Managers / Q3 2019 · view latest →
Capital Advisors, Ltd. LLC
CIK 0001597878 · 20600 CHAGRIN BLVD, SUITE 1115, SHAKER HEIGHTS, OH, 44122 · 2162957900
Reported Value
$361M
Q3 2019
Positions
419
Filings on Record
30
2019–present window
Filed
Oct 23, 2019
original filing
Summary
Capital Advisors, Ltd. LLC reported $361M in U.S.-listed holdings across 419 positions for Q3 2019.
The portfolio is heavily concentrated: IWF alone accounts for 42.5% of reported value.
Compared with Q2 2019, the fund opened 23 new positions and exited 55.
Portfolio Metrics
Turnover
+7.4%
vs prior filed quarter
Top-10 Concentration
+82.9%
share of reported value
Largest Position
+42.5%
Ishares Tr
New / Exited
23 / 55
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 89.4% · $323M
- Common Stock · 9.9% · $36M
- Other · 0.4% · $1M
- MLP · 0.2% · $559,000
- Closed-End Fund · 0.1% · $273,000
- Other · 0.1% · $249,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AMARIN CORP PLC | NEW | +33.7K | 33.7K | +$512,000 | $512,000 |
| VNQIVANGUARD INTL EQUITY INDEX F | NEW | +5.4K | 5.4K | +$314,000 | $314,000 |
| LHXL3HARRIS TECHNOLOGIES INC | NEW | +544 | 544 | +$114,000 | $114,000 |
| LNTALLIANT ENERGY | NEW | +1.6K | 1.6K | +$85,000 | $85,000 |
| XYZSQUARE INC | NEW | +900 | 900 | +$56,000 | $56,000 |
| ISHARES TR | NEW | +1.8K | 1.8K | +$46,000 | $46,000 |
| XELXcel Energy Inc. | NEW | +623 | 623 | +$40,000 | $40,000 |
| INVESCO EXCHANGE TRADED SLF IDX FD | NEW | +1.6K | 1.6K | +$33,000 | $33,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2019
271 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · MIN VOL USA ETF · RUS 1000 VAL ETF · S&P MC 400 VL ETF · S&P MC 400 GR ETF · SP SMCP600GR ETF · SP SMCP600VL ETF · MIN VOL EAFE ETF · RUSSELLL 3000 ETF · S&P 500 GRWT ETF · USA QUALITY FCTR · RUS 1000 ETF · CORE HIGH DV ETF · MSCI EAFE ETF · CORE US AGGBD ET · CORE DIV GRWTH · RUS MID-CAP ETF · GLOBAL 100 ETF · SELECT DIVID ETF · S&P 500 VAL ETF · CORE S&P TTL STK · S&P 100 ETF · U.S. REAL ES ETF · GLOBAL INFRASTR ETF · CORE MSCI EAFE · NATL AMT FREE BD · INTL SEL DIV ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · MSCI EMG MKTS ETF · PFD AND INCM SEC · MULTIFCTR INTL · CORE S&P 500 ETF · COHEN &STEERS REIT · INTL DIV GRWTH · GLOBALTECH ETF · U.S. UTILITS ETF · HDG MSCI EAFE · IBOXX HI YD ETF · RUS 2000 GRW ETF · SHRT NAT MUN ETF · RUS MID CAP GR ETF · RUSSELL 2000 ETF · CRE U S REIT ETF · CORE MSCI INTL · SH TR CRPORT ETF · CORE MSCI TOTAL · EAFE SMALL CAP ETF · RUS 2000 VAL ETF · MRGSTR MD CP GRW · MBS ETF · MLTFCTR INTL SML · INTL DEVPPTY ETF · MRGSTR MD CP VAL · IBONDS DEC21 ETF · INTL DEV RE ETF · FLTG RATE BD ETF · MULTIFACTOR USA · IBONDS DEC20 ETF · MSCI ACWI EX US · RUS MDCP VAL ETF · IBONDS DEC19 ETF · USA MOMENTUM FCT | 42.47% | $153M | 1.57M |
| 2 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 9.18% | $33M | 112.4K |
| 3 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · REIT ETF · VALUE ETF · MCAP GR IDX VIP · MCAP VL IDXVIP · MID CAP ETF · SMALL CP ETF · SM CP VAL ETF · SML CP GRW ETF | 7.18% | $26M | 195.3K |
| 4 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · HIG YLD EQ DIV · S&P500 BUY WRT · INTL DIVI ACHI · AEROSPACE DEFN · BUYBACK ACHIEV · DWA UTILS MUMT · ZACKS MULT AST · S&P SML600 VAL · S&P MIDCP400 EQ · RUSEL MIDCAP EQL · S&P500 QUALITY | 5.02% | $18M | 510.7K |
