Managers / Q3 2021 · view latest →
Capital Advisors, Ltd. LLC
CIK 0001597878 · 20600 CHAGRIN BLVD, SUITE 1115, SHAKER HEIGHTS, OH, 44122 · 2162957900
Reported Value
$560M
Q3 2021
Positions
506
Filings on Record
30
2019–present window
Filed
Nov 12, 2021
original filing
Summary
Capital Advisors, Ltd. LLC reported $560M in U.S.-listed holdings across 506 positions for Q3 2021.
The portfolio is heavily concentrated: IWF alone accounts for 38.9% of reported value.
Compared with Q2 2021, the fund opened 30 new positions and exited 8.
Portfolio Metrics
Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+79.3%
share of reported value
Largest Position
+38.9%
Ishares Tr
New / Exited
30 / 8
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 84.7% · $475M
- Common Stock · 14.6% · $82M
- Other · 0.3% · $2M
- Closed-End Fund · 0.2% · $1M
- MLP · 0.1% · $538,000
- Other · 0.1% · $392,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| MDTMEDTRONIC PLC COM | NEW | +3.4K | 3.4K | +$422,000 | $422,000 |
| SPDR INDEX SHS FDS | NEW | +6.4K | 6.4K | +$273,000 | $273,000 |
| SNASNAP-ON INC | NEW | +761 | 761 | +$159,000 | $159,000 |
| CSLCARLISLE COS INC | NEW | +770 | 770 | +$153,000 | $153,000 |
| CECELANESE CORP DEL | NEW | +719 | 719 | +$108,000 | $108,000 |
| KLACKLA CORP | NEW | +300 | 300 | +$100,000 | $100,000 |
| ACTIVISION BLIZZARD INC | NEW | +1.3K | 1.3K | +$98,000 | $98,000 |
| NVONOVO-NORDISK A S | NEW | +875 | 875 | +$84,000 | $84,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
320 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · MSCI USA MIN VOL · RUS 1000 VAL ETF · S&P MC 400 GR ETF · S&P MC 400 VL ETF · MSCI USA QLT FCT · S&P 500 GRWT ETF · SP SMCP600GR ETF · CORE DIV GRWTH · SP SMCP600VL ETF · S&P 100 ETF · MIN VOL EAFE ETF · GLOBAL 100 ETF · MSCI EAFE ETF · CORE US AGGBD ET · CORE HIGH DV ETF · CORE S&P TTL STK · TRANS AVG ETF · U.S. AER DEF ETF · CORE MSCI EAFE · CORE S&P SCP ETF · CORE S&P MCP ETF · GLBL INFRASTR ETF · MORNINGSTAR GRWT · PFD AND INCM SEC · SELECT DIVID ETF · CORE S&P 500 ETF · GLOBALTECH ETF · INTL DIV GRWTH · S&P 500 VAL ETF · COHEN &STEERS REIT · RUS 1000 ETF · INTL SEL DIV ETF · INTL MULTIFCTR · NATL AMT FREE BD · MSCI EMG MKTS ETF · HDG MSCI EAFE · CORE MSCI TOTAL · MSCI INTL QUALTY · MSCI USA MULTIFT · MSCI USA MMENTM · RUS MID CAP GR ETF · U.S. UTILITS ETF · RUS 2000 GRW ETF · MSCI USA SML CP · CRE U S REIT ETF · RUSSELL 2000 ETF · BLACKROCK ULTRA · MSCI AC ASIA ETF · SHRT NAT MUN ETF · CORE MSCI INTL · RUS 2000 VAL ETF · EAFE SMALL CAP ETF · IBOXX HI YD ETF · MSCI INTL SML CP · RUS MID-CAP ETF · MRGSTR MD CP GRW · INTL DEVPPTY ETF · MSCI ACWI EX US · RUSSELLL 3000 ETF · RUS MDCP VAL ETF · IBONDS DEC21 ETF · IBONDS DEC 22 ETF · U.S. MED DVC ETF · ISHS 1-5YR INVS | 38.91% | $218M | 2.15M |
| 2 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 8.86% | $50M | 115.7K |
| 3 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · REIT ETF · MCAP GR IDX VIP · VALUE ETF · MCAP VL IDXVIP · SMALL CP ETF · MID CAP ETF · SM CP VAL ETF · SML CP GRW ETF · S&P 500 ETF SHS | 7.53% | $42M | 214.0K |
| 4 | BALLYS CORPORATION | COM | 4.56% | $26M | 509.8K |
| 5 | VIGVANGUARD SPECIALIZED FUNDShistory → | DIV APP ETF | 4.37% | $25M | 159.6K |
