Managers / Q4 2020 · view latest →
Capital Advisors, Ltd. LLC
CIK 0001597878 · 20600 CHAGRIN BLVD, SUITE 1115, SHAKER HEIGHTS, OH, 44122 · 2162957900
Reported Value
$453M
Q4 2020
Positions
456
Filings on Record
30
2019–present window
Filed
Feb 10, 2021
original filing
Summary
Capital Advisors, Ltd. LLC reported $453M in U.S.-listed holdings across 456 positions for Q4 2020.
The portfolio is heavily concentrated: IWF alone accounts for 42.6% of reported value.
Compared with Q3 2020, the fund opened 12 new positions and exited 11.
Portfolio Metrics
Turnover
+1.6%
vs prior filed quarter
Top-10 Concentration
+81.4%
share of reported value
Largest Position
+42.6%
Ishares Tr
New / Exited
12 / 11
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 90.4% · $409M
- Common Stock · 9.0% · $41M
- Other · 0.3% · $1M
- Closed-End Fund · 0.2% · $800,000
- MLP · 0.1% · $366,000
- Other · 0.1% · $292,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| LEADSIREN ETF TR | NEW | +16.3K | 16.3K | +$771,000 | $771,000 |
| ISHARES TR | NEW | +2.3K | 2.3K | +$196,000 | $196,000 |
| NIONIO INC | NEW | +1.0K | 1.0K | +$49,000 | $49,000 |
| VTRSVIATRIS INC | NEW | +1.3K | 1.3K | +$24,000 | $24,000 |
| LYVLIVE NATION ENTMT IN | NEW | +311 | 311 | +$23,000 | $23,000 |
| HSTHOST HOTELS & RESORTS INC | NEW | +1.5K | 1.5K | +$22,000 | $22,000 |
| TGRWT ROWE PRICE ETF INC | NEW | +360 | 360 | +$11,000 | $11,000 |
| RCLROYAL CARIBBEAN GROUP | NEW | +138 | 138 | +$10,000 | $10,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2020
291 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · MSCI USA MIN VOL · S&P MC 400 GR ETF · RUS 1000 VAL ETF · S&P MC 400 VL ETF · SP SMCP600GR ETF · MSCI USA QLT FCT · S&P 500 GRWT ETF · SP SMCP600VL ETF · CORE DIV GRWTH · MIN VOL EAFE ETF · CORE US AGGBD ET · S&P 100 ETF · CORE HIGH DV ETF · MSCI EAFE ETF · GLOBAL 100 ETF · CORE S&P TTL STK · TRANS AVG ETF · U.S. AER DEF ETF · CORE MSCI EAFE · GLBL INFRASTR ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · MRNGSTR LG-CP GR · PFD AND INCM SEC · CORE S&P 500 ETF · COHEN &STEERS REIT · INTL DIV GRWTH · GLOBALTECH ETF · SELECT DIVID ETF · U.S. REAL ES ETF · NATL AMT FREE BD · INTL MULTIFCTR · RUS 1000 ETF · INTL SEL DIV ETF · MSCI EMG MKTS ETF · CORE MSCI TOTAL · S&P 500 VAL ETF · HDG MSCI EAFE · RUS 2000 GRW ETF · MSCI INTL QUALTY · BLACKROCK ULTRA · MSCI USA MMENTM · U.S. UTILITS ETF · RUS MID CAP GR ETF · MSCI USA MULTIFT · MSCI USA SML CP · EAFE SMALL CAP ETF · IBOXX HI YD ETF · SHRT NAT MUN ETF · CORE MSCI INTL · RUS 2000 VAL ETF · CRE U S REIT ETF · MSCI INTL SML CP · RUS MID-CAP ETF · RUSSELL 2000 ETF · MBS ETF · MRGSTR MD CP GRW · INTL DEVPPTY ETF · MSCI ACWI EX US · RUSSELLL 3000 ETF · RUS MDCP VAL ETF · IBONDS DEC21 ETF · U.S. MED DVC ETF · INTL DEV RE ETF · IBONDS DEC 22 ETF · ISHS 1-5YR INVS | 42.55% | $193M | 2.10M |
| 2 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 9.26% | $42M | 112.1K |
| 3 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · REIT ETF · MCAP GR IDX VIP · VALUE ETF · MCAP VL IDXVIP · SMALL CP ETF · SM CP VAL ETF · MID CAP ETF · SML CP GRW ETF | 7.71% | $35M | 206.1K |
| 4 | VIGVANGUARD SPECIALIZED FUNDShistory → | DIV APP ETF | 4.84% | $22M | 155.3K |
| 5 | EQALINVESCO EXCHANGE TRADED FD TR | S&P500 LOW VOL · RUSEL 1000 EQL · VAR RATE PFD · S&P500 HDL VOL · S&P MIDCP LOW · GLOBAL WATER · S&P INTL LOW | 3.65% | $17M | 321.6K |