| 5 | VIGVANGUARD GROUPhistory → | DIV APP ETF | 4.86% | $18M | 147.6K |
| 6 | EQALINVESCO EXCHANGE TRADED FD TR | S&P500 LOW VOL · RUSEL 1000 EQL · S&P500 HDL VOL · VAR RATE PFD · PFD ETF · S&P INTL LOW · S&P MIDCP LOW · GLOBAL WATER | 4.85% | $18M | 353.9K |
| 7 | SDYSPDR SERIES TRUST | S&P DIVID ETF · DJ REIT ETF · BLOOMBERG SRT TR · S&P 500 GROWTH · NUV HGHYLD MUN · PORTFOLIO SHORT · S&P 400 MDCP GRW · S&P 600 SML CAP · S&P 600 SMCP VAL | 4.35% | $16M | 167.4K |
| 8 | GSLCGOLDMAN SACHS ETF TR | EQUITY ETF · ACTIVEBETA INT · ACTIVEBETA EME | 1.74% | $6M | 145.5K |
| 9 | GSYINVESCO ACTIVELY MANAGED ETFhistory → | ULTRA SHRT DUR | 1.66% | $6M | 119.3K |
| 10 | MINTPIMCO ETF TR | COM · ENHAN SHRT MA AC · LOW DURTN AC ETF | 1.53% | $6M | 54.7K |
| 11 | DONWISDOMTREE TR | US MIDCAP DIVID · ITL HDG QTLY DIV · INTL MIDCAP DV · US HIGH DIVIDEND · INTL SMCAP DIV · US QTLY DIV GRT · US TOTAL MRKT FD · EM MKTS QTLY DIV · INTL DIV EX FINL · INTL EQUITY FD · US SMALLCAP DIVD · US MIDCAP FUND · INTL LRGCAP DV · US LARGECAP DIV · EMER MKT GIGH FD | 1.44% | $5M | 128.0K |
| 12 | IGHGPROSHARES TR | RUSS 2000 DIVD · COM · MDCP 400 DIVID · S&P 500 DV SRIST | 1.24% | $4M | 67.3K |
| 13 | TOTLSSGA ACTIVE ETFhistory → | SPDR TR TACTIC | 1.22% | $4M | 89.8K |
| 14 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.80% | $3M | 15.2K |
| 15 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · GLB EX US ETF · FTSE EMR MKT ETF · FTSE PACIFIC ETF | 0.78% | $3M | 55.7K |
| 16 | RWOSPDR INDEX SHS FDS | DJ GLB RL ES ETF · MSCI EAFE STRTGC · MSCI EMRG MKTS | 0.74% | $3M | 48.2K |
| 17 | VIGIVANGUARD WHITEHALL FDS INC | INTL DVD ETF · HIGH DIV YLD | 0.70% | $3M | 37.3K |
| 18 | SWKSTANLEY BLACK & DECKER INC | COM | 0.54% | $2M | 13.5K |
| 19 | MSFTMICROSOFT CORP | COM | 0.48% | $2M | 12.4K |
| 20 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW · CL A | 0.45% | $2M | 6.3K |
| 21 | DIASPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 0.42% | $2M | 5.7K |
| 22 | AAPLAPPLE INC | COM | 0.42% | $2M | 6.8K |
| 23 | NOCNORTHROP GRUMMAN CORP | COM | 0.41% | $1M | 3.9K |
| 24 | JHMMJOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI · MULTI INTL ETF | 0.40% | $1M | 40.9K |
| 25 | SCHFSCHWAB STRATEGIC TR | INTL EQTY ETF · US MID-CAP ETF | 0.37% | $1M | 41.5K |
| 26 | XLUSELECT SECTOR SPDR TR | SBI INT-UTILS · SBI INT-FINL · ENERGY | 0.25% | $892,000 | 18.9K |
| 27 | SHMSPDR SER TR | NUVEEN BLMBRG SR · NUVN BRCLY MUNI · PORTFOLIO SM ETF | 0.22% | $806,000 | 16.4K |
| 28 | EEMVISHARES INC | MIN VOL EMRG MKT · CORE MSCI EMKT · MLT FCTR EMG MKT | 0.22% | $781,000 | 15.3K |
| 29 | NEARISHARES U S ETF TR | SHT MAT BD ETF | 0.21% | $756,000 | 15.0K |
| 30 | ALPS ETF TR | ALERIAN MLP · ALERIAN ENERGY | 0.20% | $738,000 | 76.1K |
| 31 | PAVEGLOBAL X FDS | GLB X MLP ENRG I · GLBL X MLP ETF · GLOBAL X SUPERDIV · US INFR DEV | 0.19% | $689,000 | 68.0K |
| 32 | VEAVANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 0.18% | $668,000 | 16.3K |
| 33 | VNLAJANUS DETROIT STR TR | HENDRSN SHRT ETF | 0.15% | $550,000 | 11.0K |
| 34 | JPMJP MORGAN CHASE & CO | COM | 0.15% | $537,000 | 4.6K |
| 35 | AMARIN CORP PLC | SPONS ADR NEW | 0.14% | $512,000 | 33.7K |
