Managers / Q2 2021
Cowen Prime Services LLC
CIK 0001543830 · 599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY, 10022 · 646-562-1010
Summary
Cowen Prime Services LLC reported $276M in U.S.-listed holdings across 167 positions for Q2 2021.
Its largest position, PDFS, represents 12.5% of the portfolio.
Compared with Q1 2021, the fund opened 5 new positions and exited 11.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 80.9% · $223M
- Other · 11.8% · $33M
- US DOMESTIC · 3.3% · $9M
- ADR · 1.6% · $4M
- MLP · 1.5% · $4M
- Other · 0.9% · $3M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| INSEINSPIRED ENTMT INC COM | NEW | +50.0K | 50.0K | +$638,000 | $638,000 |
| PHARPHARMING GROUP NV SPON ADS | NEW | +6.3K | 6.3K | +$71,000 | $71,000 |
| STXSEAGATE TECHNOLOGY HLDNGS PL ORD SHS | NEW | +150 | 150 | +$13,000 | $13,000 |
| COGNYTE SOFTWARE LTD ORD SHS | NEW | +200 | 200 | +$5,000 | $5,000 |
| OGNORGANON & CO COMMON STOCK | NEW | +40 | 40 | +$1,000 | $1,000 |
| SYNCHRONOSS TECHNOLOGIES INC COM | ADDED | +38.9K | 40.6K | +$140,000 | $146,000 |
| RAHRECRO PHARMA INC COM | ADDED | +2.29M | 2.76M | +$5M | $6M |
| LABFLUIDIGM CORP DEL COM | SOLD OUT | −983.0K | 0 | −$4M | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2021
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2021 | $276M | 167 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $264M | 173 | Apr 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $226M | 172 | Jan 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $205M | 179 | Oct 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $212M | 194 | Jul 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $164M | 209 | Apr 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $219M | 179 | Feb 4, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $193M | 163 | Nov 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $207M | 172 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $193M | 167 | May 1, 2019 | RESTATEMENT | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.