| 6 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · HIG YLD EQ DIV · AEROSPACE DEFN · S&P500 QUALITY · BUYBACK ACHIEV · DWA UTILS MUMT · S&P 500 HB ETF · S&P MDCP QUALITY · S&P500 BUY WRT · INTL DIVI ACHI · S&P SML 600 EQ · ZACKS MULT AST · S&P MIDCP400 EQ · FINL PDF ETF | 3.63% | $16M | 369.3K |
| 7 | SDYSPDR SER TR S&P DIVID ETFhistory → | S&P DIVID ETF | 3.41% | $15M | 145.8K |
| 8 | XLISELECT SECTOR SPDR TR | SBI INT-INDS · ENERGY · SBI INT-FINL · SBI INT-UTILS · SBI MATERIALS · SBI CONS DISCR · RL EST SEL SEC · SBI CONS STPLS · SBI HEALTHCARE · TECHNOLOGY | 2.87% | $13M | 255.0K |
| 9 | GSLCGOLDMAN SACHS ETF TR | EQUITY ETF · ACTIVEBETA INT · ACES ULTRA SHR · ACTIVEBETA EME | 2.14% | $10M | 172.2K |
| 10 | IGHGPROSHARES TR | MDCP 400 DIVID · INVT INT RT HG · RUSS 2000 DIVD · S&P 500 DV SRIST · DJ BRKFLD GLB | 1.34% | $6M | 92.9K |
| 11 | GSYINVESCO ACTIVELY MANAGED ETFhistory → | ULTRA SHRT DUR | 1.19% | $5M | 106.8K |
| 12 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · LOW DURTN AC ETF · 0-5 HIGH YIELD | 0.99% | $5M | 44.2K |
| 13 | VIGIVANGUARD WHITEHALL FDS INC | INTL DVD ETF · HIGH DIV YLD | 0.98% | $4M | 54.2K |
| 14 | IHDGWISDOMTREE TR | ITL HDG QTLY DIV · US MIDCAP DIVID · US HIGH DIVIDEND · EM MKTS QTLY DIV · INTL MIDCAP DV · US QTLY DIV GRT · US ESG FUND · US MULTIFACTOR · US MIDCAP FUND · INTL SMCAP DIV · INTL QULTY DIV · INTL LRGCAP DV · US LARGECAP DIV · US SMALLCAP DIVD · ENHNCD CMMDTY ST | 0.91% | $4M | 101.0K |
| 15 | TOTLSSGA ACTIVE ETF | SPDR TR TACTIC | 0.89% | $4M | 81.7K |
| 16 | AAPLAPPLE INC | COM | 0.79% | $4M | 27.1K |
| 17 | ISHARES GOLD TRUST | ISHARES | 0.70% | $3M | 10.8K |
| 18 | JHMMJOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI · MULTI INTL ETF · MULTIFACTR SML | 0.65% | $3M | 70.3K |
| 19 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.62% | $3M | 9.0K |
| 20 | MSFTMICROSOFT CORP | COM | 0.62% | $3M | 12.6K |
| 21 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · GLB EX US ETF · FTSE PACIFIC ETF · FTSE EMR MKT ETF | 0.55% | $2M | 42.0K |
| 22 | SWKSTANLEY BLACK & DECKER INC | COM | 0.53% | $2M | 13.5K |
| 23 | DIASPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 0.39% | $2M | 5.7K |
| 24 | SCHFSCHWAB STRATEGIC TR INTL EQUITY ETF | INTL EQTY ETF | 0.35% | $2M | 44.0K |
| 25 | QEFASPDR INDEX SHS FDS | MSCI EAFE STRTGC · DJ GLB RL ES ETF · MSCI EMRG MKTS · S&P INTL SMLCP | 0.34% | $2M | 27.3K |
| 26 | VGSHVANGUARD SCOTTSDALE FDS | SHORT TERM TREAS · VNG RUS3000IDX · INT-TERM CORP | 0.32% | $1M | 20.6K |
| 27 | VNLAJANUS DETROIT STR TR | HENDRSN SHRT ETF | 0.30% | $1M | 27.2K |
| 28 | SCHXSCHWAB STRATEGIC TR | US LRG CP ETF · US BRD MKT ETF · US DIVIDEND EQ · US MID-CAP ETF · SCHWAB FDT US LG · US SML CAP ETF | 0.29% | $1M | 15.7K |
| 29 | JETSETF SER SOLUTIONS | US GLB JETS | 0.28% | $1M | 56.3K |
| 30 | VDEVANGUARD WORLD FDS | ENERGY ETF | 0.27% | $1M | 23.4K |
| 31 | NOCNORTHROP GRUMMAN CORP | COM | 0.26% | $1M | 3.9K |
| 32 | JPMJP MORGAN CHASE & CO | COM | 0.25% | $1M | 8.9K |
| 33 | IEMGISHARES INC | CORE MSCI EMKT · MSCI EMERG MKT | 0.22% | $1M | 16.8K |
| 34 | OSI ETF TR | OSHARES US QUALT · OSHARES US SMLCP · OSHARES GBL INTER | 0.19% | $881,000 | 24.6K |
| 35 | SHMSPDR SER TR | NUVEEN BLMBRG SR · PORTFOLIO S&P400 | 0.17% | $783,000 | 16.7K |
| 36 | LEADSIREN ETF TR | DIVCN LDRS ETF | 0.17% | $771,000 | 16.3K |