| 6 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · HIG YLD EQ DIV · AEROSPACE DEFN · S&P500 QUALITY · S&P 500 HB ETF · BUYBACK ACHIEV · DWA UTILS MUMT · S&P MIDCP400 EQ · S&P MDCP QUALITY · S&P500 BUY WRT · INTL DIVI ACHI · S&P SML 600 EQ · ZACKS MULT AST · FINL PDF ETF | 3.56% | $20M | 369.8K |
| 7 | SDYSPDR SER TR S&P DIVID ETFhistory → | S&P DIVID ETF | 3.41% | $19M | 162.8K |
| 8 | EQALINVESCO EXCHANGE TRADED FD TR | S&P500 LOW VOL · RUSEL 1000 EQL · VAR RATE PFD · S&P500 HDL VOL · GLOBAL WATER · S&P MIDCP LOW · S&P INTL LOW | 3.11% | $17M | 311.7K |
| 9 | XLESELECT SECTOR SPDR TR | ENERGY · SBI INT-INDS · SBI INT-FINL · SBI MATERIALS · SBI CONS DISCR · RL EST SEL SEC · SBI INT-UTILS · SBI CONS STPLS · SBI HEALTHCARE · TECHNOLOGY | 2.88% | $16M | 263.4K |
| 10 | GSLCGOLDMAN SACHS ETF TR | EQUITY ETF · ACTIVEBETA INT · ACES ULTRA SHR · ACTIVEBETA EME | 2.14% | $12M | 188.4K |
| 11 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.33% | $7M | 20.9K |
| 12 | IGHGPROSHARES TR | MDCP 400 DIVID · INVT INT RT HG · RUSS 2000 DIVD · S&P 500 DV SRIST · DJ BRKFLD GLB | 1.24% | $7M | 100.1K |
| 13 | GSYINVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 0.99% | $6M | 110.1K |
| 14 | JHMMJOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI · HENDRSN SHRT ETF · MLTFCTR LRG CAP · MULTIFACTR SML | 0.92% | $5M | 100.7K |
| 15 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · LOW DURTN AC ETF · 0-5 HIGH YIELD | 0.88% | $5M | 48.2K |
| 16 | VIGIVANGUARD WHITEHALL FDS INC | INTL DVD ETF · HIGH DIV YLD | 0.87% | $5M | 55.2K |
| 17 | DONWISDOMTREE TR | US MIDCAP DIVID · ITL HDG QTLY DIV · US HIGH DIVIDEND · EM MKTS QTLY DIV · INTL MIDCAP DV · US QTLY DIV GRT · US ESG FUND · US MULTIFACTOR · US MIDCAP FUND · INTL SMCAP DIV · INTL LRGCAP DV · EM EX ST-OWNED · US LARGECAP DIV · US SMALLCAP DIVD · ENHNCD CMMDTY ST | 0.82% | $5M | 101.8K |
| 18 | AAPLAPPLE INC | COM | 0.78% | $4M | 31.0K |
| 19 | SCHFSCHWAB STRATEGIC TR | INTL EQTY ETF · US LRG CP ETF · EMRG MKTEQ ETF · US BRD MKT ETF · US DIVIDEND EQ · US MID-CAP ETF · US SML CAP ETF · SCHWAB FDT US LG | 0.76% | $4M | 85.5K |
| 20 | MSFTMICROSOFT CORP | COM | 0.65% | $4M | 12.9K |
| 21 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US · GLB EX US ETF · FTSE PACIFIC ETF · FTSE EMR MKT ETF | 0.47% | $3M | 43.2K |
| 22 | TOTLSSGA ACTIVE ETF | SPDR TR TACTIC | 0.46% | $3M | 53.0K |
| 23 | SWKSTANLEY BLACK & DECKER INC | COM | 0.42% | $2M | 13.5K |
| 24 | VGSHVANGUARD SCOTTSDALE FDS | SHORT TERM TREAS · VNG RUS2000IDX · SHRT TRM CORP BD · VNG RUS3000IDX · VNG RUS2000GRW · VNG RUS2000VAL · INT-TERM CORP | 0.38% | $2M | 26.0K |
| 25 | DIASPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 0.35% | $2M | 5.7K |
| 26 | QEFASPDR INDEX SHS FDS | MSCI EAFE STRTGC · DJ GLB RL ES ETF · PORTFOLIO EMG MK · MSCI EMRG MKTS · S&P INTL SMLCP | 0.33% | $2M | 31.5K |
| 27 | JPMJP MORGAN CHASE & CO | COM | 0.31% | $2M | 10.8K |
| 28 | VDEVANGUARD WORLD FDS | ENERGY ETF · HEALTH CAR ETF | 0.31% | $2M | 23.8K |
| 29 | OSI ETF TR | OSHARES US QUALT · OSHARES US SMLCP · OSHARES GBL INTER | 0.29% | $2M | 39.0K |
| 30 | NOCNORTHROP GRUMMAN CORP | COM | 0.25% | $1M | 3.9K |
| 31 | JETSETF SER SOLUTIONS | US GLB JETS | 0.24% | $1M | 56.3K |
| 32 | TDIVFIRST TR EXCHANGE-TRADED FD | NASD TECH DIV · DJ INTERNT IDX · PFD SECS INC ETF · CLOUD COMPUTING | 0.22% | $1M | 23.7K |
| 33 | AMZNAMAZON INC | COM | 0.19% | $1M | 329 |
| 34 | IEMGISHARES INC | CORE MSCI EMKT · MSCI EMERG MKT · MSCI EURZONE ETF | 0.19% | $1M | 17.3K |
