M | 419 | Oct 23, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $354M | 449 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $370M | 439 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $339M | 452 | Jan 29, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.