Managers / Q4 2019 · view latest →
Cowen Prime Services LLC
CIK 0001543830 · 599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY, 10022 · 646-562-1010
Summary
Cowen Prime Services LLC reported $219M in U.S.-listed holdings across 179 positions for Q4 2019.
Its largest position, PDFS, represents 10.6% of the portfolio.
Compared with Q3 2019, the fund opened 23 new positions and exited 7.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 86.7% · $190M
- Other · 6.2% · $14M
- US DOMESTIC · 2.6% · $6M
- MLP · 2.2% · $5M
- REIT · 1.7% · $4M
- Other · 0.6% · $1M
Quarter-over-Quarter Changes full breakdown →
vs Q3 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| CSBRCHAMPIONS ONCOLOGY INC COM NEW | NEW | +153.5K | 153.5K | +$1M | $1M |
| TDAYGANNETT CO INC NEW COM | NEW | +151.4K | 151.4K | +$966,000 | $966,000 |
| DOCHEALTHPEAK PPTYS INC COM | NEW | +8.0K | 8.0K | +$276,000 | $276,000 |
| MACQUARIE INFRASTRUCTURE COR COM | NEW | +5.0K | 5.0K | +$214,000 | $214,000 |
| ARCCARES CAP CORP COM | NEW | +10.6K | 10.6K | +$198,000 | $198,000 |
| ATHENE HLDG LTD CL A | NEW | +2.5K | 2.5K | +$118,000 | $118,000 |
| EXKEXACT SCIENCES CORP COM | NEW | +900 | 900 | +$83,000 | $83,000 |
| INOVALON HLDGS INC CALL | NEW | +100 | 100 | +$40,000 | $40,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2019
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2021 | $276M | 167 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $264M | 173 | Apr 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $226M | 172 | Jan 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $205M | 179 | Oct 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $212M | 194 | Jul 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $164M | 209 | Apr 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $219M | 179 | Feb 4, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $193M | 163 | Nov 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $207M | 172 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $193M | 167 | May 1, 2019 | RESTATEMENT | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.