| 37 | BRK/ABERKSHIRE HATHAWAY INC DEL | CL A · CL B NEW | 0.15% | $684,000 | 1.4K |
| 38 | VEAVANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 0.15% | $671,000 | 14.2K |
| 39 | AMZNAMAZON INC | COM | 0.14% | $632,000 | 194 |
| 40 | SCHESCHWAB STRATEGIC TR EMERGING MKTS EQUITY ETF | EMRG MKTEQ ETF | 0.13% | $592,000 | 19.3K |
| 41 | FDNFIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX · PFD SECS INC ETF · NASD TECH DIV · CLOUD COMPUTING | 0.12% | $552,000 | 12.9K |
| 42 | GLDSPDR GOLD TR | GOLD SHS | 0.12% | $545,000 | 3.1K |
| 43 | VFQYVANGUARD WELLINGTON FD | US QUALITY · US MULTIFACTOR | 0.11% | $517,000 | 5.3K |
| 44 | MANAGED PORTFOLIO SER | TORTOISE NRAM PI | 0.11% | $495,000 | 28.6K |
| 45 | PEPPEPSICO INC | COM | 0.10% | $458,000 | 3.1K |
| 46 | SJNKSPDR SERIES TRUST | BLOOMBERG SRT TR · DJ REIT ETF · PORTFOLIO SHORT · PRTFLO S&P500 VL | 0.10% | $440,000 | 13.3K |
| 47 | QCOMQUALCOMM INC | COM | 0.10% | $436,000 | 2.9K |
| 48 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&P DCRP | 0.10% | $435,000 | 1.1K |
| 49 | PFEPFIZER INC | COM | 0.09% | $386,000 | 10.5K |
| 50 | AMGNAMGEN INC | COM | 0.08% | $356,000 | 1.5K |
| 51 | NEARISHARES U S ETF TR | SHT MAT BD ETF | 0.08% | $346,000 | 6.9K |
| 52 | MDTMEDTRONIC PLC | SHS | 0.07% | $331,000 | 2.8K |
| 53 | DISDISNEY WALT CO | COM | 0.07% | $320,000 | 1.8K |
| 54 | METAFACEBOOK INC | CL A | 0.07% | $316,000 | 1.2K |
| 55 | XRNPXCOHEN & STEERS REIT & PFD INC | COM | 0.07% | $312,000 | 13.7K |
| 56 | VCSHVANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | SHRT TRM CORP BD | 0.07% | $311,000 | 3.7K |
| 57 | CSCOCISCO SYSTEMS INC | COM | 0.07% | $309,000 | 6.9K |
| 58 | PMPHILIP MORRIS INTL INC | COM | 0.07% | $308,000 | 3.7K |
| 59 | ABTABBOTT LABS | COM | 0.06% | $289,000 | 2.6K |
| 60 | ORCLORACLE CORP | COM | 0.06% | $284,000 | 4.4K |
| 61 | NFLXNETFLIX INC | COM | 0.06% | $283,000 | 2.5K |
| 62 | JNJJOHNSON & JOHNSON | COM | 0.06% | $259,000 | 1.6K |
| 63 | ROSTROSS STORES INC | COM | 0.06% | $251,000 | 2.0K |
| 64 | UTFCOHEN & STEERS INFRASTRUCTURE | COM | 0.05% | $245,000 | 9.5K |
| 65 | MAGELLAN MIDSTREAM PARTNERS LP | COM UNIT RP LP | 0.05% | $243,000 | 5.7K |
| 66 | FRCBFIRST REP BK SAN FRANCISCO C | COM | 0.05% | $239,000 | 1.6K |
| 67 | TFISPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF | NUVEEN BRC MUNIC | 0.05% | $232,000 | 4.4K |
| 68 | ADBEADOBE SYS INC COM | COM | 0.05% | $230,000 | 460 |
| 69 | NFRAFLEXSHARES TR | STOXX GLOBR INF | 0.05% | $226,000 | 4.2K |
| 70 | BNDXVANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 0.05% | $225,000 | 3.8K |
| 71 | BDXBECTON DICKINSON & CO | COM | 0.05% | $225,000 | 899 |
| 72 | CNCCENTENE CORP DEL | COM | 0.05% | $219,000 | 3.6K |
| 73 | IDXXIDEXX LABS INC | COM | 0.05% | $218,000 | 760 |
| 74 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.05% | $210,000 | 120 |
| 75 | AMLPALPS ETF TR | ALERIAN MLP · ALERIAN ENERGY | 0.05% | $208,000 | 8.5K |
| 76 | AMARIN CORP PLC | SPONS ADR NEW | 0.05% | $205,000 | 42.0K |
| 77 | PGXINVESCO EXCH TRADED FD TR II | PFD ETF | 0.04% | $200,000 | 13.1K |
| 78 | PGPROCTER & GAMBLE CO | COM | 0.04% | $198,000 | 1.4K |
| 79 | XYZSQUARE INC | CL A | 0.04% | $196,000 | 900 |
| 80 | MXIMMAXIM INTEGRATED PRODS INC | COM | 0.04% | $180,000 | 2.0K |
| 81 | JHMLJOHN HANCOCK EXCHANGE ETF TRUST | MLTFCTR LRG CAP | 0.04% | $178,000 | 3.8K |