| 36 | VFMFVANGUARD WELLINGTON FD | US MULTIFACTOR · US QUALITY | 0.13% | $461,000 | 6.0K |
| 37 | PEPPEPSICO INC | COM | 0.12% | $429,000 | 3.1K |
| 38 | GLDSPDR GOLD TR | GOLD SHS | 0.11% | $393,000 | 2.8K |
| 39 | MAGELLAN MIDSTREAM PARTNERS LP | TORTOISE GBL WTR | 0.11% | $388,000 | 5.8K |
| 40 | AMGNAMGEN INC | COM | 0.11% | $385,000 | 2.0K |
| 41 | FDNFIRST TR EXCHANGE TRADED FD | PFD SECS INC ETF · DJ INTERNT IDX · CLOUD COMPUTING | 0.10% | $373,000 | 11.4K |
| 42 | BNDXVANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 0.10% | $345,000 | 5.9K |
| 43 | PFEPFIZER INC | COM | 0.09% | $338,000 | 9.4K |
| 44 | CSCOCISCO SYSTEMS INC | COM | 0.09% | $328,000 | 6.6K |
| 45 | MDTMEDTRONIC PLC | COM | 0.08% | $307,000 | 2.8K |
| 46 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&P DCRP | 0.08% | $275,000 | 780 |
| 47 | PMPHILIP MORRIS INTL INC | COM | 0.07% | $268,000 | 3.5K |
| 48 | VTHRVANGUARD SCOTTSDALE FDS | VNG RUS3000IDX · INT-TERM CORP | 0.07% | $264,000 | 2.3K |
| 49 | EXMOCEXXON MOBIL CORP | COM | 0.07% | $262,000 | 3.7K |
| 50 | AMZNAMAZON INC | COM | 0.07% | $250,000 | 144 |
| 51 | ORCLORACLE CORP | COM | 0.07% | $250,000 | 4.5K |
| 52 | HIIHUNTINGTON INGALLS INDS INC | COM | 0.06% | $230,000 | 1.1K |
| 53 | BDXBECTON DICKINSON & CO | COM | 0.06% | $227,000 | 899 |
| 54 | ROSTROSS STORES INC | COM | 0.06% | $225,000 | 2.0K |
| 55 | UTXZUNITED TECHNOLOGIES CORP | COM | 0.06% | $223,000 | 1.6K |
| 56 | ABTABBOTT LABS | COM | 0.06% | $221,000 | 2.6K |
| 57 | DISDISNEY WALT CO | COM | 0.06% | $221,000 | 1.7K |
| 58 | JNJJOHNSON & JOHNSON | COM | 0.06% | $220,000 | 1.7K |
| 59 | METAFACEBOOK INC | CL A | 0.06% | $220,000 | 1.2K |
| 60 | QCOMQUALCOMM INC | COM | 0.06% | $218,000 | 2.9K |
| 61 | NFRAFLEXSHARES TR | STOXX GLOBR INF | 0.06% | $217,000 | 4.2K |
| 62 | BABOEING CO | COM | 0.06% | $207,000 | 544 |
| 63 | MRKMERCK & CO INC | COM | 0.05% | $196,000 | 2.3K |
| 64 | CORESITE RLTY CORP | COM | 0.05% | $186,000 | 1.5K |
| 65 | PGPROCTER & GAMBLE CO | COM | 0.05% | $184,000 | 1.5K |
| 66 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.05% | $171,000 | 6.0K |
| 67 | NEENEXTERA ENERGY INC | CL B | 0.05% | $167,000 | 715 |
| 68 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.05% | $163,000 | 134 |
| 69 | COSTCOSTCO WHSL CORP NEW | COM | 0.04% | $161,000 | 560 |
| 70 | INVESCO EXCHANGE TRADED SLF IDX FD | BULSHS 2019 CB · BULSHS 2020 CB · BULSHS 2019 HY · BULSHS 2022 CB · BULSHS 2021 CB | 0.04% | $161,000 | 7.5K |
| 71 | CNCCENTENE CORP DEL | COM | 0.04% | $158,000 | 3.6K |
| 72 | FRCBFIRST REP BK SAN FRANCISCO C | COM | 0.04% | $157,000 | 1.6K |
| 73 | VCSHVANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | SHRT TRM CORP BD | 0.04% | $157,000 | 1.9K |
| 74 | MMM3M CO | COM | 0.04% | $153,000 | 933 |
| 75 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND | 0.04% | $145,000 | 1.8K |
| 76 | HDHOME DEPOT INC | COM | 0.04% | $142,000 | 613 |
| 77 | CEDAR FAIR L P | DEPOSITORY UNIT | 0.04% | $140,000 | 2.4K |
| 78 | DALDELTA AIRLINES INC DEL | COM NEW | 0.04% | $139,000 | 2.4K |
| 79 | HPQHP INC | COM | 0.04% | $134,000 | 7.1K |
| 80 | BAHBOOZ ALLEN HAMILTON HLDG COR | CL A | 0.04% | $128,000 | 1.8K |
| 81 | LOWLOWES COS INC | COM UNIT RP LP | 0.04% | $127,000 | 1.2K |
| 82 | NTRNUTRIEN LTD | COM NEW | 0.04% | $127,000 | 2.5K |
