SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Cowen Prime Services LLC

CIK 0001543830 · 599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY, 10022 · 646-562-1010

Reported Value
$193M
Q1 2019
Positions
167
Filings on Record
11
2019–present window
Filed
May 1, 2019
amendment (RESTATEMENT)

Summary

Cowen Prime Services LLC reported $193M in U.S.-listed holdings across 167 positions for Q1 2019.

Its largest position, EHTH, represents 8.0% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+52.5%
share of reported value
Largest Position
+8.0%
Ehealth Inc Com

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $193MQ1 ’19Q2 ’19: $207MQ3 ’19: $193MQ3 ’19Q4 ’19: $219MQ1 ’20: $164MQ1 ’20Q2 ’20: $212MQ3 ’20: $205MQ3 ’20Q4 ’20: $226MQ1 ’21: $264MQ1 ’21Q2 ’21: $276Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 82.8%Other: 9.4%MLP: 2.5%REIT: 2.2%US DOMESTIC: 2.1%Other: 1.0%
  • Common Stock · 82.8% · $160M
  • Other · 9.4% · $18M
  • MLP · 2.5% · $5M
  • REIT · 2.2% · $4M
  • US DOMESTIC · 2.1% · $4M
  • Other · 1.0% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
EHTHEHEALTH INC COMNEW+247.8K247.8K+$15M$15M
QUOTIENT TECHNOLOGY INC COMNEW+1.56M1.56M+$15M$15M
VONAGE HLDGS CORP COMNEW+1.35M1.35M+$14M$14M
NEONEOGENOMICS INC COM NEWNEW+584.8K584.8K+$12M$12M
PDFSPDF SOLUTIONS INC COMNEW+788.4K788.4K+$10M$10M
MOBLMOBILEIRON INC COM NEWNEW+1.76M1.76M+$10M$10M
INOVINOVALON HLDGS INC COM CL ANEW+611.8K611.8K+$8M$8M
CASTLIGHT HEALTH INC CL BNEW+1.74M1.74M+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