| 82 | HPQHP INC | COM | 0.04% | $175,000 | 7.1K |
| 83 | LOWLOWES COS INC | COM | 0.04% | $173,000 | 1.1K |
| 84 | COSTCOSTCO WHSL CORP NEW | COM | 0.04% | $170,000 | 452 |
| 85 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND | 0.04% | $169,000 | 2.0K |
| 86 | ABBVABBVIE INC | COM | 0.04% | $168,000 | 1.6K |
| 87 | MRKMERCK & CO, INC | COM | 0.04% | $168,000 | 2.1K |
| 88 | HDHOME DEPOT INC | COM | 0.04% | $163,000 | 613 |
| 89 | MMM3M CO | COM | 0.03% | $157,000 | 900 |
| 90 | HIIHUNTINGTON INGALLS INDS INC | COM | 0.03% | $147,000 | 864 |
| 91 | SPYGSPDR SER TR S&P 500 GROWTH ETF | S&P 500 GROWTH | 0.03% | $144,000 | 2.6K |
| 92 | EXMOCEXXON MOBIL CORP | COM | 0.03% | $142,000 | 3.4K |
| 93 | DGXQUEST DIAGNOSTICS INC | COM | 0.03% | $141,000 | 1.2K |
| 94 | VVISA INC CL A | CL A | 0.03% | $128,000 | 584 |
| 95 | RTXRAYTHEON TECH CORP COM | COM NEW | 0.03% | $128,000 | 1.8K |
| 96 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.03% | $123,000 | 6.3K |
| 97 | VPUVANGUARD WORLDS FDS | UTILITIES ETF | 0.03% | $120,000 | 871 |
| 98 | MOALTRIA GROUP INC | COM | 0.03% | $119,000 | 2.9K |
| 99 | HTDHANCOCK JOHN TAX-ADVANTAGED | COM | 0.03% | $118,000 | 5.6K |
| 100 | ADIANALOG DEVICES INC | COM | 0.03% | $117,000 | 791 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 1,555 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $887M | 1,536 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $885M | 1,528 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $811M | 1,531 | Jul 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $759M | 1,508 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $793M | 1,537 | Feb 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $806M | 1,554 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $771M | 1,584 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $767M | 1,548 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $712M | 1,424 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $653M | 1,444 | Oct 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $669M | 1,443 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $608M | 1,403 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $576M | 1,510 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $514M | 1,477 | Nov 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $534M | 1,184 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $601M | 1,121 | May 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $620M | 979 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $560M | 506 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $557M | 484 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $545M | 484 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $453M | 456 | Feb 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $401M | 455 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $379M | 453 | Aug 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $319M | 481 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $392M | 427 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $361M | 419 | Oct 23, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $354M | 449 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $370M | 439 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $339M | 452 | Jan 29, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.