| 83 | VPUVANGUARD WORLDS FDS | UTILITIES ETF | 0.03% | $125,000 | 871 |
| 84 | ITWILLINOIS TOOL WORKS INC | COM | 0.03% | $125,000 | 797 |
| 85 | DGXQUEST DIAGNOSTICS INC | COM | 0.03% | $122,000 | 1.1K |
| 86 | MOALTRIA GROUP INC | COM | 0.03% | $121,000 | 3.0K |
| 87 | MXIMMAXIM INTEGRATED PRODS INC | COM | 0.03% | $117,000 | 2.0K |
| 88 | ICLRICON PLC | SHS | 0.03% | $116,000 | 785 |
| 89 | MANAGED PORTFOLIO SER | COM | 0.03% | $115,000 | 5.6K |
| 90 | LHXL3HARRIS TECHNOLOGIES INC | COM | 0.03% | $114,000 | 544 |
| 91 | ADBEADOBE SYS INC COM | COM | 0.03% | $113,000 | 410 |
| 92 | ABBVABBVIE INC | COM | 0.03% | $111,000 | 1.5K |
| 93 | LMTLOCKHEED MARTIN CORP | COM | 0.03% | $106,000 | 271 |
| 94 | SYYSYSCO CORP | COM | 0.03% | $103,000 | 1.3K |
| 95 | MDLZMONDELEZ INTL INC | COM NEW | 0.03% | $102,000 | 1.9K |
| 96 | VVISA INC CL A | CL A | 0.03% | $100,000 | 584 |
| 97 | XRNPXCOHEN & STEERS REIT & PFD INC | COM | 0.03% | $99,000 | 4.6K |
| 98 | BHKBLACKROCK CORE BD TR | SHS BEN INT | 0.03% | $93,000 | 6.4K |
| 99 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.03% | $92,000 | 567 |
| 100 | YUMYUM BRANDS INC | COM | 0.03% | $91,000 | 800 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 1,555 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $887M | 1,536 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $885M | 1,528 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $811M | 1,531 | Jul 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $759M | 1,508 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $793M | 1,537 | Feb 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $806M | 1,554 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $771M | 1,584 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $767M | 1,548 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $712M | 1,424 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $653M | 1,444 | Oct 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $669M | 1,443 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $608M | 1,403 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $576M | 1,510 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $514M | 1,477 | Nov 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $534M | 1,184 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $601M | 1,121 | May 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $620M | 979 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $560M | 506 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $557M | 484 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $545M | 484 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $453M | 456 | Feb 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $401M | 455 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $379M | 453 | Aug 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $319M | 481 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $392M | 427 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $361M | 419 | Oct 23, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $354M | 449 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $370M | 439 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $339M | 452 | Jan 29, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.