165 positions (from 167 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EHTHEHEALTH INC COMhistory →Stock8.00%$15M247.8K
2QUOTIENT TECHNOLOGY INC COMStock7.99%$15M1.56M
3VONAGE HLDGS CORP COMStock7.04%$14M1.35M
4NEONEOGENOMICS INC COM NEWhistory →Stock6.20%$12M584.8K
5PDFSPDF SOLUTIONS INC COMhistory →Stock5.04%$10M788.4K
6MOBLMOBILEIRON INC COM NEWhistory →Stock4.99%$10M1.76M
7INOVINOVALON HLDGS INC COM CL Ahistory →Stock3.94%$8M611.8K
8CASTLIGHT HEALTH INC CL BStock3.39%$7M1.74M
9ITERIS INC COMStock3.02%$6M1.40M
10TRUECAR INC COMStock2.91%$6M845.2K
11LUMINEX CORP DEL COMStock2.71%$5M227.6K
12DIGIMARC CORP NEW COMStock2.52%$5M154.7K
13DOWDUPONT INC COMStock2.27%$4M82.1K
14PFEPFIZER INC COMhistory →Stock2.05%$4M93.3K
15LDOSLEIDOS HLDGS INC COMhistory →Stock1.93%$4M58.0K
16CCICROWN CASTLE INTL CORP NEW COMhistory →Stock1.75%$3M26.4K
17EFTTECHTARGET INC COMhistory →Stock1.65%$3M195.2K
18JNJJOHNSON & JOHNSON COMhistory →Stock1.54%$3M21.3K
19BOCBOSTON OMAHA CORP COMhistory →Stock1.31%$3M101.5K
20HARMONIC INC NOTE 4.000 12/0Stock1.28%$2M2.17M
21UALUNITED CONTL HLDGS INC COMhistory →Stock1.23%$2M29.8K
22TACTTRANSACT TECHNOLOGIES INC COMhistory →Stock1.18%$2M249.0K
23MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock1.09%$2M34.8K
24KKRKKR & CO INC CL Ahistory →Stock1.03%$2M85.0K
25EPDENTERPRISE PRODS PARTNERS L COMStock1.00%$2M66.1K
26SBUXSTARBUCKS CORP COMStock1.00%$2M25.9K
27ASPNASPEN AEROGELS INC COMStock0.98%$2M740.9K
28HLITHARMONIC INC COMStock0.97%$2M344.0K
29PTCPTC INC COMStock0.96%$2M20.2K
30APYXAPYX MED CORP COMStock0.95%$2M291.2K
31INFINERA CORPORATION NOTE 2.125 9/0Stock0.82%$2M2.00M
32MSFTMICROSOFT CORP COMStock0.81%$2M13.2K
33RBBNRIBBON COMMUNICATIONS INC COMStock0.80%$2M300.1K
34DALDELTA AIR LINES INC DEL COM NEWStock0.79%$2M29.4K
35NEW MEDIA INVT GROUP INC COMStock0.78%$2M144.2K
36JPMJPMORGAN CHASE & CO COMStock0.74%$1M14.2K
37CVXCHEVRON CORP NEW COMStock0.74%$1M11.7K
38KORNIT DIGITAL LTD SHSStock0.73%$1M59.3K
39DDD3-D SYS CORP DEL COM NEWStock0.69%$1M123.2K
40TEVATEVA PHARMACEUTICAL INDS LTD SPONSORED ADSStock0.67%$1M82.2K
41FUSION CONNECT INC COMStock0.62%$1M911.2K
42EXCEXELON CORP COMStock0.52%$1M20.1K
43RDFNREDFIN CORP COMStock0.50%$969,00047.8K
44NVECNVE CORP COM NEWStock0.45%$864,0008.8K
45MTSIMACOM TECH SOLUTIONS HLDGS I COMStock0.45%$863,00051.7K
46WYWEYERHAEUSER CO COMStock0.41%$794,00030.1K
47IBMINTERNATIONAL BUSINESS MACHS COMStock0.34%$665,0004.7K
48CEVACEVA INC COMStock0.33%$634,00023.5K
49NEOGNEOGEN CORP COMStock0.33%$631,00011.0K
50NATIONAL RESH CORP COM NEWStock0.32%$625,00016.2K
51NTNXNUTANIX INC CL AStock0.30%$582,00015.4K
52NIC INC COMStock0.30%$576,00033.7K
53GSITGSI TECHNOLOGY COMStock0.29%$562,00072.3K
54SYNCSYNACOR INC COMStock0.26%$494,000314.7K
55EXMOCEXXON MOBIL CORP COMStock0.24%$458,0005.7K
56KOPNKOPIN CORP COMStock0.21%$412,000307.3K
57BXUSDBLACKSTONE GROUP L P COM UNIT LTDStock0.19%$364,00010.4K
58TXNTEXAS INSTRS INC COMStock0.17%$319,0003.0K
59KMIKINDER MORGAN INC DEL COMStock0.16%$308,00015.4K
60WIFIBOINGO WIRELESS INC COMStock0.14%$268,00011.5K
61HCP INC COMStock0.13%$250,0008.0K
62CUI GLOBAL INC COM NEWStock0.13%$249,000211.0K
63DEDEERE & CO COMStock0.12%$240,0001.5K
64YUMYUM BRANDS INC COMStock0.12%$230,0002.3K
65METMETLIFE INC COMStock0.11%$219,0005.2K
66GOOGALPHABET INC CAP STK CL CStock0.11%$211,000180
67MACQUARIE INFRASTRUCTURE COR COMStock0.11%$206,0005.0K
68ESBAEMPIRE ST RLTY OP L P UNIT LTD PRTNSPStock0.11%$206,00012.9K
69COPCONOCOPHILLIPS COMStock0.10%$200,0003.0K
70INGERSOLL-RAND PLC SHSStock0.10%$200,0001.9K
71PAYXPAYCHEX INC COMStock0.10%$192,0002.4K
72ANDEAVOR LOGISTICS LP COM UNIT LP INTStock0.09%$176,0005.0K
73NVONOVO-NORDISK A S ADRStock0.09%$170,0003.3K
74GDSGDS HLDGS LTD SPONSORED ADSStock0.07%$143,0004.0K
75GHDXGENOMIC HEALTH INC COMStock0.07%$140,0002.0K
76EFIIELECTRONICS FOR IMAGING INC COMStock0.07%$137,0005.1K
77GENERAL ELECTRIC CO COMStock0.07%$135,00013.5K
78VZVERIZON COMMUNICATIONS INC COMStock0.07%$134,0002.3K
79MCDMCDONALDS CORP COMStock0.07%$126,000661
80NUSTAR ENERGY LP UNIT COMStock0.06%$125,0004.6K
81SPHSUBURBAN PROPANE PARTNERS L UNIT LTD PARTNStock0.06%$124,0005.5K
82UNHUNITEDHEALTH GROUP INC COMStock0.06%$124,000500
83NOCNORTHROP GRUMMAN CORP COMStock0.06%$121,000450
84UPSUNITED PARCEL SERVICE INC CL BStock0.06%$121,0001.1K
85WESWESTERN MIDSTREAM PARTNERS L COM UNIT LP INTStock0.06%$120,0003.8K
86LMTLOCKHEED MARTIN CORP COMStock0.06%$120,000400
87KMBKIMBERLY CLARK CORP COMStock0.06%$112,000900
88PEPPEPSICO INC COMStock0.06%$110,000900
89PYPLPAYPAL HLDGS INC COMStock0.06%$107,0001.0K
90PGPROCTER AND GAMBLE CO COMStock0.05%$104,0001.0K
91SRESEMPRA ENERGY COMStock0.05%$101,000800
92SERVICESOURCE INTL INC COMStock0.05%$101,000110.0K
93BMYBRISTOL MYERS SQUIBB CO COMStock0.05%$100,0002.1K
94VFFVILLAGE FARMS INTL INC COMStock0.05%$97,0006.9K
95MDLZMONDELEZ INTL INC CL AStock0.05%$90,0001.8K
96PMPHILIP MORRIS INTL INC COMStock0.05%$88,0001.0K
97INTCINTEL CORP COMStock0.04%$86,0001.6K
98MOALTRIA GROUP INC COMStock0.04%$86,0001.5K
99SMITH MICRO SOFTWARE INC COM NEWStock0.04%$85,00030.3K
100UNILEVER PLC SPON ADR NEWStock0.04%$83,0001.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2021$276M167Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$264M173Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$226M172Jan 27, 202113F-HRchanges · EDGAR ↗
Q3 2020$205M179Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$212M194Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$164M209Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$219M179Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$193M163Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$207M172Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$193M167May 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.