| 35 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW · CL A | 0.18% | $984,000 | 2.1K |
| 36 | LEADSIREN ETF TR | DIVCN LDRS ETF | 0.17% | $946,000 | 17.6K |
| 37 | VFQYVANGUARD WELLINGTON FD | US QUALITY · US MULTIFACTOR | 0.15% | $820,000 | 7.1K |
| 38 | VEAVANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 0.14% | $780,000 | 15.5K |
| 39 | SHMSPDR SER TR | NUVEEN BLMBRG SR · PORTFOLIO S&P400 | 0.14% | $780,000 | 16.1K |
| 40 | SJNKSPDR SERIES TRUST | BLOOMBERG SRT TR · PORTFOLIO SHORT · DJ REIT ETF · PRTFLO S&P500 VL | 0.13% | $745,000 | 22.2K |
| 41 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.13% | $737,000 | 276 |
| 42 | METAFACEBOOK INC | CL A | 0.13% | $713,000 | 2.1K |
| 43 | IYRISHARES U S ETF TR | U.S. REAL ES ETF | 0.12% | $674,000 | 6.6K |
| 44 | ORCLORACLE CORP | COM | 0.12% | $661,000 | 7.6K |
| 45 | MANAGED PORTFOLIO SER | TORTOISE NRAM PI | 0.11% | $640,000 | 29.4K |
| 46 | ADIANALOG DEVICES INC | COM | 0.10% | $584,000 | 3.5K |
| 47 | AMGNAMGEN INC | COM | 0.10% | $568,000 | 2.7K |
| 48 | UTFCOHEN & STEERS INFRASTRUCTURE | COM | 0.09% | $532,000 | 19.6K |
| 49 | GLDSPDR GOLD TR | GOLD SHS | 0.09% | $509,000 | 3.1K |
| 50 | JNJJOHNSON & JOHNSON | COM | 0.09% | $500,000 | 3.1K |
| 51 | JHMDJOHN HANCOCK EXCHANGE ETF TRUST | MULTI INTL ETF | 0.09% | $484,000 | 14.5K |
| 52 | ARKKARK ETF TR | INNOVATION ETF | 0.09% | $482,000 | 4.4K |
| 53 | PFEPFIZER INC | COM | 0.08% | $465,000 | 10.8K |
| 54 | BLACKROCK INC | COM | 0.08% | $463,000 | 552 |
| 55 | TSCOTRACTOR SUPPLY CO | COM | 0.08% | $452,000 | 2.2K |
| 56 | PEPPEPSICO INC | COM | 0.08% | $446,000 | 3.0K |
| 57 | BDXBECTON DICKINSON & CO | COM | 0.08% | $440,000 | 1.8K |
| 58 | LOWLOWES COS INC | COM | 0.08% | $430,000 | 2.1K |
| 59 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&P DCRP | 0.08% | $428,000 | 1.2K |
| 60 | CSCOCISCO SYSTEMS INC | COM | 0.08% | $428,000 | 7.9K |
| 61 | MDTMEDTRONIC PLC COM | SHS | 0.08% | $422,000 | 3.4K |
| 62 | HDHOME DEPOT INC | COM | 0.07% | $398,000 | 1.2K |
| 63 | PGPROCTER & GAMBLE CO | COM | 0.07% | $389,000 | 2.8K |
| 64 | PAYXPAYCHEX INC | COM | 0.07% | $383,000 | 3.4K |
| 65 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND | 0.07% | $377,000 | 4.6K |
| 66 | QCOMQUALCOMM INC | COM | 0.07% | $369,000 | 2.9K |
| 67 | PMPHILIP MORRIS INTL INC | COM | 0.07% | $366,000 | 3.9K |
| 68 | DISDISNEY WALT CO | COM | 0.06% | $362,000 | 2.1K |
| 69 | CMCSACOMCAST CORP NEW | CL A | 0.06% | $359,000 | 6.4K |
| 70 | PAVEGLOBAL X FDS | US INFR DEV · S&P 500 QLT ETF · GLBL X MLP ETF · GLB X MLP ENRG I · GLOBAL X SUPERDIV · GLOBAL X SILVER | 0.06% | $339,000 | 12.7K |
| 71 | UNHUNITEDHEALTH GROUP INC | COM | 0.06% | $331,000 | 846 |
| 72 | XRNPXCOHEN & STEERS REIT & PFD INC | COM | 0.06% | $320,000 | 12.5K |
| 73 | TJXTJX COMPANIES INC | COM | 0.06% | $318,000 | 4.8K |
| 74 | FRCBFIRST REP BK SAN FRANCISCO C | COM | 0.06% | $313,000 | 1.6K |
| 75 | ABTABBOTT LABS | COM | 0.06% | $312,000 | 2.6K |
| 76 | MAMASTERCARD INCORPORATED | CL A | 0.06% | $311,000 | 895 |
| 77 | ABBVABBVIE INC | COM | 0.05% | $308,000 | 2.9K |
| 78 | AMARIN CORP PLC | SPONS ADR NEW | 0.05% | $306,000 | 60.0K |
| 79 | INTUINTUIT | COM | 0.05% | $297,000 | 550 |
| 80 | MAGELLAN MIDSTREAM PARTNERS LP | COM UNIT RP LP | 0.05% | $295,000 | 6.5K |
| 81 | FDXFEDEX CORP | COM | 0.05% | $292,000 | 1.3K |
| 82 | HONHONEYWELL INTL INC | COM | 0.05% | $286,000 | 1.3K |
| 83 | ADBEADOBE SYS INC COM | COM | 0.05% | $265,000 | 460 |
| 84 | AMLPALPS ETF TR | ALERIAN MLP · ALERIAN ENERGY | 0.05% | $265,000 | 8.4K |
| 85 | DHRDANAHER CORP DEL | COM | 0.05% | $256,000 | 842 |
| 86 | NFRAFLEXSHARES TR | STOXX GLOBR INF | 0.05% | $255,000 | 4.6K |
| 87 | LMTLOCKHEED MARTIN CORP | COM | 0.04% | $249,000 | 721 |
| 88 | MMM3M CO | COM | 0.04% | $248,000 | 1.4K |
| 89 | ROSTROSS STORES INC | COM | 0.04% | $246,000 | 2.3K |
| 90 | MOALTRIA GROUP INC | COM | 0.04% | $243,000 | 5.3K |
| 91 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.04% | $238,000 | 416 |
| 92 | SYKSTRYKER CORPORATION | COM | 0.04% | $234,000 | 889 |
| 93 | TXNTEXAS INSTRS INC | COM | 0.04% | $233,000 | 1.2K |
| 94 | WMTWALMART INC | COM | 0.04% | $232,000 | 1.7K |
| 95 | PYPLPAYPAL HLDGS INC | COM | 0.04% | $230,000 | 885 |
| 96 | TFISPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF | NUVEEN BRC MUNIC | 0.04% | $228,000 | 4.4K |
| 97 | CNCCENTENE CORP DEL | COM | 0.04% | $227,000 | 3.6K |
| 98 | NEENEXTERA ENERGY INC | COM | 0.04% | $225,000 | 2.9K |
| 99 | NEARJANUS DETROIT STR TR | SHT MAT BD ETF · HENDERSON SML ETF | 0.04% | $218,000 | 4.3K |
| 100 | APDAIR PRODS & CHEMS INC | COM | 0.04% | $217,000 | 846 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $880M | 1,555 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $887M | 1,536 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $885M | 1,528 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $811M | 1,531 | Jul 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $759M | 1,508 | Apr 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $793M | 1,537 | Feb 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $806M | 1,554 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $771M | 1,584 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $767M | 1,548 | Apr 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $712M | 1,424 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $653M | 1,444 | Oct 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $669M | 1,443 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $608M | 1,403 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $576M | 1,510 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $514M | 1,477 | Nov 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $534M | 1,184 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $601M | 1,121 | May 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $620M | 979 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $560M | 506 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $557M | 484 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $545M | 484 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $453M | 456 | Feb 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $401M | 455 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $379M | 453 | Aug 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $319M | 481 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $392M | 427 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $361M | 419 | Oct 23, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $354M | 449 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $370M | 439 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $339M | 452 | Jan 29, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.